Assessor Resource

RIICFW301D
Construct underpinning

Assessment tool

Version 1.0
Issue Date: March 2024


This unit describes a participant’s skills and knowledge required to construct underpinning in Civil Construction.

This unit is appropriate for those working in operational roles.

Licensing, legislative, regulatory and certification requirements that apply to this unit can vary between states, territories, and Industry sectors. Relevant information must be sourced prior to application of the unit.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

1. Plan and prepare

1.1 Access, interpret and apply construct underpinning documentation and ensure the work activity is compliant

1.2 Obtain, interpret, clarify and confirm work instructions before proceeding

1.3 Confirm and apply environmental protection and safety requirements

1.4 Obtain, interpret and implement traffic management signage requirements

1.5 Select and check for faults tools and equipment to carry out tasks

1.6 Select and wear correct personal protective equipment appropriate for work activities

1.7 Identify, address and report hazards, risks and environmental issues

1.8 Obtain and interpret emergency procedures, and be prepared for fire/accident/emergency

2. Set out and prepare sections

2.1 Confirm and apply setout requirements

2.2 Identify and record underpinning requirements for adjoining properties and roadways

2.3 Identify and implement sections and sequence of excavations

2.4 Check existing shoring system for soundness

2.5 Set out sections for excavation

2.6 Identify and protect areas for excavation and surrounding working space requirements

2.7 Erect barricades and signage

2.8 Position plant and equipment for excavations

3. Excavate sections

3.1 Excavate designated sections to the designed depth of footings

3.2 Install trench and excavation support

4. Construct underpinning

4.1 Construct underpinning

4.2 Backfill excavated sections

4.3 Underpin alternate sections in sequence

5. Clean up

5.1 Clear work area and dispose of or recycle materials

5.2 Clean, check, maintain and store plant, tools and equipment

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies applicable legislation, documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient completion of underpinning construction including:

using correct drilling and excavation techniques

works effectively with others to undertake and complete the construction of underpinnings that meets all of the required outcomes including:

communicating clearly and concisely with others to receive and clarify work instructions

using a range of communication technique and systems such as signage to advise others of work activity and exclusion zones

demonstrates completion of underpinning construction that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

identifying and record in writing underpinning requirements for adjoin properties and roadways from site drawing and survey of the surrounding construction

excavating and backfilling the designated sections

conducting construction of underpinning for a minimum of two (2) projects:

one (1) using drilling techniques and;

one (1) using excavation techniques to the required job specifications

The candidate must demonstrate knowledge of construction underpinning through:

applying legislative, organisational and site requirements and procedures for:

site and equipment safety requirements

foundation work

civil construction terminology

underpinning techniques

water erosion

using construction principles

interpreting engineering drawings

identifying soil, sand, rock, clay, shale, gravel and silt types and characteristics

identifying equipment types, characteristics, technical capabilities and limitations

applying site isolation and traffic control responsibilities and authorities

interpreting and complying with safety data sheets and materials handling methods

monitoring project quality requirements

preparing and/or implementing JSA/JSEA/safe work method statements

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

1. Plan and prepare

1.1 Access, interpret and apply construct underpinning documentation and ensure the work activity is compliant

1.2 Obtain, interpret, clarify and confirm work instructions before proceeding

1.3 Confirm and apply environmental protection and safety requirements

1.4 Obtain, interpret and implement traffic management signage requirements

1.5 Select and check for faults tools and equipment to carry out tasks

1.6 Select and wear correct personal protective equipment appropriate for work activities

1.7 Identify, address and report hazards, risks and environmental issues

1.8 Obtain and interpret emergency procedures, and be prepared for fire/accident/emergency

2. Set out and prepare sections

2.1 Confirm and apply setout requirements

2.2 Identify and record underpinning requirements for adjoining properties and roadways

2.3 Identify and implement sections and sequence of excavations

2.4 Check existing shoring system for soundness

2.5 Set out sections for excavation

2.6 Identify and protect areas for excavation and surrounding working space requirements

2.7 Erect barricades and signage

2.8 Position plant and equipment for excavations

3. Excavate sections

3.1 Excavate designated sections to the designed depth of footings

3.2 Install trench and excavation support

4. Construct underpinning

4.1 Construct underpinning

4.2 Backfill excavated sections

4.3 Underpin alternate sections in sequence

5. Clean up

5.1 Clear work area and dispose of or recycle materials

5.2 Clean, check, maintain and store plant, tools and equipment

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies applicable legislation, documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient completion of underpinning construction including:

using correct drilling and excavation techniques

works effectively with others to undertake and complete the construction of underpinnings that meets all of the required outcomes including:

communicating clearly and concisely with others to receive and clarify work instructions

using a range of communication technique and systems such as signage to advise others of work activity and exclusion zones

demonstrates completion of underpinning construction that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

identifying and record in writing underpinning requirements for adjoin properties and roadways from site drawing and survey of the surrounding construction

excavating and backfilling the designated sections

conducting construction of underpinning for a minimum of two (2) projects:

one (1) using drilling techniques and;

one (1) using excavation techniques to the required job specifications

The candidate must demonstrate knowledge of construction underpinning through:

applying legislative, organisational and site requirements and procedures for:

site and equipment safety requirements

foundation work

civil construction terminology

underpinning techniques

water erosion

using construction principles

interpreting engineering drawings

identifying soil, sand, rock, clay, shale, gravel and silt types and characteristics

identifying equipment types, characteristics, technical capabilities and limitations

applying site isolation and traffic control responsibilities and authorities

interpreting and complying with safety data sheets and materials handling methods

monitoring project quality requirements

preparing and/or implementing JSA/JSEA/safe work method statements

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and apply construct underpinning documentation and ensure the work activity is compliant 
Obtain, interpret, clarify and confirm work instructions before proceeding 
Confirm and apply environmental protection and safety requirements 
Obtain, interpret and implement traffic management signage requirements 
Select and check for faults tools and equipment to carry out tasks 
Select and wear correct personal protective equipment appropriate for work activities 
Identify, address and report hazards, risks and environmental issues 
Obtain and interpret emergency procedures, and be prepared for fire/accident/emergency 
Confirm and apply setout requirements 
Identify and record underpinning requirements for adjoining properties and roadways 
Identify and implement sections and sequence of excavations 
Check existing shoring system for soundness 
Set out sections for excavation 
Identify and protect areas for excavation and surrounding working space requirements 
Erect barricades and signage 
Position plant and equipment for excavations 
Excavate designated sections to the designed depth of footings 
Install trench and excavation support 
Construct underpinning 
Backfill excavated sections 
Underpin alternate sections in sequence 
Clear work area and dispose of or recycle materials 
Clean, check, maintain and store plant, tools and equipment 
Access, interpret and apply construct underpinning documentation and ensure the work activity is compliant 
Obtain, interpret, clarify and confirm work instructions before proceeding 
Confirm and apply environmental protection and safety requirements 
Obtain, interpret and implement traffic management signage requirements 
Select and check for faults tools and equipment to carry out tasks 
Select and wear correct personal protective equipment appropriate for work activities 
Identify, address and report hazards, risks and environmental issues 
Obtain and interpret emergency procedures, and be prepared for fire/accident/emergency 
Confirm and apply setout requirements 
Identify and record underpinning requirements for adjoining properties and roadways 
Identify and implement sections and sequence of excavations 
Check existing shoring system for soundness 
Set out sections for excavation 
Identify and protect areas for excavation and surrounding working space requirements 
Erect barricades and signage 
Position plant and equipment for excavations 
Excavate designated sections to the designed depth of footings 
Install trench and excavation support 
Construct underpinning 
Backfill excavated sections 
Underpin alternate sections in sequence 
Clear work area and dispose of or recycle materials 
Clean, check, maintain and store plant, tools and equipment 

Forms

Assessment Cover Sheet

RIICFW301D - Construct underpinning
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:


Assessment Record Sheet

RIICFW301D - Construct underpinning

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: