• PSPREG411A - Gather information through interviews

Assessor Resource

PSPREG411A
Gather information through interviews

Assessment tool

Version 1.0
Issue Date: April 2024


Not applicable.

This unit covers gathering information through interviews that do not result in a formal record of interview in the legal sense. Interviews may be conducted in a range of locations for a range of reasons. They may be overt or covert. The unit includes preparing for the interview, conducting the interview, and reviewing and correlating interview information.

Verbal questioning and other interactions undertaken outside a formal interview structure are not addressed in this unit as these are covered in other communication units in the Training Package, such as PSPGOV412A Use advanced workplace communication strategies.

In practice, gathering information through interviews may overlap with other generalist or specialist public sector work activities such as acting ethically, exercising regulatory powers, applying government processes, gathering and analysing information, assessing compliance, receiving and validating information.

No licensing, legislative, regulatory or certification requirements apply to this unit at the time of endorsement.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)

Prerequisites

Not applicable.


Employability Skills

This unit contains employability skills.




Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

The Evidence Guide specifies the evidence required to demonstrate achievement in the unit of competency as a whole. It must be read in conjunction with the Unit descriptor, Performance Criteria, the Range Statement and the Assessment Guidelines for the Public Sector Training Package.

Units to be assessed together

Pre-requisite units that must be achieved prior to this unit:Nil

Co-requisite units that must be assessed with this unit:Nil

Co-assessed units that may be assessed with this unit to increase the efficiency and realism of the assessment process include, but are not limited to:

PSPETHC401A Uphold and support the values and principles of public service

PSPGOV406B Gather and analyse information

PSPGOV408A Value diversity

PSPGOV422A Apply government processes

PSPLEGN401A Encourage compliance with legislation in the public sector

PSPREG401C Exercise regulatory powers

PSPREG403B Assess compliance

PSPREG415A Receive and validate information

Overview of evidence requirements

In addition to integrated demonstration of the elements and their related performance criteria, look for evidence that confirms:

the knowledge requirements of this unit

the skill requirements of this unit

application of the Employability Skills as they relate to this unit (see Employability Summaries in Qualifications Framework)

information gathered via interviews in a range of (3 or more) contexts (or occasions, over time)

Resources required to carry out assessment

These resources include:

legislation, policy, procedures and protocols relating to gathering information through interviews

case studies and workplace scenarios to capture the range of situations likely to be encountered when gathering information through interviews

Where and how to assess evidence

Valid assessment of this unit requires:

a workplace environment or one that closely resembles normal work practice and replicates the range of conditions likely to be encountered when gathering information through interviews, including coping with difficulties, irregularities and breakdowns in routine

information gathered via interviews in a range of (3 or more) contexts (or occasions, over time)

Assessment methods should reflect workplace demands, such as literacy, and the needs of particular groups, such as:

people with disabilities

people from culturally and linguistically diverse backgrounds

Aboriginal and Torres Strait Islander people

women

young people

older people

people in rural and remote locations

Assessment methods suitable for valid and reliable assessment of this competency may include, but are not limited to, a combination of 2 or more of:

case studies

demonstration

observation

portfolios

questioning

scenarios

simulation or role plays

authenticated evidence from the workplace and/or training courses

For consistency of assessment

Evidence must be gathered over time in a range of contexts to ensure the person can achieve the unit outcome and apply the competency in different situations or environments


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

This section describes the essential skills and knowledge and their level, required for this unit.

Skill requirements

Look for evidence that confirms skills in:

using interviewing techniques to suit a range of situations and interviewees

engaging in exchanges of sometimes complex oral information

varying style and language structure to suit a range of interviewees

using techniques to deal with difficult interview situations

using a range of communication techniques that include establishing rapport, listening, probing, reflecting, negotiation, conflict resolution

responding to diversity, including gender and disability

using critical analysis, evaluation and deductive reasoning

using problem solving and decision making related to interviewing

using judgment, to test the veracity of information and vary questions and interviewing techniques to suit

preparing interview documentation requiring accuracy of expression and formality in structure and format

operating technical and electronic equipment, where necessary

applying public sector standards and legislation such as occupational health and safety and environment in the context of interviewing

Knowledge requirements

Look for evidence that confirms knowledge and understanding of:

application of legislation to interviewing including privacy, ethics, confidentiality and freedom of information

organisational policies and guidelines relating to interviews

questioning techniques

legal and ethical considerations for conducting interviews

cultural awareness in the context of interviewing

procedures for using interpreters

legal and organisational requirements for documentation

legal requirements relating to recording of information

equal employment opportunity, equity and diversity principles

public sector legislation such as occupational health and safety and environment, relating to interviews

The Range Statement provides information about the context in which the unit of competency is carried out. The variables cater for differences between States and Territories and the Commonwealth, and between organisations and workplaces. They allow for different work requirements, work practices and knowledge. The Range Statement also provides a focus for assessment. It relates to the unit as a whole. Text in bold italics in the Performance Criteria is explained here.

Contexts may include:

informal interviews

interviews against set criteria

interviews to assess applications

initial investigation of complaints

audits

intelligence gathering

threat assessment

security vetting

overt interviews

covert interviews, under specific legislative powers

Requirements may include:

interview location/environment:

office

designated interview room

in the field (including overseas)

private home

at a client/contractor location

in other agencies

timing

personnel present:

senior staff

colleagues

interpreter

support persons

method of recording:

tape recording

videotaping

hand written

typewritten/word processed

file notes

equipment:

electronic equipment

recording equipment

computer equipment

availability of interviewee

Organisational and legislative requirements may include:

organisational policy, procedures and guidelines

international treaties and protocols

cross-jurisdictional protocols

organisation's strategic objectives

national strategic objectives

security constraints

public sector codes of conduct/ethics

confidentiality requirements

Commonwealth, State/Territory or Local Government legislation such as:

Freedom of Information Act 1982

Privacy Act 1988

Archives Act

Crimes Act 1914 and Criminal Code 1995

Evidence Act

the organisation's enabling legislation

Interview planning may: include

purpose

structure

context

expectations

intended/desired outcomes

criteria for assessment

risk management considerations

key questions in sequential order, highlighting main points

assessing sources of information

interview strategies appropriate to the situation and purpose of the interview, such as:

direct questioning

empathetic questioning

investigative interviewing

exclusion of leading questions

avoidance of cross-examination

safety requirements for interviewer, interviewee and others present

Materials may include:

paper-based and electronic documents, including:

maps

photographs

videotapes

physical objects and materials

audiotapes

Commencement protocols may include:

introductions

producing identification/authority

explaining the purpose, process and recording requirements

confirming confidentiality of information, if appropriate to the interview purpose

Questioning techniques may include:

summarising

re-phrasing

paraphrasing

open and closed questions

cognitive interviewing

using silence

active listening

using and recognising body language

identifying and overcoming barriers to communication

investigative interviewing techniques

Recording may include:

hand written record of interview

typewritten record of interview

audiotapes

videotapes

Dealing with sensitive information may include:

information security procedures

Post-interview activities may include:

interview report

interview assessment report

informal judgment

recommendations with supporting reasons/evidence

suggesting solutions to problems encountered during the interview

informing stakeholders of outcome of interview

providing briefings on outcomes

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
The need for an interview is determined, and the context and requirements are established in accordance with organisational and legislative requirements. 
Interview planning is undertaken to ensure desired outcomes are achieved. 
Interview arrangements are made in accordance with legislative and organisational requirements. 
Materials to be used during the interview are prepared as required. 
Advice is obtained as required on legislative or administrative issues relating to the conduct of the interview. 
Commencement of the interview is undertaken following organisational protocols and complies with legislative requirements. 
Interview is conducted in a planned manner, with the sequence evident to others who may use the outcomes. 
Questions are selected and used that are relevant, comprehensive, appropriate to the situation and the interviewee and adhere to the rules of evidence. 
Problem solving skills are used to test, compare and contrast information as it is provided to influence the direction of further questions. 
Information is recorded in accordance with organisational policy and procedures. 
Personal conduct is maintained in accordance with legal and organisational requirements and takes account of cultural and ethical issues. 
Information is reviewed and clarified to ensure its relevance and sufficiency prior to concluding the interview. 
Information is transcribed if necessary and sensitive information is dealt with in accordance with organisational policy and procedures. 
Detailed analysis is conducted, and incomplete and irregular information is identified and noted or followed up in accordance with the nature of the interview and organisational requirements. 
Behavioural characteristics of significance to the purpose of the interview are confirmed. 
Post-interview activities are undertaken as required in accordance with organisational policy and procedures. 

Forms

Assessment Cover Sheet

PSPREG411A - Gather information through interviews
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:


Assessment Record Sheet

PSPREG411A - Gather information through interviews

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: