Assessor Resource

RIIGOV201D
Comply with site work processes/procedures

Assessment tool

Version 1.0
Issue Date: April 2024


This unit describes a participant’s skills and knowledge required to Comply with site work processes/procedures in the Resources and Infrastructure Industries.

This unit is appropriate for those working in operational roles.

Licensing, legislative, regulatory and certification requirements that apply to this unit can vary between states, territories, and Industry sectors. Relevant information must be sourced prior to application of the unit.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

1. Plan and prepare for work outcomes

1.1 Access, interpret and apply procedures/standards to ensure the work activity is compliant

1.2 Identify and confirm roles and responsibilities for own work

1.3 Prepare work plans that will ensure compliance with procedures and safe work outcomes

2. Apply work procedures to individual work activities

2.1 Carry out allocated work to procedures/standards

2.2 Adjust and confirm own roles and responsibilities to meet changing circumstances

2.3 Monitor work processes, report incidents and apply local risk control processes to minimise injury, loss, equipment damage and environmental harm

2.4 Identify and report noncompliance in the application of procedures and recommend improvements to relevant personnel

2.5 Complete written documentation in accordance with requirements/standards

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant documentation, policies and procedures

works effectively with others to undertake and complete complying with site work processes/procedures including:

communicating clearly and concisely with others to receive and clarify site work processes and procedures

demonstrates completion of complying with site work processes and procedures that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

plans and completes task to achieve agreed outcomes as determined by site processes and procedures

adjusts performance requirements to comply with processes and procedures

monitors and recommends changes to overcome noncompliance with site procedures/standards

reports noncompliance of processes and procedures to supervisors

where risk is evident applies risk management processes to minimise injury and report to supervisor immediately

completes required site documents and reports

The candidate must demonstrate knowledge of the following in complying with site processes and procedure:

identifying, interpreting and implementing site safety and health management systems

performing work planning processes

following site and equipment safety requirements

determining technical and operational capability and limitations of resources and equipment being used

understanding relevant work health and safety legislation including obligations under duty of care

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit is best assessed in the context of this sector’s work environment;

where personal safety or environmental damage are limiting factors, assessment may occur in a simulated environment provided it is realistic and sufficiently rigorous to cover all aspects of this sector’s workplace performance, including environment, task skills, task management skills, contingency management skills and job role environment skills; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

1. Plan and prepare for work outcomes

1.1 Access, interpret and apply procedures/standards to ensure the work activity is compliant

1.2 Identify and confirm roles and responsibilities for own work

1.3 Prepare work plans that will ensure compliance with procedures and safe work outcomes

2. Apply work procedures to individual work activities

2.1 Carry out allocated work to procedures/standards

2.2 Adjust and confirm own roles and responsibilities to meet changing circumstances

2.3 Monitor work processes, report incidents and apply local risk control processes to minimise injury, loss, equipment damage and environmental harm

2.4 Identify and report noncompliance in the application of procedures and recommend improvements to relevant personnel

2.5 Complete written documentation in accordance with requirements/standards

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant documentation, policies and procedures

works effectively with others to undertake and complete complying with site work processes/procedures including:

communicating clearly and concisely with others to receive and clarify site work processes and procedures

demonstrates completion of complying with site work processes and procedures that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

plans and completes task to achieve agreed outcomes as determined by site processes and procedures

adjusts performance requirements to comply with processes and procedures

monitors and recommends changes to overcome noncompliance with site procedures/standards

reports noncompliance of processes and procedures to supervisors

where risk is evident applies risk management processes to minimise injury and report to supervisor immediately

completes required site documents and reports

The candidate must demonstrate knowledge of the following in complying with site processes and procedure:

identifying, interpreting and implementing site safety and health management systems

performing work planning processes

following site and equipment safety requirements

determining technical and operational capability and limitations of resources and equipment being used

understanding relevant work health and safety legislation including obligations under duty of care

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit is best assessed in the context of this sector’s work environment;

where personal safety or environmental damage are limiting factors, assessment may occur in a simulated environment provided it is realistic and sufficiently rigorous to cover all aspects of this sector’s workplace performance, including environment, task skills, task management skills, contingency management skills and job role environment skills; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and apply procedures/standards to ensure the work activity is compliant 
Identify and confirm roles and responsibilities for own work 
Prepare work plans that will ensure compliance with procedures and safe work outcomes 
Carry out allocated work to procedures/standards 
Adjust and confirm own roles and responsibilities to meet changing circumstances 
Monitor work processes, report incidents and apply local risk control processes to minimise injury, loss, equipment damage and environmental harm 
Identify and report noncompliance in the application of procedures and recommend improvements to relevant personnel 
Complete written documentation in accordance with requirements/standards 

Forms

Assessment Cover Sheet

RIIGOV201D - Comply with site work processes/procedures
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:


Assessment Record Sheet

RIIGOV201D - Comply with site work processes/procedures

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: