Assessor Resource

RIIBEF601D
Conduct business negotiations

Assessment tool

Version 1.0
Issue Date: April 2024


This unit describes a participant’s skills and knowledge required to conduct business negotiations in the Resources and Infrastructure Industries.

This unit is appropriate for those working in supervisory roles.

Licensing, legislative, regulatory and certification requirements that apply to this unit can vary between states, territories, and Industry sectors. Relevant information must be sourced prior to application of the unit.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

1 Establish and confirm the organisation’s objectives

1.1 Access, interpret and apply business negotiation documentation and ensure the work activity is compliant

1.2 Identify and target available business opportunities

1.3 Facilitate discussions with stakeholders to develop strategies and ideas to meet objectives

1.4 Analyse information to allow for assessment of the short-term and long-term position of the business

1.5 Ensure agreed decisions and recommendations fall within the operations business objectives and legislative requirements

2 Conduct business negotiations

2.1 Consult and/or lobby key stakeholders who can assist in achieving the objectives

2.2 Ensure preparation for the meeting is sufficient to enable effective business negotiation and to achieve desired objectives

2.3 Ensure contributions to the negotiations are clear, concise and relevant to achieving business objectives

2.4 Document/record in writing key outcomes of negotiations

3 Evaluate negotiation outcomes

3.1 Evaluate outcomes of negotiations

3.2 Refer outcomes of negotiations to key stakeholders

3.3 Review outcomes of negotiations for improvement

3.4 Follow up, and circulate as necessary, outcomes and decisions

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant legislation, documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient conduct of business negotiations including:

initiating decision making actions

establishing the rules of procedure

identifying the information needs of participants

actively encourage the free exchange of information

encouraging decisions which are realistic for the situation

works effectively others to undertake and conduct business negotiation that meet all of the required outcomes including:

adopt communications styles appropriate to listeners and situations, including selecting an appropriate time and place

modifying communications in response to feedback from participants

demonstrates completion of conducting business negotiations that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

analysing information to determine long term and short term position of the business

identifying viable options and selects business negotiations methods that best meet the required outcomes

conducting business negotiations

evaluation negotiation outcomes

communicating business decision outcomes to the relevant people

The candidate must demonstrate knowledge of conducting business negotiations through:

advanced written and oral communication methods

organisational goals and objectives

subject/product knowledge

statutory and site rules, policies, procedures and regulations

worksite operating procedures

risk management processes and techniques

risk control and management systems

reporting and recording procedures

accessing, evaluating and applying data from organisational systems

action planning method

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

1 Establish and confirm the organisation’s objectives

1.1 Access, interpret and apply business negotiation documentation and ensure the work activity is compliant

1.2 Identify and target available business opportunities

1.3 Facilitate discussions with stakeholders to develop strategies and ideas to meet objectives

1.4 Analyse information to allow for assessment of the short-term and long-term position of the business

1.5 Ensure agreed decisions and recommendations fall within the operations business objectives and legislative requirements

2 Conduct business negotiations

2.1 Consult and/or lobby key stakeholders who can assist in achieving the objectives

2.2 Ensure preparation for the meeting is sufficient to enable effective business negotiation and to achieve desired objectives

2.3 Ensure contributions to the negotiations are clear, concise and relevant to achieving business objectives

2.4 Document/record in writing key outcomes of negotiations

3 Evaluate negotiation outcomes

3.1 Evaluate outcomes of negotiations

3.2 Refer outcomes of negotiations to key stakeholders

3.3 Review outcomes of negotiations for improvement

3.4 Follow up, and circulate as necessary, outcomes and decisions

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant legislation, documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient conduct of business negotiations including:

initiating decision making actions

establishing the rules of procedure

identifying the information needs of participants

actively encourage the free exchange of information

encouraging decisions which are realistic for the situation

works effectively others to undertake and conduct business negotiation that meet all of the required outcomes including:

adopt communications styles appropriate to listeners and situations, including selecting an appropriate time and place

modifying communications in response to feedback from participants

demonstrates completion of conducting business negotiations that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

analysing information to determine long term and short term position of the business

identifying viable options and selects business negotiations methods that best meet the required outcomes

conducting business negotiations

evaluation negotiation outcomes

communicating business decision outcomes to the relevant people

The candidate must demonstrate knowledge of conducting business negotiations through:

advanced written and oral communication methods

organisational goals and objectives

subject/product knowledge

statutory and site rules, policies, procedures and regulations

worksite operating procedures

risk management processes and techniques

risk control and management systems

reporting and recording procedures

accessing, evaluating and applying data from organisational systems

action planning method

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and apply business negotiation documentation and ensure the work activity is compliant 
Identify and target available business opportunities 
Facilitate discussions with stakeholders to develop strategies and ideas to meet objectives 
Analyse information to allow for assessment of the short-term and long-term position of the business 
Ensure agreed decisions and recommendations fall within the operations business objectives and legislative requirements 
Consult and/or lobby key stakeholders who can assist in achieving the objectives 
Ensure preparation for the meeting is sufficient to enable effective business negotiation and to achieve desired objectives 
Ensure contributions to the negotiations are clear, concise and relevant to achieving business objectives 
Document/record in writing key outcomes of negotiations 
Evaluate outcomes of negotiations 
Refer outcomes of negotiations to key stakeholders 
Review outcomes of negotiations for improvement 
Follow up, and circulate as necessary, outcomes and decisions 
Access, interpret and apply business negotiation documentation and ensure the work activity is compliant 
Identify and target available business opportunities 
Facilitate discussions with stakeholders to develop strategies and ideas to meet objectives 
Analyse information to allow for assessment of the short-term and long-term position of the business 
Ensure agreed decisions and recommendations fall within the operations business objectives and legislative requirements 

Forms

Assessment Cover Sheet

RIIBEF601D - Conduct business negotiations
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:


Assessment Record Sheet

RIIBEF601D - Conduct business negotiations

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: