Assessor Resource

RIICRC306D
Conduct earthworks

Assessment tool

Version 1.0
Issue Date: April 2024


This unit describes a participant’s skills and knowledge required to conduct earthworks in Civil Construction.

This unit is appropriate for those working in operational roles.

Licensing, legislative, regulatory and certification requirements that apply to this unit can vary between states, territories, and Industry sectors. Relevant information must be sourced prior to application of the unit.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

1. Plan and prepare work to conduct earthworks

1.1 Access, interpret and apply earthworks operations documentation and ensure the work activity is compliant

1.2 Obtain, read, interpret, clarify and confirm work requirements

1.3 Identify and address potential risks, hazards and environmental issues, and implement control measures

1.4 Select and wear correct personal protective equipment appropriate for work activities

1.5 Identify, obtain, confirm and implement signage requirements

1.6 Survey the work area for ease of access and movement of materials safely

1.7 Correctly identify compaction standards and testing requirements

1.8 Select and check for faults all plant, tools and equipment to carry out tasks

2. Set out sub-grade

2.1 Set out job to plan from survey controls

2.2 Establish profiles to line and level

3. Form earthworks

3.1 Inform plant operators of job requirements

3.2 Assess earthworks to ensure that the specified height is achieved, with allowances for the pavement courses and the overall dimensions

3.3 Monitor uniform layer thickness and moisture content to ensure consistency with specifications

3.4 Monitor stabilisation of existing material

3.5 Remove surface area protrusions to prevent damage to geo-synthetic material

3.6 Place geo-synthetic material

4. Place and compact sub-grade replacement materials

4.1 Identify, remove and store unsuitable material separately

4.2 Place imported replacement/stabilised material as specified

4.3 Inform roller operators of the required number of passes

4.4 Assess compaction process to ensure nominated number of passes are made to achieve uniform compaction across the subgrade

5. Clean up

5.1 Clear work area and dispose of or recycle materials

5.2 Clean, check, maintain and store plant, tools and equipment

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies applicable documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient completion of earthworks including:

accessing, interpreting and applying documentation relevant to conducting earthworks operations

identifying and applying relevant specifications to all work activities

identifying, addressing and reporting potential hazards and risks

identifying, obtaining, confirming and implementing signage requirements

selecting and checking for faults all plant, tools and equipment to carry out tasks

surveying the work area for ease of access and movement of materials safely

correctly identifying compaction standards and testing requirements

identifying, addressing and reporting environmental issues and ground conditions

works effectively with others to undertake and complete the conduct of earthworks that meets all requirements including:

preparing for and organising work activities to meet all task requirements

communicating clearly and concisely with others to receive and clarify work instructions

using a range of communication techniques and aids to advise others of work activity and exclusion zones

monitoring movements and hazards and identifying and communicating changes to the work environment during the work process

demonstrates completion of conducting earthworks that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

setting out sub-grade to plan

forming earthworks by informing plant operators of job requirements

assessing earthworks in progress

monitoring thickness and moisture content

monitoring stabilisation of existing material

removing surface area protrusions and placing geo-synthetic material

placing and compacting sub-grade replacement materials correctly

clearing work area and disposing of, recycling or storing materials

cleaning, checking, maintaining and storing plant, tools and equipment

carry out specified earthworks to required procedures and standards

The candidate must demonstrate knowledge in conducting earthworks through:

accessing, interpreting and applying organisation and site requirements and procedures for:

identifying and managing risks

identifying, addressing and reporting environmental issues

setting up work activity

site isolation, signage, erecting barriers and traffic control

work health and safety

managing waste

selecting and checking for faults, tools and equipment to carry out tasks

compaction standards and testing requirements

general plant operations and capabilities

carrying out work to specifications

applying effective techniques for conducting earthworks

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

1. Plan and prepare work to conduct earthworks

1.1 Access, interpret and apply earthworks operations documentation and ensure the work activity is compliant

1.2 Obtain, read, interpret, clarify and confirm work requirements

1.3 Identify and address potential risks, hazards and environmental issues, and implement control measures

1.4 Select and wear correct personal protective equipment appropriate for work activities

1.5 Identify, obtain, confirm and implement signage requirements

1.6 Survey the work area for ease of access and movement of materials safely

1.7 Correctly identify compaction standards and testing requirements

1.8 Select and check for faults all plant, tools and equipment to carry out tasks

2. Set out sub-grade

2.1 Set out job to plan from survey controls

2.2 Establish profiles to line and level

3. Form earthworks

3.1 Inform plant operators of job requirements

3.2 Assess earthworks to ensure that the specified height is achieved, with allowances for the pavement courses and the overall dimensions

3.3 Monitor uniform layer thickness and moisture content to ensure consistency with specifications

3.4 Monitor stabilisation of existing material

3.5 Remove surface area protrusions to prevent damage to geo-synthetic material

3.6 Place geo-synthetic material

4. Place and compact sub-grade replacement materials

4.1 Identify, remove and store unsuitable material separately

4.2 Place imported replacement/stabilised material as specified

4.3 Inform roller operators of the required number of passes

4.4 Assess compaction process to ensure nominated number of passes are made to achieve uniform compaction across the subgrade

5. Clean up

5.1 Clear work area and dispose of or recycle materials

5.2 Clean, check, maintain and store plant, tools and equipment

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies applicable documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient completion of earthworks including:

accessing, interpreting and applying documentation relevant to conducting earthworks operations

identifying and applying relevant specifications to all work activities

identifying, addressing and reporting potential hazards and risks

identifying, obtaining, confirming and implementing signage requirements

selecting and checking for faults all plant, tools and equipment to carry out tasks

surveying the work area for ease of access and movement of materials safely

correctly identifying compaction standards and testing requirements

identifying, addressing and reporting environmental issues and ground conditions

works effectively with others to undertake and complete the conduct of earthworks that meets all requirements including:

preparing for and organising work activities to meet all task requirements

communicating clearly and concisely with others to receive and clarify work instructions

using a range of communication techniques and aids to advise others of work activity and exclusion zones

monitoring movements and hazards and identifying and communicating changes to the work environment during the work process

demonstrates completion of conducting earthworks that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

setting out sub-grade to plan

forming earthworks by informing plant operators of job requirements

assessing earthworks in progress

monitoring thickness and moisture content

monitoring stabilisation of existing material

removing surface area protrusions and placing geo-synthetic material

placing and compacting sub-grade replacement materials correctly

clearing work area and disposing of, recycling or storing materials

cleaning, checking, maintaining and storing plant, tools and equipment

carry out specified earthworks to required procedures and standards

The candidate must demonstrate knowledge in conducting earthworks through:

accessing, interpreting and applying organisation and site requirements and procedures for:

identifying and managing risks

identifying, addressing and reporting environmental issues

setting up work activity

site isolation, signage, erecting barriers and traffic control

work health and safety

managing waste

selecting and checking for faults, tools and equipment to carry out tasks

compaction standards and testing requirements

general plant operations and capabilities

carrying out work to specifications

applying effective techniques for conducting earthworks

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and apply earthworks operations documentation and ensure the work activity is compliant 
Obtain, read, interpret, clarify and confirm work requirements 
Identify and address potential risks, hazards and environmental issues, and implement control measures 
Select and wear correct personal protective equipment appropriate for work activities 
Identify, obtain, confirm and implement signage requirements 
Survey the work area for ease of access and movement of materials safely 
Correctly identify compaction standards and testing requirements 
Select and check for faults all plant, tools and equipment to carry out tasks 
Set out job to plan from survey controls 
Establish profiles to line and level 
Inform plant operators of job requirements 
Assess earthworks to ensure that the specified height is achieved, with allowances for the pavement courses and the overall dimensions 
Monitor uniform layer thickness and moisture content to ensure consistency with specifications 
Monitor stabilisation of existing material 
Remove surface area protrusions to prevent damage to geo-synthetic material 
Place geo-synthetic material 
Identify, remove and store unsuitable material separately 
Place imported replacement/stabilised material as specified 
Inform roller operators of the required number of passes 
Assess compaction process to ensure nominated number of passes are made to achieve uniform compaction across the subgrade 
Clear work area and dispose of or recycle materials 
Clean, check, maintain and store plant, tools and equipment 
Access, interpret and apply earthworks operations documentation and ensure the work activity is compliant 
Obtain, read, interpret, clarify and confirm work requirements 
Identify and address potential risks, hazards and environmental issues, and implement control measures 
Select and wear correct personal protective equipment appropriate for work activities 
Identify, obtain, confirm and implement signage requirements 
Survey the work area for ease of access and movement of materials safely 
Correctly identify compaction standards and testing requirements 
Select and check for faults all plant, tools and equipment to carry out tasks 
Set out job to plan from survey controls 
Establish profiles to line and level 
Inform plant operators of job requirements 
Assess earthworks to ensure that the specified height is achieved, with allowances for the pavement courses and the overall dimensions 
Monitor uniform layer thickness and moisture content to ensure consistency with specifications 
Monitor stabilisation of existing material 
Remove surface area protrusions to prevent damage to geo-synthetic material 
Place geo-synthetic material 
Identify, remove and store unsuitable material separately 
Place imported replacement/stabilised material as specified 
Inform roller operators of the required number of passes 
Assess compaction process to ensure nominated number of passes are made to achieve uniform compaction across the subgrade 
Clear work area and dispose of or recycle materials 
Clean, check, maintain and store plant, tools and equipment 

Forms

Assessment Cover Sheet

RIICRC306D - Conduct earthworks
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:


Assessment Record Sheet

RIICRC306D - Conduct earthworks

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: