Assessor Resource

RIIERR309D
Establish and operate from fresh air base

Assessment tool

Version 1.0
Issue Date: April 2024


This unit describes a participant’s skills and knowledge required to establish and operate from a fresh air base in Metalliferous mining.

This unit is appropriate for those working in operational roles.

No licensing, legislation or certification requirements apply to this unit at the time of publication.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

1. Plan and prepare to establish a fresh air base

1.1 Access, interpret and apply establishing a fresh air base documentation and ensure the work activity is compliant

1.2 Obtain, read, interpret, clarify and confirm work requirements

1.3 Identify and address potential risks, hazards and environmental issues and implement control measures

1.4 Select and wear personal protective equipment appropriate for work activities

1.5 Communicate and coordinate activities with others prior to, during and on completion of the work activity

1.6 Develop strategies for the establishment of a fresh air base

1.7 Access, interpret and analyse mine plans, characteristics, data and reports, and locate and assess potential affected zones

1.8 Confirm affected fresh air zones through atmospheric testing

1.9 Identify and organise/obtain fresh air base resources

1.10 Test all fresh air base resources are fit for service

1.11 Test selected testing and monitoring instruments are fit for service

1.12 Select and coordinate fresh air base personnel

2. Establish the fresh air base

2.1 Transport and install allocated fresh air base resources

2.2 Test site gas levels and ensure they are within specified limits

2.3 Inspect roof, sides and floor and ensure stability and safety

2.4 Install monitoring equipment

2.5 Monitor integrity of atmosphere and identify atmospheric changes

2.6 Maintain fresh air base in respirable air

2.7 Ensure escape strategy and equipment availability and coordinate fresh air base escape in emergency conditions

2.8 Identify and install communication equipment in fresh air base and test for effective, clear and reliable operation

3. Operate from fresh air base

3.1 Monitor atmosphere and ensure compliance with designated limits, record data at recommended intervals

3.2 Communicate atmosphere conditions to Incident Control and receive instructions

3.3 Relocate fresh air base

3.4 Inform rescue team of fresh air base relocation and reason for decision

3.5 Control and monitor rescue team activities and movements and ensure team safety

3.6 Identify available fresh air base equipment and maintain in a state of readiness

3.7 Brief, confirm, record information and dispatch rescue team

3.8 Coordinate and control ancillary personnel and operations

3.9 Maintain communications with teams and Incident Control

3.10 Carry out handover briefings with oncoming personnel and ensure continuity of operations

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include that the candidate:

locates and applies relevant documentation, policies and procedures

works effectively with others to undertake and complete the establishment of and operating from a fresh air base that meets all the required outcomes including:

complying with written and verbal reporting requirements and procedures

communicating clearly and concisely with others to receive and clarify work instructions

communicating clearly and concisely with others to coordinate work activities

operating emergency communication systems

demonstrates completion of establishing and operating from a fresh air base that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

reading mine plans and navigating in mines

reading maps and interpreting symbols

identify and select fresh air base resources

establishing, relocating and working from a fresh air base

operating atmospheric testing and monitoring instruments

wearing and using escape apparatus

establishing search patterns and marking underground routes

conducting handover briefings with oncoming personnel to ensure continuity of operations

The candidate must demonstrate knowledge in establishing and operating from a fresh air base through:

the types and causes of hazards and incidents in underground mines

accessing and interpreting geological and survey data

the effects of hot and humid atmospheres

the location and distribution of caches

the trigger points to initiate emergency response to alarms

the location and purpose of a place of safety

identifying and using guidance systems and markers

site emergency plans

the implications of types of adverse environmental conditions

the location of escape routes and alternative escape routes

the functions of mine ventilation systems

the types and effects of mine gases

the rescue team structure, roles and responsibilities

the role and responsibilities of the Fresh Air Base Controller

the structure, role and responsibilities of Incident Control

the roles of external agencies

the operation and limitations of breathing apparatus

identifying and complying with standby/emergency procedures for fresh air base

ignition sources

types of fire and fire control methods

factors affecting oxygen/air consumption

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit is best assessed in the context of this sector’s work environment;

where personal safety or environmental damage are limiting factors, assessment may occur in a simulated environment provided it is realistic and sufficiently rigorous to cover all aspects of this sector’s workplace performance, including environment, task skills, task management skills, contingency management skills and job role environment skills; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

1. Plan and prepare to establish a fresh air base

1.1 Access, interpret and apply establishing a fresh air base documentation and ensure the work activity is compliant

1.2 Obtain, read, interpret, clarify and confirm work requirements

1.3 Identify and address potential risks, hazards and environmental issues and implement control measures

1.4 Select and wear personal protective equipment appropriate for work activities

1.5 Communicate and coordinate activities with others prior to, during and on completion of the work activity

1.6 Develop strategies for the establishment of a fresh air base

1.7 Access, interpret and analyse mine plans, characteristics, data and reports, and locate and assess potential affected zones

1.8 Confirm affected fresh air zones through atmospheric testing

1.9 Identify and organise/obtain fresh air base resources

1.10 Test all fresh air base resources are fit for service

1.11 Test selected testing and monitoring instruments are fit for service

1.12 Select and coordinate fresh air base personnel

2. Establish the fresh air base

2.1 Transport and install allocated fresh air base resources

2.2 Test site gas levels and ensure they are within specified limits

2.3 Inspect roof, sides and floor and ensure stability and safety

2.4 Install monitoring equipment

2.5 Monitor integrity of atmosphere and identify atmospheric changes

2.6 Maintain fresh air base in respirable air

2.7 Ensure escape strategy and equipment availability and coordinate fresh air base escape in emergency conditions

2.8 Identify and install communication equipment in fresh air base and test for effective, clear and reliable operation

3. Operate from fresh air base

3.1 Monitor atmosphere and ensure compliance with designated limits, record data at recommended intervals

3.2 Communicate atmosphere conditions to Incident Control and receive instructions

3.3 Relocate fresh air base

3.4 Inform rescue team of fresh air base relocation and reason for decision

3.5 Control and monitor rescue team activities and movements and ensure team safety

3.6 Identify available fresh air base equipment and maintain in a state of readiness

3.7 Brief, confirm, record information and dispatch rescue team

3.8 Coordinate and control ancillary personnel and operations

3.9 Maintain communications with teams and Incident Control

3.10 Carry out handover briefings with oncoming personnel and ensure continuity of operations

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include that the candidate:

locates and applies relevant documentation, policies and procedures

works effectively with others to undertake and complete the establishment of and operating from a fresh air base that meets all the required outcomes including:

complying with written and verbal reporting requirements and procedures

communicating clearly and concisely with others to receive and clarify work instructions

communicating clearly and concisely with others to coordinate work activities

operating emergency communication systems

demonstrates completion of establishing and operating from a fresh air base that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

reading mine plans and navigating in mines

reading maps and interpreting symbols

identify and select fresh air base resources

establishing, relocating and working from a fresh air base

operating atmospheric testing and monitoring instruments

wearing and using escape apparatus

establishing search patterns and marking underground routes

conducting handover briefings with oncoming personnel to ensure continuity of operations

The candidate must demonstrate knowledge in establishing and operating from a fresh air base through:

the types and causes of hazards and incidents in underground mines

accessing and interpreting geological and survey data

the effects of hot and humid atmospheres

the location and distribution of caches

the trigger points to initiate emergency response to alarms

the location and purpose of a place of safety

identifying and using guidance systems and markers

site emergency plans

the implications of types of adverse environmental conditions

the location of escape routes and alternative escape routes

the functions of mine ventilation systems

the types and effects of mine gases

the rescue team structure, roles and responsibilities

the role and responsibilities of the Fresh Air Base Controller

the structure, role and responsibilities of Incident Control

the roles of external agencies

the operation and limitations of breathing apparatus

identifying and complying with standby/emergency procedures for fresh air base

ignition sources

types of fire and fire control methods

factors affecting oxygen/air consumption

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit is best assessed in the context of this sector’s work environment;

where personal safety or environmental damage are limiting factors, assessment may occur in a simulated environment provided it is realistic and sufficiently rigorous to cover all aspects of this sector’s workplace performance, including environment, task skills, task management skills, contingency management skills and job role environment skills; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and apply establishing a fresh air base documentation and ensure the work activity is compliant 
Obtain, read, interpret, clarify and confirm work requirements 
Identify and address potential risks, hazards and environmental issues and implement control measures 
Select and wear personal protective equipment appropriate for work activities 
Communicate and coordinate activities with others prior to, during and on completion of the work activity 
Develop strategies for the establishment of a fresh air base 
Access, interpret and analyse mine plans, characteristics, data and reports, and locate and assess potential affected zones 
Confirm affected fresh air zones through atmospheric testing 
Identify and organise/obtain fresh air base resources 
 
 
 
Transport and install allocated fresh air base resources 
Test site gas levels and ensure they are within specified limits 
Inspect roof, sides and floor and ensure stability and safety 
Install monitoring equipment 
Monitor integrity of atmosphere and identify atmospheric changes 
Maintain fresh air base in respirable air 
Ensure escape strategy and equipment availability and coordinate fresh air base escape in emergency conditions 
Identify and install communication equipment in fresh air base and test for effective, clear and reliable operation 
Monitor atmosphere and ensure compliance with designated limits, record data at recommended intervals 
Communicate atmosphere conditions to Incident Control and receive instructions 
Relocate fresh air base 
Inform rescue team of fresh air base relocation and reason for decision 
Control and monitor rescue team activities and movements and ensure team safety 
Identify available fresh air base equipment and maintain in a state of readiness 
Brief, confirm, record information and dispatch rescue team 
Coordinate and control ancillary personnel and operations 
 
 
Access, interpret and apply establishing a fresh air base documentation and ensure the work activity is compliant 
Obtain, read, interpret, clarify and confirm work requirements 
Identify and address potential risks, hazards and environmental issues and implement control measures 
Select and wear personal protective equipment appropriate for work activities 
Communicate and coordinate activities with others prior to, during and on completion of the work activity 
Develop strategies for the establishment of a fresh air base 
Access, interpret and analyse mine plans, characteristics, data and reports, and locate and assess potential affected zones 
Confirm affected fresh air zones through atmospheric testing 
Identify and organise/obtain fresh air base resources 
Test all fresh air base resources are fit for service 
Test selected testing and monitoring instruments are fit for service 
Select and coordinate fresh air base personnel 
Transport and install allocated fresh air base resources 
Test site gas levels and ensure they are within specified limits 
Inspect roof, sides and floor and ensure stability and safety 
Install monitoring equipment 
Monitor integrity of atmosphere and identify atmospheric changes 
Maintain fresh air base in respirable air 
Ensure escape strategy and equipment availability and coordinate fresh air base escape in emergency conditions 
Identify and install communication equipment in fresh air base and test for effective, clear and reliable operation 
Monitor atmosphere and ensure compliance with designated limits, record data at recommended intervals 
Communicate atmosphere conditions to Incident Control and receive instructions 
Relocate fresh air base 
Inform rescue team of fresh air base relocation and reason for decision 
Control and monitor rescue team activities and movements and ensure team safety 
Identify available fresh air base equipment and maintain in a state of readiness 
Brief, confirm, record information and dispatch rescue team 
Coordinate and control ancillary personnel and operations 
Maintain communications with teams and Incident Control 
Carry out handover briefings with oncoming personnel and ensure continuity of operations 

Forms

Assessment Cover Sheet

RIIERR309D - Establish and operate from fresh air base
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:


Assessment Record Sheet

RIIERR309D - Establish and operate from fresh air base

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: