Assessor Resource

RIICPL401D
Apply the principles for the installation of underground service using open excavation

Assessment tool

Version 1.0
Issue Date: April 2024


This unit describes a participant’s skills and knowledge required to apply the principles for the installation of underground service using open excavation in Civil construction.

This unit is appropriate for those working in supervisory or technical specialist roles.

No licensing or certification requirements apply to this unit at the time of publication.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

1. Plan and prepare for underground service installation

1.1 Access, interpret and apply underground service documentation and ensure the work activity is compliant

1.2 Review the installation and identify required tasks

1.3 Access, interpret and clarify the specific task information and requirements

1.4 Ensure a job plan is available which makes best use of the available resources and meets task requirements

2. Ensure appropriate initiation of tasks is carried out

2.1 Confirm that the necessary resources are available for the safe, effective and efficient conduct of the tasks

2.2 Ensure clear and timely instructions are communicated to team members and others involved

2.3 Set out tasks as required for the job plan

3. Oversee the execution of tasks

3.1 Monitor the installation against required outcomes and identify performance gaps

3.2 Initiate adjustments to work practice/job plan and ensure achievement of required outcomes

3.3 Ensure plant equipment and tools maintenance requirements are carried out and recorded in writing

4. Report on the execution of tasks

4.1 Complete and submit written reports

4.2 Recommend changes to improve the safety, efficiency and effectiveness of the execution of tasks

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant legislation, documentation, policies and procedures

implements appropriate procedures and techniques for the safe, effective and efficient supervision of installation of underground service using open excavation tasks including:

identifying and interpreting relevant information and data

calculating quantities for the execution of tasks, including:

volumes

grades

percentages

areas

resource consumption figures, including required supply rates

works effectively with others to plan, prepare and conduct for the installation of underground service using open excavation tasks including:

providing clear and timely instruction and supervision using a range of communication techniques to those involved

preparing for and conducting briefings, toolbox and site meeting

maintaining clear and legible written records and reporting systems

demonstrates completion of the principles for the installation of underground service using open excavation that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

supervising others in the installation of underground service using open excavation tasks

organising availability of necessary resources

monitoring required outcomes and identifying performance gaps

recommending changes to improve the execution of tasks

The candidate must demonstrate knowledge in applying the principles for the installation of underground service using open excavation through:

applying organisation, site requirements and procedures for:

risk assessment and management

statutory compliance

work health and safety

environmental management

shoring and slope management

quality management

work zone traffic management

contract management

managing open excavation underground service installation

plant and equipment capabilities and application

implementing plant, equipment and tools maintenance requirements and procedures

assessing operational techniques

assessing resource requirements and procedures

scheduling tasks/activities

scheduling materials delivery requirements and procedures

implementing workplace relationship requirements and procedures

managing client and site operational requirements

identifying relationship between various areas of civil works

using team leadership techniques

using works planning techniques

identifying engineering survey principles

using estimating principles

using civil works construction sequencing and terminology

identifying related underground services and utilities

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

1. Plan and prepare for underground service installation

1.1 Access, interpret and apply underground service documentation and ensure the work activity is compliant

1.2 Review the installation and identify required tasks

1.3 Access, interpret and clarify the specific task information and requirements

1.4 Ensure a job plan is available which makes best use of the available resources and meets task requirements

2. Ensure appropriate initiation of tasks is carried out

2.1 Confirm that the necessary resources are available for the safe, effective and efficient conduct of the tasks

2.2 Ensure clear and timely instructions are communicated to team members and others involved

2.3 Set out tasks as required for the job plan

3. Oversee the execution of tasks

3.1 Monitor the installation against required outcomes and identify performance gaps

3.2 Initiate adjustments to work practice/job plan and ensure achievement of required outcomes

3.3 Ensure plant equipment and tools maintenance requirements are carried out and recorded in writing

4. Report on the execution of tasks

4.1 Complete and submit written reports

4.2 Recommend changes to improve the safety, efficiency and effectiveness of the execution of tasks

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant legislation, documentation, policies and procedures

implements appropriate procedures and techniques for the safe, effective and efficient supervision of installation of underground service using open excavation tasks including:

identifying and interpreting relevant information and data

calculating quantities for the execution of tasks, including:

volumes

grades

percentages

areas

resource consumption figures, including required supply rates

works effectively with others to plan, prepare and conduct for the installation of underground service using open excavation tasks including:

providing clear and timely instruction and supervision using a range of communication techniques to those involved

preparing for and conducting briefings, toolbox and site meeting

maintaining clear and legible written records and reporting systems

demonstrates completion of the principles for the installation of underground service using open excavation that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

supervising others in the installation of underground service using open excavation tasks

organising availability of necessary resources

monitoring required outcomes and identifying performance gaps

recommending changes to improve the execution of tasks

The candidate must demonstrate knowledge in applying the principles for the installation of underground service using open excavation through:

applying organisation, site requirements and procedures for:

risk assessment and management

statutory compliance

work health and safety

environmental management

shoring and slope management

quality management

work zone traffic management

contract management

managing open excavation underground service installation

plant and equipment capabilities and application

implementing plant, equipment and tools maintenance requirements and procedures

assessing operational techniques

assessing resource requirements and procedures

scheduling tasks/activities

scheduling materials delivery requirements and procedures

implementing workplace relationship requirements and procedures

managing client and site operational requirements

identifying relationship between various areas of civil works

using team leadership techniques

using works planning techniques

identifying engineering survey principles

using estimating principles

using civil works construction sequencing and terminology

identifying related underground services and utilities

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and apply underground service documentation and ensure the work activity is compliant 
Review the installation and identify required tasks 
Access, interpret and clarify the specific task information and requirements 
Ensure a job plan is available which makes best use of the available resources and meets task requirements 
Confirm that the necessary resources are available for the safe, effective and efficient conduct of the tasks 
Ensure clear and timely instructions are communicated to team members and others involved 
Set out tasks as required for the job plan 
Monitor the installation against required outcomes and identify performance gaps 
Initiate adjustments to work practice/job plan and ensure achievement of required outcomes 
Ensure plant equipment and tools maintenance requirements are carried out and recorded in writing 
Complete and submit written reports 
Recommend changes to improve the safety, efficiency and effectiveness of the execution of tasks 
Access, interpret and apply underground service documentation and ensure the work activity is compliant 
Review the installation and identify required tasks 
Access, interpret and clarify the specific task information and requirements 
Ensure a job plan is available which makes best use of the available resources and meets task requirements 
Confirm that the necessary resources are available for the safe, effective and efficient conduct of the tasks 
Ensure clear and timely instructions are communicated to team members and others involved 
Set out tasks as required for the job plan 
Monitor the installation against required outcomes and identify performance gaps 
Initiate adjustments to work practice/job plan and ensure achievement of required outcomes 
Ensure plant equipment and tools maintenance requirements are carried out and recorded in writing 
Complete and submit written reports 
Recommend changes to improve the safety, efficiency and effectiveness of the execution of tasks 

Forms

Assessment Cover Sheet

RIICPL401D - Apply the principles for the installation of underground service using open excavation
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:


Assessment Record Sheet

RIICPL401D - Apply the principles for the installation of underground service using open excavation

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: