Assessor Resource

RIIERR204D
Provide aided rescue to endangered personnel

Assessment tool

Version 1.0
Issue Date: April 2024


This unit describes a participant’s skills and knowledge required to provide aided rescue to endangered personnel in the Coal and Metalliferous mining.

This unit is appropriate for those working in operational roles.

No licensing, legislation or certification requirements apply to this unit at the time of publication.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

1. Plan and prepare for aided rescue

1.1 Access, interpret and apply aided rescue to endangered personnel documentation and ensure the work activity is compliant

1.2 Obtain, read, interpret, clarify and confirm work requirements

1.3 Identify and address potential risks, hazards and environmental issues and implement control measures

1.4 Select and wear personal protective equipment appropriate for work activities

1.5 Interpret alarms and indicators to determine the type, cause and severity of the hazard/situation

1.6 Identify, establish and maintain communication systems with other personnel during the emergency

2. Assess incident scene and plan rescue strategy

2.1 Obtain, interpret and confirm incident information and data and determine the hazards involved in the rescue operation

2.2 Determine the locations of endangered mine personnel

2.3 Identify the best route and method of travel to the location of mine personnel

2.4 Identify and determine the best location for a fresh air base

2.5 Establish and maintain communication with emergency control personnel and fresh air base

2.6 Test and check emergency equipment

2.7 Test the mine atmosphere and determine if it is irrespirable

2.8 Identify and obtain the required personal protective equipment and breathing apparatus

2.9 Assess the situation and select the safest and most effective extrication method

2.10Assess threats/dangers to mine personnel and rescuers

2.11Locate and access emergency breathing apparatus caches

2.12Identify the need for, and organise, additional rescue resources and equipment

2.13Refer to the mine plan and identify escape route and alternative escape route from the incident scene to fresh air base

2.14Clarify and confirm the rescue strategy

3. Extricate and evacuate to fresh air

3.1 Isolate mine services and secure incident site for safe entry

3.2 Assess physical and emotional conditions of mine personnel, administer emergency First Aid and provide support where necessary

3.3 Put on and test the breathing apparatus

3.4 Extricate mine personnel from entrapment

3.5 Evacuate from incident scene, following escape strategy, by the established or alternative escape route

3.6 Follow determined route of travel at optimum travel rate

3.7 Continuously monitor the mine atmosphere and environmental conditions

3.8 Evaluate the need for, locate and retreat to, a place of safety

3.9 Build barricade/s to protect personnel

3.10Maintain communication with emergency control and fresh air base personnel

3.11Continue to monitor physical and emotional condition of mine workers and other rescue team members and provide support

3.12Monitor air/oxygen usage and adjust rate of travel, where necessary

3.13Ensure efficient changeover/refill of self-rescuer/breathing apparatus

4. Participate in post-incident debrief

4.1 Provide details of rescue to relevant personnel

4.2 Participate in a debrief

4.3 Process written records or reports

4.4 Evaluate the need for, and refer mine personnel and self for voluntary counselling

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include that the candidate:

locates and applies relevant documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient completion of providing aided rescue to endangered personnel including:

obtaining and interpreting incident information and data

managing risks

interpreting and responding to adverse environmental conditions

identifying alternative escape routes

identifying and reporting on mine conditions

identifying and complying with hygiene standards

works effectively with others to undertake and complete the provision of aided rescue to endangered personnel that meets all the required outcomes including:

complying with written and verbal reporting requirements and procedures

communicating clearly and concisely with others to receive and clarify work instructions

communicating clearly and concisely with others to coordinate work activities within a team

demonstrates completion of providing aided rescue to endangered personnel that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

inspecting, putting on and using breathing apparatus

reading mine plans and navigating in mine

accessing and using self-escape equipment

accessing, interpreting and applying data from monitoring systems and equipment

operating hand held monitoring equipment

observing and reporting mine conditions

identifying alternative escape routes

The candidate must demonstrate knowledge in providing aided rescue to endangered personnel through:

types and causes of incidents in underground mines

alarms and indicators of mine incidents

accessing and interpreting geological and survey data

effects of hot and humid atmospheres

the location and distribution of caches

trigger points to initiate emergency response to alarms

types of barricades and applying barricading methods

the location and purpose of a place of safety

evacuation resources and equipment

using guidance systems and markers

mine emergency plans

implications of lack of visibility

escape routes and alternative escape routes

basic ventilation systems

types and effects of mine gases

travel speeds

monitoring systems

communication systems

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit is best assessed in the context of this sector’s work environment;

where personal safety or environmental damage are limiting factors, assessment may occur in a simulated environment provided it is realistic and sufficiently rigorous to cover all aspects of this sector’s workplace performance, including environment, task skills, task management skills, contingency management skills and job role environment skills; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

1. Plan and prepare for aided rescue

1.1 Access, interpret and apply aided rescue to endangered personnel documentation and ensure the work activity is compliant

1.2 Obtain, read, interpret, clarify and confirm work requirements

1.3 Identify and address potential risks, hazards and environmental issues and implement control measures

1.4 Select and wear personal protective equipment appropriate for work activities

1.5 Interpret alarms and indicators to determine the type, cause and severity of the hazard/situation

1.6 Identify, establish and maintain communication systems with other personnel during the emergency

2. Assess incident scene and plan rescue strategy

2.1 Obtain, interpret and confirm incident information and data and determine the hazards involved in the rescue operation

2.2 Determine the locations of endangered mine personnel

2.3 Identify the best route and method of travel to the location of mine personnel

2.4 Identify and determine the best location for a fresh air base

2.5 Establish and maintain communication with emergency control personnel and fresh air base

2.6 Test and check emergency equipment

2.7 Test the mine atmosphere and determine if it is irrespirable

2.8 Identify and obtain the required personal protective equipment and breathing apparatus

2.9 Assess the situation and select the safest and most effective extrication method

2.10Assess threats/dangers to mine personnel and rescuers

2.11Locate and access emergency breathing apparatus caches

2.12Identify the need for, and organise, additional rescue resources and equipment

2.13Refer to the mine plan and identify escape route and alternative escape route from the incident scene to fresh air base

2.14Clarify and confirm the rescue strategy

3. Extricate and evacuate to fresh air

3.1 Isolate mine services and secure incident site for safe entry

3.2 Assess physical and emotional conditions of mine personnel, administer emergency First Aid and provide support where necessary

3.3 Put on and test the breathing apparatus

3.4 Extricate mine personnel from entrapment

3.5 Evacuate from incident scene, following escape strategy, by the established or alternative escape route

3.6 Follow determined route of travel at optimum travel rate

3.7 Continuously monitor the mine atmosphere and environmental conditions

3.8 Evaluate the need for, locate and retreat to, a place of safety

3.9 Build barricade/s to protect personnel

3.10Maintain communication with emergency control and fresh air base personnel

3.11Continue to monitor physical and emotional condition of mine workers and other rescue team members and provide support

3.12Monitor air/oxygen usage and adjust rate of travel, where necessary

3.13Ensure efficient changeover/refill of self-rescuer/breathing apparatus

4. Participate in post-incident debrief

4.1 Provide details of rescue to relevant personnel

4.2 Participate in a debrief

4.3 Process written records or reports

4.4 Evaluate the need for, and refer mine personnel and self for voluntary counselling

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include that the candidate:

locates and applies relevant documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient completion of providing aided rescue to endangered personnel including:

obtaining and interpreting incident information and data

managing risks

interpreting and responding to adverse environmental conditions

identifying alternative escape routes

identifying and reporting on mine conditions

identifying and complying with hygiene standards

works effectively with others to undertake and complete the provision of aided rescue to endangered personnel that meets all the required outcomes including:

complying with written and verbal reporting requirements and procedures

communicating clearly and concisely with others to receive and clarify work instructions

communicating clearly and concisely with others to coordinate work activities within a team

demonstrates completion of providing aided rescue to endangered personnel that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

inspecting, putting on and using breathing apparatus

reading mine plans and navigating in mine

accessing and using self-escape equipment

accessing, interpreting and applying data from monitoring systems and equipment

operating hand held monitoring equipment

observing and reporting mine conditions

identifying alternative escape routes

The candidate must demonstrate knowledge in providing aided rescue to endangered personnel through:

types and causes of incidents in underground mines

alarms and indicators of mine incidents

accessing and interpreting geological and survey data

effects of hot and humid atmospheres

the location and distribution of caches

trigger points to initiate emergency response to alarms

types of barricades and applying barricading methods

the location and purpose of a place of safety

evacuation resources and equipment

using guidance systems and markers

mine emergency plans

implications of lack of visibility

escape routes and alternative escape routes

basic ventilation systems

types and effects of mine gases

travel speeds

monitoring systems

communication systems

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit is best assessed in the context of this sector’s work environment;

where personal safety or environmental damage are limiting factors, assessment may occur in a simulated environment provided it is realistic and sufficiently rigorous to cover all aspects of this sector’s workplace performance, including environment, task skills, task management skills, contingency management skills and job role environment skills; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and apply aided rescue to endangered personnel documentation and ensure the work activity is compliant 
Obtain, read, interpret, clarify and confirm work requirements 
Identify and address potential risks, hazards and environmental issues and implement control measures 
Select and wear personal protective equipment appropriate for work activities 
Interpret alarms and indicators to determine the type, cause and severity of the hazard/situation 
Identify, establish and maintain communication systems with other personnel during the emergency 
Obtain, interpret and confirm incident information and data and determine the hazards involved in the rescue operation 
Determine the locations of endangered mine personnel 
Identify the best route and method of travel to the location of mine personnel 
Identify and determine the best location for a fresh air base 
Establish and maintain communication with emergency control personnel and fresh air base 
Test and check emergency equipment 
Test the mine atmosphere and determine if it is irrespirable 
Identify and obtain the required personal protective equipment and breathing apparatus 
Assess the situation and select the safest and most effective extrication method 
 
 
 
 
 
Isolate mine services and secure incident site for safe entry 
Assess physical and emotional conditions of mine personnel, administer emergency First Aid and provide support where necessary 
Put on and test the breathing apparatus 
Extricate mine personnel from entrapment 
Evacuate from incident scene, following escape strategy, by the established or alternative escape route 
Follow determined route of travel at optimum travel rate 
Continuously monitor the mine atmosphere and environmental conditions 
Evaluate the need for, locate and retreat to, a place of safety 
Build barricade/s to protect personnel 
 
 
 
 
Provide details of rescue to relevant personnel 
Participate in a debrief 
Process written records or reports 
Evaluate the need for, and refer mine personnel and self for voluntary counselling 
Access, interpret and apply aided rescue to endangered personnel documentation and ensure the work activity is compliant 
Obtain, read, interpret, clarify and confirm work requirements 
Identify and address potential risks, hazards and environmental issues and implement control measures 
Select and wear personal protective equipment appropriate for work activities 
Interpret alarms and indicators to determine the type, cause and severity of the hazard/situation 
Identify, establish and maintain communication systems with other personnel during the emergency 
Obtain, interpret and confirm incident information and data and determine the hazards involved in the rescue operation 
Determine the locations of endangered mine personnel 
Identify the best route and method of travel to the location of mine personnel 
Identify and determine the best location for a fresh air base 
Establish and maintain communication with emergency control personnel and fresh air base 
Test and check emergency equipment 
Test the mine atmosphere and determine if it is irrespirable 
Identify and obtain the required personal protective equipment and breathing apparatus 
Assess the situation and select the safest and most effective extrication method 
Assess threats/dangers to mine personnel and rescuers 
Locate and access emergency breathing apparatus caches 
Identify the need for, and organise, additional rescue resources and equipment 
Refer to the mine plan and identify escape route and alternative escape route from the incident scene to fresh air base 
Clarify and confirm the rescue strategy 
Isolate mine services and secure incident site for safe entry 
Assess physical and emotional conditions of mine personnel, administer emergency First Aid and provide support where necessary 
Put on and test the breathing apparatus 
Extricate mine personnel from entrapment 
Evacuate from incident scene, following escape strategy, by the established or alternative escape route 
Follow determined route of travel at optimum travel rate 
Continuously monitor the mine atmosphere and environmental conditions 
Evaluate the need for, locate and retreat to, a place of safety 
Build barricade/s to protect personnel 
Maintain communication with emergency control and fresh air base personnel 
Continue to monitor physical and emotional condition of mine workers and other rescue team members and provide support 
Monitor air/oxygen usage and adjust rate of travel, where necessary 
Ensure efficient changeover/refill of self-rescuer/breathing apparatus 
Provide details of rescue to relevant personnel 
Participate in a debrief 
Process written records or reports 
Evaluate the need for, and refer mine personnel and self for voluntary counselling 

Forms

Assessment Cover Sheet

RIIERR204D - Provide aided rescue to endangered personnel
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:


Assessment Record Sheet

RIIERR204D - Provide aided rescue to endangered personnel

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: