Assessor Resource

RIIMPO303D
Conduct rope shovel operations

Assessment tool

Version 1.0
Issue Date: April 2024


This unit develops a participant’s skills and knowledge required to conduct rope shovel operations in Coal and Metalliferous mining and Extractive.

This unit is appropriate for those working in operational roles.

Licensing, legislative, regulatory and certification requirements that apply to this unit can vary between states, territories, and Industry sectors. Relevant information must be sourced prior to application of the unit.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

1. Plan and prepare for rope shovel operations

1.1 Access, interpret and apply rope shovel documentation and ensure the work activity is compliant

1.2 Obtain, read, interpret, clarify and confirm work requirements before proceeding

1.3 Identify and address risks, hazards and environmental issues and implement control measures

1.4 Select and wear personal protective equipment appropriate for work activities

1.5 Select, and check for faults, equipment and/or attachments for work activities

1.6 Position or move cable towers, power lines and/or crossovers to location according to work plan, ensuring safety of operator and other personnel

1.7 Obtain and interpret emergency procedures, and be prepared for fire/accident/emergency

2. Operate shovel

2.1 Carry out start-up, park, shutdown and secure equipment procedures

2.2 Coordinate activities with others at the site prior to commencing, during, and on completion of the work activity

2.3 Monitor and manage equipment performance using indicators and alarms, and ensure efficiency of operation

2.4 Act on or report monitoring systems and alarms

2.5 Drive and operate shovel smoothly, with correct reach angle, and ensure optimum bucket load without overload or strain on shovel

2.6 Continually monitor hazards and risks, and ensure safety of self, other personnel, plant and equipment

2.7 Complete the work plan, within the operating capacities of the equipment

3. Dig and load trucks with rope shovel

3.1 Position and set up shovel for safe, efficient digging

3.2 Determine and maintain depth of bench, ensure optimum use of bucket capacity

3.3 Set and monitor bucket penetration and ensure optimum bucket load and to minimise overload or strain on shovel

3.4 Walk shovel and re-position for safe and efficient operation

3.5 Communicate with driver and direct truck positioning, and ensure safe loading operation

3.6 Load material on truck, and ensure bucket clears side of truck and is not swung over truck cabin

3.7 Ensure material is placed in the centre of truck tray and does not exceed truck load limit

3.8 Re-position shovel, and ensure safety of other operations personnel, property and equipment

3.9 Keep floor clear and level and remove spillages

3.10 Park shovel in safe area, on flat, level ground at end of operation

4. Carry out operator maintenance

4.1 Prepare machine for maintenance

4.2 Conduct inspection and fault finding

4.3 Carry out scheduled maintenance tasks

4.4 Return machine to service

4.5 Process written maintenance records

5. Conduct housekeeping activities

5.1 Clear work area and dispose of or recycle materials

5.2 Manage and/or report hazards, and maintain a safe working environment

5.3 Process records

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient completion of rope shovel operations, including:

conducting prestart checks prior to commencing operations and shutdown procedures on completion of operations

carrying out vehicle refuelling requirements and procedures

driving and operating the equipment to site conditions

applying safe work practices and identifying and reporting all potential hazards, risks and environmental issues

applying problem solving and troubleshooting techniques

conducting bucket loading and discharge

conducting equipment positioning

selecting and using the required tools and equipment

applying lifting techniques

working safely around other machines and personnel

works effectively with others to undertake and complete rope shovel operations that meet all of the required outcomes, including:

using a range of communications techniques and equipment to convey information to others

maintaining written and verbal reporting requirements and procedures

demonstrates completion of conducting rope shovel operations that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

driving and operating the rope shovel for operations

adjusting equipment operations to suit site conditions

positioning and setting up shovel

walking the machine in a straight line

repositioning shovel

correctly shutting down and parking the rope shovel equipment

The candidate must demonstrate knowledge of the following when conducting rope shovel operations:

communicating and performing isolation procedures

identifying equipment processes, technical capability and limitations

identifying, interpreting and using geological and technical data (basic)

being prepared for fire/accident/emergency

identifying signs of operator fatigue and how it should be managed

apply loading techniques

interpreting plans, reports, maps and specifications

applying operational, maintenance and basic diagnostics

completing housekeeping activities

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing: and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

1. Plan and prepare for rope shovel operations

1.1 Access, interpret and apply rope shovel documentation and ensure the work activity is compliant

1.2 Obtain, read, interpret, clarify and confirm work requirements before proceeding

1.3 Identify and address risks, hazards and environmental issues and implement control measures

1.4 Select and wear personal protective equipment appropriate for work activities

1.5 Select, and check for faults, equipment and/or attachments for work activities

1.6 Position or move cable towers, power lines and/or crossovers to location according to work plan, ensuring safety of operator and other personnel

1.7 Obtain and interpret emergency procedures, and be prepared for fire/accident/emergency

2. Operate shovel

2.1 Carry out start-up, park, shutdown and secure equipment procedures

2.2 Coordinate activities with others at the site prior to commencing, during, and on completion of the work activity

2.3 Monitor and manage equipment performance using indicators and alarms, and ensure efficiency of operation

2.4 Act on or report monitoring systems and alarms

2.5 Drive and operate shovel smoothly, with correct reach angle, and ensure optimum bucket load without overload or strain on shovel

2.6 Continually monitor hazards and risks, and ensure safety of self, other personnel, plant and equipment

2.7 Complete the work plan, within the operating capacities of the equipment

3. Dig and load trucks with rope shovel

3.1 Position and set up shovel for safe, efficient digging

3.2 Determine and maintain depth of bench, ensure optimum use of bucket capacity

3.3 Set and monitor bucket penetration and ensure optimum bucket load and to minimise overload or strain on shovel

3.4 Walk shovel and re-position for safe and efficient operation

3.5 Communicate with driver and direct truck positioning, and ensure safe loading operation

3.6 Load material on truck, and ensure bucket clears side of truck and is not swung over truck cabin

3.7 Ensure material is placed in the centre of truck tray and does not exceed truck load limit

3.8 Re-position shovel, and ensure safety of other operations personnel, property and equipment

3.9 Keep floor clear and level and remove spillages

3.10 Park shovel in safe area, on flat, level ground at end of operation

4. Carry out operator maintenance

4.1 Prepare machine for maintenance

4.2 Conduct inspection and fault finding

4.3 Carry out scheduled maintenance tasks

4.4 Return machine to service

4.5 Process written maintenance records

5. Conduct housekeeping activities

5.1 Clear work area and dispose of or recycle materials

5.2 Manage and/or report hazards, and maintain a safe working environment

5.3 Process records

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient completion of rope shovel operations, including:

conducting prestart checks prior to commencing operations and shutdown procedures on completion of operations

carrying out vehicle refuelling requirements and procedures

driving and operating the equipment to site conditions

applying safe work practices and identifying and reporting all potential hazards, risks and environmental issues

applying problem solving and troubleshooting techniques

conducting bucket loading and discharge

conducting equipment positioning

selecting and using the required tools and equipment

applying lifting techniques

working safely around other machines and personnel

works effectively with others to undertake and complete rope shovel operations that meet all of the required outcomes, including:

using a range of communications techniques and equipment to convey information to others

maintaining written and verbal reporting requirements and procedures

demonstrates completion of conducting rope shovel operations that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

driving and operating the rope shovel for operations

adjusting equipment operations to suit site conditions

positioning and setting up shovel

walking the machine in a straight line

repositioning shovel

correctly shutting down and parking the rope shovel equipment

The candidate must demonstrate knowledge of the following when conducting rope shovel operations:

communicating and performing isolation procedures

identifying equipment processes, technical capability and limitations

identifying, interpreting and using geological and technical data (basic)

being prepared for fire/accident/emergency

identifying signs of operator fatigue and how it should be managed

apply loading techniques

interpreting plans, reports, maps and specifications

applying operational, maintenance and basic diagnostics

completing housekeeping activities

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing: and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and apply rope shovel documentation and ensure the work activity is compliant 
Obtain, read, interpret, clarify and confirm work requirements before proceeding 
Identify and address risks, hazards and environmental issues and implement control measures 
Select and wear personal protective equipment appropriate for work activities 
Select, and check for faults, equipment and/or attachments for work activities 
Position or move cable towers, power lines and/or crossovers to location according to work plan, ensuring safety of operator and other personnel 
Obtain and interpret emergency procedures, and be prepared for fire/accident/emergency 
Carry out start-up, park, shutdown and secure equipment procedures 
Coordinate activities with others at the site prior to commencing, during, and on completion of the work activity 
Monitor and manage equipment performance using indicators and alarms, and ensure efficiency of operation 
Act on or report monitoring systems and alarms 
Drive and operate shovel smoothly, with correct reach angle, and ensure optimum bucket load without overload or strain on shovel 
Continually monitor hazards and risks, and ensure safety of self, other personnel, plant and equipment 
Complete the work plan, within the operating capacities of the equipment 
Position and set up shovel for safe, efficient digging 
Determine and maintain depth of bench, ensure optimum use of bucket capacity 
Set and monitor bucket penetration and ensure optimum bucket load and to minimise overload or strain on shovel 
Walk shovel and re-position for safe and efficient operation 
Communicate with driver and direct truck positioning, and ensure safe loading operation 
Load material on truck, and ensure bucket clears side of truck and is not swung over truck cabin 
Ensure material is placed in the centre of truck tray and does not exceed truck load limit 
Re-position shovel, and ensure safety of other operations personnel, property and equipment 
Keep floor clear and level and remove spillages 
Park shovel in safe area, on flat, level ground at end of operation 
Prepare machine for maintenance 
Conduct inspection and fault finding 
Carry out scheduled maintenance tasks 
Return machine to service 
Process written maintenance records 
Clear work area and dispose of or recycle materials 
Manage and/or report hazards, and maintain a safe working environment 
Process records 

Forms

Assessment Cover Sheet

RIIMPO303D - Conduct rope shovel operations
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:


Assessment Record Sheet

RIIMPO303D - Conduct rope shovel operations

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: