Assessor Resource

RIIEGS301D
Operate and maintain instruments and field equipment

Assessment tool

Version 1.0
Issue Date: April 2024


This unit describes a participant’s skills and knowledge required to operate and maintain instruments and field equipment in Metalliferous mining.

This unit is appropriate for those working in operational roles. Licensing, legislative, regulatory and certification requirements that apply to this unit can vary between states, territories, and Industry sectors. Relevant information must be sourced prior to application of the unit.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

1. Plan and prepare for use of instruments and field equipment

1.1. Access, interpret and apply operate and maintain instruments and field equipment documentation and ensure the work activity is compliant

1.2. Obtain, read, interpret, clarify and confirm work requirements

1.3. Communicate verbally and in writing with other personnel using approved communication methods

1.4. Select and wear personal protective equipment appropriate for work activities

1.5. Select appropriate type of auxiliary equipment for work activities

1.6. Perform equipment pre-start checks to ensure equipment is ready for operation

1.7. Identify and address potential risks, hazards and environmental issues, and implement control measures

1.8. Obtain and interpret emergency procedures, and be prepared for fire/accident/emergency

2. Test instrument/field equipment

2.1. Perform safety checks

2.2. Identify potential faults and/or malfunctions of instruments/field equipment

2.3. Label and report damaged or unsafe instruments/field equipment and remove from service

2.4. Ensure operational log books are up dated

3. Calibrate instruments/field equipment

3.1. Closely follow calibration schedules

3.2. Label out calibration instruments/equipment and advise other operatives promptly

3.3. Identify cause/s of incorrect calibration

3.4. Perform new base calibration

3.5. Recommission instrument/equipment

3.6. Prepare compliance and calibration report as required

4. Operate instruments/field equipment

4.1. Optimise instrument/equipment settings for the particular measurement or analysis

4.2. Perform measurements with the optimum precision given field and technical constraints

4.3. Use time and materials efficiently and perform measurements in priority order

4.4. Assess data against quality control information, known standards and references for accuracy and precision

4.5. Repeat measurements where non-standard results are obtained

5. Maintain instruments/field equipment

5.1. Perform preventative maintenance

5.2. Identify and report equipment wear and faults

5.3. Perform minor repairs within limits of authorisation

5.4. Replace defective parts and makes adjustments

5.5. Seek expert help where difficulties are encountered

5.6. Update maintenance and calibration records

6. Identify faults in instruments/field equipment

6.1. Identify and clarify the nature of the fault

6.2. Determine and rank likely causes of fault

6.3. Apply simple checks and tests

6.4. Obtain suitable tools and equipment to test faults

6.5. Apply fault finding methodology

7. Commission new instruments and equipment

7.1. Arrange commissioning procedures with manufacturer’s agent as required

7.2. Unpack, check and assemble instruments/equipment according to manufacturer’s warranty requirements

7.3. Calibrate instrument/equipment to meet manufacturer’s specifications

7.4. Check instrument/equipment performance against specifications prior to acceptance of item

7.5. Prepare and make operating instructions available

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient completion of operating and maintaining instruments and field equipment including:

selecting and using relevant tools and equipment

using calibration equipment

using test equipment

applying fault finding procedures

demonstrates completion of operating and maintaining instruments and field equipment that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

performing start-up and safety checks

calibrating instruments and field equipment

operating instruments and field equipment to perform required measurements

performing preventative maintenance and minor repairs

identifying instrument and equipment faults

commissioning new instruments and equipment

updating maintenance and calibration records, and operational log books

The candidate must demonstrate knowledge of operating and maintaining instruments and field equipment through:

applying instrument and equipment test methods

using and making available manufacturer’s operating requirements for instruments and equipment

applying manufacturer’s calibration procedures

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

1. Plan and prepare for use of instruments and field equipment

1.1. Access, interpret and apply operate and maintain instruments and field equipment documentation and ensure the work activity is compliant

1.2. Obtain, read, interpret, clarify and confirm work requirements

1.3. Communicate verbally and in writing with other personnel using approved communication methods

1.4. Select and wear personal protective equipment appropriate for work activities

1.5. Select appropriate type of auxiliary equipment for work activities

1.6. Perform equipment pre-start checks to ensure equipment is ready for operation

1.7. Identify and address potential risks, hazards and environmental issues, and implement control measures

1.8. Obtain and interpret emergency procedures, and be prepared for fire/accident/emergency

2. Test instrument/field equipment

2.1. Perform safety checks

2.2. Identify potential faults and/or malfunctions of instruments/field equipment

2.3. Label and report damaged or unsafe instruments/field equipment and remove from service

2.4. Ensure operational log books are up dated

3. Calibrate instruments/field equipment

3.1. Closely follow calibration schedules

3.2. Label out calibration instruments/equipment and advise other operatives promptly

3.3. Identify cause/s of incorrect calibration

3.4. Perform new base calibration

3.5. Recommission instrument/equipment

3.6. Prepare compliance and calibration report as required

4. Operate instruments/field equipment

4.1. Optimise instrument/equipment settings for the particular measurement or analysis

4.2. Perform measurements with the optimum precision given field and technical constraints

4.3. Use time and materials efficiently and perform measurements in priority order

4.4. Assess data against quality control information, known standards and references for accuracy and precision

4.5. Repeat measurements where non-standard results are obtained

5. Maintain instruments/field equipment

5.1. Perform preventative maintenance

5.2. Identify and report equipment wear and faults

5.3. Perform minor repairs within limits of authorisation

5.4. Replace defective parts and makes adjustments

5.5. Seek expert help where difficulties are encountered

5.6. Update maintenance and calibration records

6. Identify faults in instruments/field equipment

6.1. Identify and clarify the nature of the fault

6.2. Determine and rank likely causes of fault

6.3. Apply simple checks and tests

6.4. Obtain suitable tools and equipment to test faults

6.5. Apply fault finding methodology

7. Commission new instruments and equipment

7.1. Arrange commissioning procedures with manufacturer’s agent as required

7.2. Unpack, check and assemble instruments/equipment according to manufacturer’s warranty requirements

7.3. Calibrate instrument/equipment to meet manufacturer’s specifications

7.4. Check instrument/equipment performance against specifications prior to acceptance of item

7.5. Prepare and make operating instructions available

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient completion of operating and maintaining instruments and field equipment including:

selecting and using relevant tools and equipment

using calibration equipment

using test equipment

applying fault finding procedures

demonstrates completion of operating and maintaining instruments and field equipment that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

performing start-up and safety checks

calibrating instruments and field equipment

operating instruments and field equipment to perform required measurements

performing preventative maintenance and minor repairs

identifying instrument and equipment faults

commissioning new instruments and equipment

updating maintenance and calibration records, and operational log books

The candidate must demonstrate knowledge of operating and maintaining instruments and field equipment through:

applying instrument and equipment test methods

using and making available manufacturer’s operating requirements for instruments and equipment

applying manufacturer’s calibration procedures

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and apply operate and maintain instruments and field equipment documentation and ensure the work activity is compliant 
Obtain, read, interpret, clarify and confirm work requirements 
Communicate verbally and in writing with other personnel using approved communication methods 
Select and wear personal protective equipment appropriate for work activities 
Select appropriate type of auxiliary equipment for work activities 
Perform equipment pre-start checks to ensure equipment is ready for operation 
Identify and address potential risks, hazards and environmental issues, and implement control measures 
Obtain and interpret emergency procedures, and be prepared for fire/accident/emergency 
Perform safety checks 
Identify potential faults and/or malfunctions of instruments/field equipment 
Label and report damaged or unsafe instruments/field equipment and remove from service 
Ensure operational log books are up dated 
Closely follow calibration schedules 
Label out calibration instruments/equipment and advise other operatives promptly 
Identify cause/s of incorrect calibration 
Perform new base calibration 
Recommission instrument/equipment 
Prepare compliance and calibration report as required 
Optimise instrument/equipment settings for the particular measurement or analysis 
Perform measurements with the optimum precision given field and technical constraints 
Use time and materials efficiently and perform measurements in priority order 
Assess data against quality control information, known standards and references for accuracy and precision 
Repeat measurements where non-standard results are obtained 
Perform preventative maintenance 
Identify and report equipment wear and faults 
Perform minor repairs within limits of authorisation 
Replace defective parts and makes adjustments 
Seek expert help where difficulties are encountered 
Update maintenance and calibration records 
Identify and clarify the nature of the fault 
Determine and rank likely causes of fault 
Apply simple checks and tests 
Obtain suitable tools and equipment to test faults 
Apply fault finding methodology 
Arrange commissioning procedures with manufacturer’s agent as required 
Unpack, check and assemble instruments/equipment according to manufacturer’s warranty requirements 
Calibrate instrument/equipment to meet manufacturer’s specifications 
Check instrument/equipment performance against specifications prior to acceptance of item 
Prepare and make operating instructions available 
Access, interpret and apply operate and maintain instruments and field equipment documentation and ensure the work activity is compliant 
Obtain, read, interpret, clarify and confirm work requirements 
Communicate verbally and in writing with other personnel using approved communication methods 
Select and wear personal protective equipment appropriate for work activities 
Select appropriate type of auxiliary equipment for work activities 
Perform equipment pre-start checks to ensure equipment is ready for operation 
Identify and address potential risks, hazards and environmental issues, and implement control measures 
Obtain and interpret emergency procedures, and be prepared for fire/accident/emergency 
Perform safety checks 
Identify potential faults and/or malfunctions of instruments/field equipment 
Label and report damaged or unsafe instruments/field equipment and remove from service 
Ensure operational log books are up dated 
Closely follow calibration schedules 
Label out calibration instruments/equipment and advise other operatives promptly 
Identify cause/s of incorrect calibration 
Perform new base calibration 
Recommission instrument/equipment 
Prepare compliance and calibration report as required 
Optimise instrument/equipment settings for the particular measurement or analysis 
Perform measurements with the optimum precision given field and technical constraints 
Use time and materials efficiently and perform measurements in priority order 
Assess data against quality control information, known standards and references for accuracy and precision 
Repeat measurements where non-standard results are obtained 
Perform preventative maintenance 
Identify and report equipment wear and faults 
Perform minor repairs within limits of authorisation 
Replace defective parts and makes adjustments 
Seek expert help where difficulties are encountered 
Update maintenance and calibration records 
Identify and clarify the nature of the fault 
Determine and rank likely causes of fault 
Apply simple checks and tests 
Obtain suitable tools and equipment to test faults 
Apply fault finding methodology 
Arrange commissioning procedures with manufacturer’s agent as required 
Unpack, check and assemble instruments/equipment according to manufacturer’s warranty requirements 
Calibrate instrument/equipment to meet manufacturer’s specifications 
Check instrument/equipment performance against specifications prior to acceptance of item 
Prepare and make operating instructions available 

Forms

Assessment Cover Sheet

RIIEGS301D - Operate and maintain instruments and field equipment
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:


Assessment Record Sheet

RIIEGS301D - Operate and maintain instruments and field equipment

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: