Elements and Performance Criteria
- Plan an OHS audit
- Develop an OHS audit plan
- Ensure nature of information and data collected provides valid and reliable evidence of the systematic approach to managing OHS and risk controls within the context of the organisation
- Include in sources of evidence key personnel and stakeholders
- Ensure information and data collection strategies address issues of security, confidentiality, impartiality and equity
- Include opportunities for corroborating evidence in information and data collection strategies
- Develop and document the audit plan and submit to client
- Modify the audit plan as a result of client input and preliminary trialling, and to adapt to contingencies as they arise
- Re-submit audit plan to client for comment as appropriate
- Negotiate issues concerning the audit plan with the client and amend documents where required
- Develop an OHS audit tool
- Ensure audit tool/s accurately reflect the criteria of the benchmark, nature of risks, identified relevant information and data types
- Ensure audit tools focus on evaluation of performance of the OHS management processes
- Ensure audit tools can be used with consistent outcomes by all members of the audit team
- Enable audit tools to collect evidence in a timely and efficient manner
- Modify audit tools as a result of preliminary trial/s
- Gather information, data and OHS records
- Consult a broad range of workplace personnel during evidence gathering activities throughout the audit
- Gather types and sources of evidence, compare this evidence with the audit plan and identify reasons for discrepancies
- Identify and use alternative methods when evidence is not forthcoming using planned methods
- Check information and data reliability with a number of sources
- Undertake OHS audit activities
- Undertake preliminary evaluation
- Undertake initial meetings and worksite familiarisation
- Monitor progress of the audit plan with the client and/or audit team members to ensure resources are being used as planned, and that the audit objectives and audit time lines are being achieved
- Progressively document and retain records of evidence and findings, in an appropriate format
- Report in a prompt manner to the appropriate person/s, including supervisor and/or person in control of the workplace, hazards identified during the audit
- Address own health and safety during the audit in accordance with organisational requirements and standards for safe work practices
- Ensure information and data collection and evaluation activities comply with legal requirements and are carried out ethically
- Undertake exit meetings with key personnel and stakeholders as appropriate
- Report on the outcomes of the OHS audit
- Present summary audit findings and recommendations to the client at the closing meeting, after consultation with key personnel and stakeholders
- Compare results of the evaluation against the audit criteria
- Present objective evidence with clear and concise findings, including benefits to be achieved by adoption of the audit report recommendations
- Anticipate possible challenges to the report and prepare further explanations to promote acceptance
- Recommend to the client corrective action and follow-up processes