Assessor Resource

RIIHAN206D
Transport plant, equipment and personnel

Assessment tool

Version 1.0
Issue Date: April 2024


This unit describes a participant’s skills and knowledge required to transport plant, equipment and personnel in the Resources and Infrastructure Industries.

This unit is appropriate for those working in operational roles.

Licensing, legislative, regulatory and certification requirements that apply to this unit can vary between states, territories, and Industry sectors. Relevant information must be sourced prior to application of the unit.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

1. Plan and prepare for the transport of plant, equipment and/or personnel

1.1 Access, interpret and apply load handling documentation and ensure the work activity is compliant

1.2 Obtain, read, interpret, clarify and confirm work requirements

1.3 Select and wear personal protective equipment appropriate for work activities

1.4 Identify load characteristics, environmental issues, and any special handling or equipment requirements

1.5 Determine location of transfer, establish transfer pathway and prepare equipment and/or authorised personnel according to transportation schedule

1.6 Identify and address potential risks, hazards and environmental issues, and implement control measures

1.7 Communicate and coordinate activities with others throughout the work activity

1.8 Conduct pre-operational checks to establish the readiness of equipment for operation and report unsafe equipment to appropriate personnel

2. Load, transport and unload plant, equipment and/or personnel

2.1 Carry out start-up, park-up and shutdown procedures

2.2 Calculate the load correctly

2.3 Lift and shift load safely using appropriate devices, protective restraints for personnel, and appropriate personal protective equipment

2.4 Transport load within the operating capacity of the transport vehicle, using appropriate devices and protective restraints for personnel

2.5 Transport load to the specified destination, via approved transport routes, within speed limits, on time and in original condition

2.6 Safely unload without any damage to load and/or carrying equipment

3. Complete transfer of load

3.1 Complete written documentation accurately and in a timely manner

3.2 Clean equipment and return to store area

3.3 Restore work area to normal working conditions

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant legislation, documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient transportation of plant, equipment and personnel including:

interpreting load plans, reports, maps and specifications

reading and interpreting instructions, procedures and labels relevant to the preparation, loading, transporting and unloading of loads

identifying, selecting and using relevant equipment, processes and procedures when preparing, transporting, loading and unloading

estimating the size, shape and special requirements of loads

modifying the preparation, loading, transporting and unloading procedures

works effectively with others to undertake and complete the transportation of plant, equipment and personnel that meet all of the required outcomes including:

communicating and coordinating activities with others throughout the work activity

demonstrates completion of transporting plant, equipment and personnel that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

loading plant, equipment and/or personnel

transporting plant, equipment and/or personnel

unloading plant, equipment and/or personnel

maintaining transportation documentation

The candidate must demonstrate knowledge of the following when transporting plant, equipment and personnel:

Australian and international codes and regulations relevant to the transportation of plant, equipment and personnel, including the Australian and international dangerous goods codes

WHS and environmental protection procedures and guidelines relevant to the preparation and transportation of plant, equipment and personnel

workplace procedures and policies for the preparation and transportation of plant, equipment and personnel

operations of work systems, equipment, management and site operating systems for the preparation and transportation of plant, equipment and personnel

problems that may occur when preparing for and transporting plant, equipment and personnel

appropriate action to be taken to resolve problems and potential problems

relevant handling and safety codes

types of equipment used to transfer loads in terminals/wharves, their applications and procedures and precautions for their use

requirements for safe working load (SWL) and working load limit (WLL) of load shifting equipment

the marking and numbering systems for cargo

relevant bond, quarantine or other legislative requirements

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit is best assessed in the context of this sector’s work environment;

where personal safety or environmental damage are limiting factors, assessment may occur in a simulated environment provided it is realistic and sufficiently rigorous to cover all aspects of this sector’s workplace performance, including environment, task skills, task management skills, contingency management skills and job role environment skills; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

1. Plan and prepare for the transport of plant, equipment and/or personnel

1.1 Access, interpret and apply load handling documentation and ensure the work activity is compliant

1.2 Obtain, read, interpret, clarify and confirm work requirements

1.3 Select and wear personal protective equipment appropriate for work activities

1.4 Identify load characteristics, environmental issues, and any special handling or equipment requirements

1.5 Determine location of transfer, establish transfer pathway and prepare equipment and/or authorised personnel according to transportation schedule

1.6 Identify and address potential risks, hazards and environmental issues, and implement control measures

1.7 Communicate and coordinate activities with others throughout the work activity

1.8 Conduct pre-operational checks to establish the readiness of equipment for operation and report unsafe equipment to appropriate personnel

2. Load, transport and unload plant, equipment and/or personnel

2.1 Carry out start-up, park-up and shutdown procedures

2.2 Calculate the load correctly

2.3 Lift and shift load safely using appropriate devices, protective restraints for personnel, and appropriate personal protective equipment

2.4 Transport load within the operating capacity of the transport vehicle, using appropriate devices and protective restraints for personnel

2.5 Transport load to the specified destination, via approved transport routes, within speed limits, on time and in original condition

2.6 Safely unload without any damage to load and/or carrying equipment

3. Complete transfer of load

3.1 Complete written documentation accurately and in a timely manner

3.2 Clean equipment and return to store area

3.3 Restore work area to normal working conditions

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant legislation, documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient transportation of plant, equipment and personnel including:

interpreting load plans, reports, maps and specifications

reading and interpreting instructions, procedures and labels relevant to the preparation, loading, transporting and unloading of loads

identifying, selecting and using relevant equipment, processes and procedures when preparing, transporting, loading and unloading

estimating the size, shape and special requirements of loads

modifying the preparation, loading, transporting and unloading procedures

works effectively with others to undertake and complete the transportation of plant, equipment and personnel that meet all of the required outcomes including:

communicating and coordinating activities with others throughout the work activity

demonstrates completion of transporting plant, equipment and personnel that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

loading plant, equipment and/or personnel

transporting plant, equipment and/or personnel

unloading plant, equipment and/or personnel

maintaining transportation documentation

The candidate must demonstrate knowledge of the following when transporting plant, equipment and personnel:

Australian and international codes and regulations relevant to the transportation of plant, equipment and personnel, including the Australian and international dangerous goods codes

WHS and environmental protection procedures and guidelines relevant to the preparation and transportation of plant, equipment and personnel

workplace procedures and policies for the preparation and transportation of plant, equipment and personnel

operations of work systems, equipment, management and site operating systems for the preparation and transportation of plant, equipment and personnel

problems that may occur when preparing for and transporting plant, equipment and personnel

appropriate action to be taken to resolve problems and potential problems

relevant handling and safety codes

types of equipment used to transfer loads in terminals/wharves, their applications and procedures and precautions for their use

requirements for safe working load (SWL) and working load limit (WLL) of load shifting equipment

the marking and numbering systems for cargo

relevant bond, quarantine or other legislative requirements

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit is best assessed in the context of this sector’s work environment;

where personal safety or environmental damage are limiting factors, assessment may occur in a simulated environment provided it is realistic and sufficiently rigorous to cover all aspects of this sector’s workplace performance, including environment, task skills, task management skills, contingency management skills and job role environment skills; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and apply load handling documentation and ensure the work activity is compliant 
Obtain, read, interpret, clarify and confirm work requirements 
Select and wear personal protective equipment appropriate for work activities 
Identify load characteristics, environmental issues, and any special handling or equipment requirements 
Determine location of transfer, establish transfer pathway and prepare equipment and/or authorised personnel according to transportation schedule 
Identify and address potential risks, hazards and environmental issues, and implement control measures 
Communicate and coordinate activities with others throughout the work activity 
Conduct pre-operational checks to establish the readiness of equipment for operation and report unsafe equipment to appropriate personnel 
Carry out start-up, park-up and shutdown procedures 
Calculate the load correctly 
Lift and shift load safely using appropriate devices, protective restraints for personnel, and appropriate personal protective equipment 
Transport load within the operating capacity of the transport vehicle, using appropriate devices and protective restraints for personnel 
Transport load to the specified destination, via approved transport routes, within speed limits, on time and in original condition 
Safely unload without any damage to load and/or carrying equipment 
Complete written documentation accurately and in a timely manner 
Clean equipment and return to store area 
Restore work area to normal working conditions 

Forms

Assessment Cover Sheet

RIIHAN206D - Transport plant, equipment and personnel
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:


Assessment Record Sheet

RIIHAN206D - Transport plant, equipment and personnel

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: