Application
This unit applies to business continuity planning in small, medium and large organisations.
This role is undertaken by staff with managerial responsibility.
Prerequisites
Not applicable.
Elements and Performance Criteria
1. Evaluate the impact of the situation on business operations | 1.1 Evaluate immediate impact of situation on business operations 1.2 Identify business functions that are potentially impacted 1.3 Determine likely timing before normal operations will be restored 1.4 Define and agree with stakeholders the parameters (timings) that will determine employment of disaster recovery procedures 1.5 Liaise and consult with affected parties and stakeholders |
2. Identify business critical functions that must continue | 2.1 Determine business imperatives that must be addressed or continue 2.2 Consider practical options to maintain business critical operations 2.3 Consult all major stakeholders and agree on priorities |
3. Develop plan to maintain business critical operations | 3.1 Determine available back 3.2 Map how business critical functions can be continued using a modified approach 3.3 Evaluate resourcing requirements 3.4 Consider occupational health and safety (OHS) requirements in formation of plan 3.5 Determine need for a communication plan to be developed and implemented and document plan as required 3.6 Communicate plan to stakeholders |
4. Develop plan to update enterprise systems or information when systems become available | 4.1 Evaluate the impact of modified operations on organisational information systems 4.2 Determine resources required to input manually collected data into systems and complete follow 4.3 Work with stakeholders to consider downstream impacts 4.4 Develop communication plan to ensure all stakeholders are informed on status |
5. Evaluate organisational performance reports | 5.1 Evaluate effectiveness of business continuity activities 5.2 Seek stakeholder feedback 5.3 Determine areas for improvement 5.4 Modify business continuity plan documentation incorporating improvement areas |
Required Skills
Required skills
analytical skills to:
analyse relevant workplace information and data
develop and present reports or presentations that deal with complex ideas and concepts
incorporate observations of workplace tasks and interactions between people, their activities, equipment, environment and systems in relevant business strategies
communication and negotiation skills to:
articulate information and ideas clearly
effectively and calmly communicate with people at all levels during a time of crisis
leadership skills to gain trust and confidence of colleagues and stakeholders
project planning skills to develop and execute potentially complex business continuity planning
research skills to undertake the necessary background research for the plan
risk assessment and management skills to consider and mitigate key risks in the development of the plan
self
comply with policies and procedures
seek learning and development opportunities
stress-management skills to work effectively and positively under the pressure of a major incident or situation in the workplace
technology skills to understand complex information technology issues in the work environment.
Required knowledge
emergency procedures for site and organisation
infrastructure employed in a business environment, including facilities, technology, resources and systems
key personnel within workplace management structure
OHS requirements in the workplace
organisational crisis management and disaster recovery plans
organisational, statutory, regulatory and legislative requirements
organisation’s expectations in relation to continuity of key business activities in time of crisis or incident
principles of contingency planning
stress-management techniques.
Evidence Required
The evidence guide provides advice on assessment and must be read in conjunction with the performance criteria, required skills and knowledge, range statement and the Assessment Guidelines for the Training Package.
Overview of assessment | |
Critical aspects for assessment and evidence required to demonstrate competency in this unit | Evidence of the ability to: develop, implement and review business continuity planning demonstrate knowledge of organisational, statutory, regulatory and legislative requirements. |
Context of and specific resources for assessment | Assessment must ensure access to: information and databases for analysis activities relevant legislation, standards and guidelines training records and minutes of meetings where business continuity has been discussed or training has been implemented. |
Method of assessment | A range of assessment methods should be used to assess practical skills and knowledge. The following examples are appropriate for this unit: direct questioning combined with review of portfolios of evidence and third-party workplace reports of on review of and discussion about business continuity principles review of documented business continuity plan oral and/or written questioning to assess knowledge of technology and systems employed analysis of stakeholder feedback review of training records and communication of plan review of evaluation of actual situations where business continuity plan was employed. |
Guidance information for assessment | Holistic assessment with other units relevant to the industry sector, workplace and job role is recommended, for example: BSBOHS606B Develop and implement crisis management processes. |
Range Statement
The range statement relates to the unit of competency as a whole. It allows for different work environments and situations that may affect performance. Bold italicised wording, if used in the performance criteria, is detailed below. Essential operating conditions that may be present with training and assessment (depending on the work situation, needs of the candidate, accessibility of the item, and local industry and regional contexts) may also be included.
Impacts | damage to facilities loss of communications loss of key staff loss of systems trauma to staff. |
Business functions | despatch of field staff input of data provision of services responding to customer contact services and products the organisation normally provides. |
Disaster recovery procedures | relocation to alternative site restoration of facility restoration of technology and data. |
Business imperatives | core functions that have significant impact on customers and organisation functions determined as priority by organisation functions required by statutory, regulatory or legislative requirements. |
Practical options | communication plan manual recording and processing of transactions recorded messages on interactive voice response (IVR) responding to generic questions from available information taking messages and call back requests transferring activity to alternative site. |
Back | alternative site uninterrupted power supply (UPS) - back |
Follow | call back or response to contact data entry of transactions enquiry investigation and resolution. |
Downstream impacts | impact on competitive position impact on billing and cash flow negative media attention not achieving statutory, regulatory, legislative or organisational requirements possible negative reaction by customers. |
Sectors
Stakeholder relations – contact centre operations
Employability Skills
This unit contains employability skills.
Licensing Information
No licensing, legislative, regulatory or certification requirements apply to this unit at the time of endorsement.