Total number of units = 10

6 core units plus

4 elective units

The elective units consist of:

1 from Group A

Of the remaining 3 units:

up to 3 may be from Group B

up to 3 may be from a Certificate IV, Diploma or Advanced Diploma in any currently endorsed training package or accredited course.

The elective units chosen must be relevant to the work outcome and meet local industry needs.

Core Units

BSBCOM503Develop processes for the management of breaches in compliance requirements

FNSFMK505Comply with financial services legislation and industry codes of practice

FNSINC502Assess financial products and services vulnerability to money laundering and terrorism financing

FNSORG502Develop and monitor policy and procedures

FNSRSK501Undertake risk identification

FNSRSK502Assess risks

Elective Units

Group A

FNSRSK601Develop and implement risk mitigation plan

FNSRSK602Determine and manage risk exposure strategies

Group B

BSBINM401Implement workplace information system

BSBWHS303Participate in WHS hazard identification, risk assessment and risk control

BSBRES401Analyse and present research information

BSBRKG404Monitor and maintain records in an online environment

BSBSUS501Develop workplace policy and procedures for sustainability

FNSINC601Apply economic principles to work in the financial services industry

PSPFRAU502B Anticipate and detect possible fraud activity

PSPFRAU504B Conduct fraud risk assessments

PSPFRAU505B Develop fraud control plans

Nil.