Assessor Resource

RIIHAN203D
Conduct lifting operations

Assessment tool

Version 1.0
Issue Date: April 2024


This unit describes a participant’s skills and knowledge required to conduct lifting operations in the Resources and Infrastructure Industries.

This unit is appropriate for those working in operational roles.

Licensing, legislative, regulatory and certification requirements that apply to this unit can vary between states, territories, and Industry sectors. Relevant information must be sourced prior to application of the unit.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

1. Plan and prepare for lifting operations

1.1 Access, interpret and apply load handling documentation and ensure the work activity is compliant

1.2 Obtain, read, interpret, clarify and confirm work requirements before proceeding

1.3 Identify and address potential risks, hazards and environmental issues, and implement control measures

1.4 Select and wear personal protective equipment appropriate for work activities

1.5 Develop a preliminary lifting plan considering essential information

1.6 Check/confirm job feasibility and schedule with the load designer and other relevant persons

1.7 Finalise and confirm lifting plan, including the scheduling of required resources

2. Prepare for lifting

2.1 Identify, select, inspect, assemble and certify lifting equipment, materials and tools required for the planned lift

2.2 Label unserviceable equipment, materials and tools

3. Move loads

3.1 Deduce and confirm appropriate safe working loads and centre of gravity using load charts and sling tags/charts prior to load moving

3.2 Direct the movement of the load using standard signals for load moving

3.3 Perform load moving in accordance with the plan

3.4 Perform work safely

3.5 Connect lifting gear to load

3.6 Connect load to movement device using appropriate and certified equipment

3.7 Ensure stability of the load by application of load movement procedure, temporary bracing and/or load support

3.8 Follow appropriate specifications during the placement and securing of the load

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient completion of lifting operations including:

planning and preparing for lifting and moving loads

works effectively with others to undertake and complete lifting operations that meet all of the required outcomes including:

confirming job feasibility and schedule with lift designer and other relevant person/s

directing the movement of the load using standard signals for load moving

demonstrates completion of conducting lifting operations that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

checking and confirming job feasibility and schedule

developing a preliminary lift plan which must identify:

confirmed details of lifting and slinging requirements

confirmed dimensions

site access and egress

suitability and availability of materials

tools and equipment

identification of potential hazards

probable control measures

identification of site coordination requirements

scheduling resources required for the planned lift

identifying, selecting, inspecting, assembling and certifying lifting equipment, materials and tools required for the planned lift

performing load moving in accordance with the lift plan

The candidate must demonstrate knowledge of the following when conducting lifting operations:

identifying appropriate approved scheme of training

identifying and complying with site and equipment safety requirements

determining and complying with equipment characteristics, technical capabilities and limitations

identifying and complying with operational and maintenance procedures

identifying, using and interpreting hand signals

identifying and reporting potential hazards

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit is best assessed in the context of this sector’s work environment;

where personal safety or environmental damage are limiting factors, assessment may occur in a simulated environment provided it is realistic and sufficiently rigorous to cover all aspects of this sector’s workplace performance, including environment, task skills, task management skills, contingency management skills and job role environment skills; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

1. Plan and prepare for lifting operations

1.1 Access, interpret and apply load handling documentation and ensure the work activity is compliant

1.2 Obtain, read, interpret, clarify and confirm work requirements before proceeding

1.3 Identify and address potential risks, hazards and environmental issues, and implement control measures

1.4 Select and wear personal protective equipment appropriate for work activities

1.5 Develop a preliminary lifting plan considering essential information

1.6 Check/confirm job feasibility and schedule with the load designer and other relevant persons

1.7 Finalise and confirm lifting plan, including the scheduling of required resources

2. Prepare for lifting

2.1 Identify, select, inspect, assemble and certify lifting equipment, materials and tools required for the planned lift

2.2 Label unserviceable equipment, materials and tools

3. Move loads

3.1 Deduce and confirm appropriate safe working loads and centre of gravity using load charts and sling tags/charts prior to load moving

3.2 Direct the movement of the load using standard signals for load moving

3.3 Perform load moving in accordance with the plan

3.4 Perform work safely

3.5 Connect lifting gear to load

3.6 Connect load to movement device using appropriate and certified equipment

3.7 Ensure stability of the load by application of load movement procedure, temporary bracing and/or load support

3.8 Follow appropriate specifications during the placement and securing of the load

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient completion of lifting operations including:

planning and preparing for lifting and moving loads

works effectively with others to undertake and complete lifting operations that meet all of the required outcomes including:

confirming job feasibility and schedule with lift designer and other relevant person/s

directing the movement of the load using standard signals for load moving

demonstrates completion of conducting lifting operations that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

checking and confirming job feasibility and schedule

developing a preliminary lift plan which must identify:

confirmed details of lifting and slinging requirements

confirmed dimensions

site access and egress

suitability and availability of materials

tools and equipment

identification of potential hazards

probable control measures

identification of site coordination requirements

scheduling resources required for the planned lift

identifying, selecting, inspecting, assembling and certifying lifting equipment, materials and tools required for the planned lift

performing load moving in accordance with the lift plan

The candidate must demonstrate knowledge of the following when conducting lifting operations:

identifying appropriate approved scheme of training

identifying and complying with site and equipment safety requirements

determining and complying with equipment characteristics, technical capabilities and limitations

identifying and complying with operational and maintenance procedures

identifying, using and interpreting hand signals

identifying and reporting potential hazards

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit is best assessed in the context of this sector’s work environment;

where personal safety or environmental damage are limiting factors, assessment may occur in a simulated environment provided it is realistic and sufficiently rigorous to cover all aspects of this sector’s workplace performance, including environment, task skills, task management skills, contingency management skills and job role environment skills; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and apply load handling documentation and ensure the work activity is compliant 
Obtain, read, interpret, clarify and confirm work requirements before proceeding 
Identify and address potential risks, hazards and environmental issues, and implement control measures 
Select and wear personal protective equipment appropriate for work activities 
Develop a preliminary lifting plan considering essential information 
Check/confirm job feasibility and schedule with the load designer and other relevant persons 
Finalise and confirm lifting plan, including the scheduling of required resources 
Identify, select, inspect, assemble and certify lifting equipment, materials and tools required for the planned lift 
Label unserviceable equipment, materials and tools 
Deduce and confirm appropriate safe working loads and centre of gravity using load charts and sling tags/charts prior to load moving 
Direct the movement of the load using standard signals for load moving 
Perform load moving in accordance with the plan 
Perform work safely 
Connect lifting gear to load 
Connect load to movement device using appropriate and certified equipment 
Ensure stability of the load by application of load movement procedure, temporary bracing and/or load support 
Follow appropriate specifications during the placement and securing of the load 

Forms

Assessment Cover Sheet

RIIHAN203D - Conduct lifting operations
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:


Assessment Record Sheet

RIIHAN203D - Conduct lifting operations

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: