Elements and Performance Criteria
- Clarify scope and level of technical regulatory framework activities
- Identify and review a range of technical regulatory framework operational components and relevant business arrangements of the organisation
- Analyse technical regulatory framework operations and relevant business arrangements of the organisation and identify functions, products and services that may be subject to compliance requirements
- Develop and document a plan for determining relevant compliance requirements
- Obtain plan approval from relevant internal authority
- Identify compliance requirements
- Carry out source search of information on internal and external compliance requirements using appropriate search resources
- Search compliant requirements across relevant jurisdictional laws and regulations, and industry and organisational codes and standards and identify related compliance requirements
- Gather and progressively review information about relevant compliance requirements in terms of relevance to identified organisational operations, services and products
- Discuss and clarify ambiguities, uncertainties and problems experienced with relevant internal or external stakeholders
- Identify, analyse and prioritise relevant compliance requirements in terms of critical implications for the organisation, and risks and consequences of possible breaches
- Document and communicate compliance requirements
- Organise and document outcomes of identification and interpretation activities in specified information management systems
- Obtain approval for specified information management systems documentation from appropriate internal authority
- Prepare reports of relevant compliance requirements and assessed implications and communicate to relevant personnel performing specific compliance management functions
- Implement technical compliance management system
- Confirm components of planned technical compliance management system, and clarify proposed implementation structures and procedures
- Clarify budgetary arrangements for implementing planned technical compliance management system
- Develop implementation plan and schedule for compliance management systems in collaboration with managers and operational requirements
- Acquire and assign resources for approved technical regulatory framework compliance management system
- Ensure all relevant stakeholders are informed of their roles and responsibilities within planned technical regulatory framework compliance management system
- Implement compliance management system in accordance with organisational plan
- Monitor implementation of technical compliance management system
- Determine agreed criteria for operation of technical compliance management system
- Review feedback and performance indicators on operation of technical compliance management system in terms of agreed criteria
- Identify problems in operation of technical compliance management system, in particular any breach of compliance requirements, and take appropriate action to address
- Report identified breaches in compliance through established reporting systems