Unit of Competency Mapping – Information for Teachers/Assessors – Information for Learners

RIIRIS301D Mapping and Delivery Guide
Apply risk management processes

Version 1.0
Issue Date: March 2024


Qualification -
Unit of Competency RIIRIS301D - Apply risk management processes
Description
Employability Skills
Learning Outcomes and Application This unit describes a participant’s skills and knowledge required to apply risk management processes in the Resources and Infrastructure Industries. This unit is appropriate for those working in operational or supervisory roles.Licensing, legislative, regulatory and certification requirements that apply to this unit can vary between states, territories, and industry sectors. Relevant information must be sourced prior to application of the unit.
Duration and Setting X weeks, nominally xx hours, delivered in a classroom/online/blended learning setting.
Prerequisites/co-requisites
Competency Field
Development and validation strategy and guide for assessors and learners Student Learning Resources Handouts
Activities
Slides
PPT
Assessment 1 Assessment 2 Assessment 3 Assessment 4
Elements of Competency Performance Criteria              
Element: Plan and prepare for risk management
  • Access, interpret and apply risk management documentation and ensure the work activity is compliant
  • Inspect and analyse work area conditions regularly and systematically to identify potential hazards
  • Access, interpret and apply existing proceduresto control identified hazards
  • Identify hazards not controlled by existing procedures
  • Recognise the type and scope of unresolved hazards and their likely impact
       
Element: Assess and identify unacceptable risk
  • Consider and determine the likelihood of an event
  • Evaluate and determine the consequence of the event
  • Consider and determine the risk level (likelihood and consequence combined)
  • Identify or source thecriteria for determining the acceptability/unacceptability of the risk
  • Evaluate the risk and identify ‘unacceptable risk’ status
       
Element: Review risk management documentation
  • Monitor and review working instructions
  • Seek authority and approval to amend in writing the working instructions
  • Seek authority and approval to action amendments to the working instructions
       
Element: Identify and recommend controls
  • Identify the range of controls which may eliminate or minimise the risk
  • Conduct a detailed analysis of feasible options including the identification of resource requirements
  • Select the most appropriate control for dealing with the situation
       
Element: Contribute to the implementation of controls
  • Write up the risk management plans selected control in detail, including resourcerequirements
  • Gain authorisation for selected control
  • Document and review controls for the job
  • Apply procedures to control recognised hazards
  • Communicate information on the control and its implementation
       


Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

1. Plan and prepare for risk management

1.1 Access, interpret and apply risk management documentation and ensure the work activity is compliant

1.2 Inspect and analyse work area conditions regularly and systematically to identify potential hazards

1.3 Access, interpret and apply existing proceduresto control identified hazards

1.4 Identify hazards not controlled by existing procedures

1.5 Recognise the type and scope of unresolved hazards and their likely impact

2. Assess and identify unacceptable risk

2.1 Consider and determine the likelihood of an event

2.2 Evaluate and determine the consequence of the event

2.3 Consider and determine the risk level (likelihood and consequence combined)

2.4 Identify or source thecriteria for determining the acceptability/unacceptability of the risk

2.5 Evaluate the risk and identify ‘unacceptable risk’ status

3. Review risk management documentation

3.1 Monitor and review working instructions

3.2 Seek authority and approval to amend in writing the working instructions

3.3 Seek authority and approval to action amendments to the working instructions

4. Identify and recommend controls

4.1 Identify the range of controls which may eliminate or minimise the risk

4.2 Conduct a detailed analysis of feasible options including the identification of resource requirements

4.3 Select the most appropriate control for dealing with the situation

5. Contribute to the implementation of controls

5.1 Write up the risk management plans selected control in detail, including resourcerequirements

5.2 Gain authorisation for selected control

5.3 Document and review controls for the job

5.4 Apply procedures to control recognised hazards

5.5 Communicate information on the control and its implementation


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assignment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

1. Plan and prepare for risk management

1.1 Access, interpret and apply risk management documentation and ensure the work activity is compliant

1.2 Inspect and analyse work area conditions regularly and systematically to identify potential hazards

1.3 Access, interpret and apply existing proceduresto control identified hazards

1.4 Identify hazards not controlled by existing procedures

1.5 Recognise the type and scope of unresolved hazards and their likely impact

2. Assess and identify unacceptable risk

2.1 Consider and determine the likelihood of an event

2.2 Evaluate and determine the consequence of the event

2.3 Consider and determine the risk level (likelihood and consequence combined)

2.4 Identify or source thecriteria for determining the acceptability/unacceptability of the risk

2.5 Evaluate the risk and identify ‘unacceptable risk’ status

3. Review risk management documentation

3.1 Monitor and review working instructions

3.2 Seek authority and approval to amend in writing the working instructions

3.3 Seek authority and approval to action amendments to the working instructions

4. Identify and recommend controls

4.1 Identify the range of controls which may eliminate or minimise the risk

4.2 Conduct a detailed analysis of feasible options including the identification of resource requirements

4.3 Select the most appropriate control for dealing with the situation

5. Contribute to the implementation of controls

5.1 Write up the risk management plans selected control in detail, including resourcerequirements

5.2 Gain authorisation for selected control

5.3 Document and review controls for the job

5.4 Apply procedures to control recognised hazards

5.5 Communicate information on the control and its implementation

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and apply risk management documentation and ensure the work activity is compliant 
Inspect and analyse work area conditions regularly and systematically to identify potential hazards 
Access, interpret and apply existing proceduresto control identified hazards 
Identify hazards not controlled by existing procedures 
Recognise the type and scope of unresolved hazards and their likely impact 
Consider and determine the likelihood of an event 
Evaluate and determine the consequence of the event 
Consider and determine the risk level (likelihood and consequence combined) 
Identify or source thecriteria for determining the acceptability/unacceptability of the risk 
Evaluate the risk and identify ‘unacceptable risk’ status 
Monitor and review working instructions 
Seek authority and approval to amend in writing the working instructions 
Seek authority and approval to action amendments to the working instructions 
Identify the range of controls which may eliminate or minimise the risk 
Conduct a detailed analysis of feasible options including the identification of resource requirements 
Select the most appropriate control for dealing with the situation 
Write up the risk management plans selected control in detail, including resourcerequirements 
Gain authorisation for selected control 
Document and review controls for the job 
Apply procedures to control recognised hazards 
Communicate information on the control and its implementation 

Forms

Assessment Cover Sheet

RIIRIS301D - Apply risk management processes
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:


Assessment Record Sheet

RIIRIS301D - Apply risk management processes

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: