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Evidence Guide: BSBCOM406 - Conduct work within a compliance framework

Student: __________________________________________________

Signature: _________________________________________________

Tips for gathering evidence to demonstrate your skills

The important thing to remember when gathering evidence is that the more evidence the better - that is, the more evidence you gather to demonstrate your skills, the more confident an assessor can be that you have learned the skills not just at one point in time, but are continuing to apply and develop those skills (as opposed to just learning for the test!). Furthermore, one piece of evidence that you collect will not usualy demonstrate all the required criteria for a unit of competency, whereas multiple overlapping pieces of evidence will usually do the trick!

From the Wiki University

 

BSBCOM406 - Conduct work within a compliance framework

What evidence can you provide to prove your understanding of each of the following citeria?

Identify individual compliance requirements

  1. Identify and document statutory, legislative and regulatory requirements relevant to job role, occupation or profession
  2. Identify and document relevant organisational and industry requirements
Identify and document statutory, legislative and regulatory requirements relevant to job role, occupation or profession

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Identify and document relevant organisational and industry requirements

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Interpret individual compliance requirements

  1. Map compliance requirements against individual position description and work practices
  2. Discuss ethical considerations with relevant parties where appropriate
Map compliance requirements against individual position description and work practices

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Discuss ethical considerations with relevant parties where appropriate

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Ensure individual compliance

  1. Consult with appropriate persons to identify procedures to be applied, contingent on the situation
  2. Reflect on personal actions in the context of compliance requirements
  3. Record action taken if required
Consult with appropriate persons to identify procedures to be applied, contingent on the situation

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Reflect on personal actions in the context of compliance requirements

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Record action taken if required

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Identify and adapt to changes in compliance requirements

  1. Access and analyse documentation relating to changes in compliance issues
  2. Discuss documentation with appropriate persons to ensure ongoing compliance
Access and analyse documentation relating to changes in compliance issues

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Discuss documentation with appropriate persons to ensure ongoing compliance

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Assessed

Teacher: ___________________________________ Date: _________

Signature: ________________________________________________

Comments:

 

 

 

 

 

 

 

 

Instructions to Assessors

Evidence Guide

ELEMENT

PERFORMANCE CRITERIA

Elements describe the essential outcomes.

Performance criteria describe the performance needed to demonstrate achievement of the element.

1. Identify individual compliance requirements

1.1 Identify and document statutory, legislative and regulatory requirements relevant to job role, occupation or profession

1.2 Identify and document relevant organisational and industry requirements

2. Interpret individual compliance requirements

2.1 Map compliance requirements against individual position description and work practices

2.2 Discuss ethical considerations with relevant parties where appropriate

3. Ensure individual compliance

3.1 Consult with appropriate persons to identify procedures to be applied, contingent on the situation

3.2 Reflect on personal actions in the context of compliance requirements

3.3 Record action taken if required

4. Identify and adapt to changes in compliance requirements

4.1 Access and analyse documentation relating to changes in compliance issues

4.2 Discuss documentation with appropriate persons to ensure ongoing compliance

Required Skills and Knowledge

ELEMENT

PERFORMANCE CRITERIA

Elements describe the essential outcomes.

Performance criteria describe the performance needed to demonstrate achievement of the element.

1. Identify individual compliance requirements

1.1 Identify and document statutory, legislative and regulatory requirements relevant to job role, occupation or profession

1.2 Identify and document relevant organisational and industry requirements

2. Interpret individual compliance requirements

2.1 Map compliance requirements against individual position description and work practices

2.2 Discuss ethical considerations with relevant parties where appropriate

3. Ensure individual compliance

3.1 Consult with appropriate persons to identify procedures to be applied, contingent on the situation

3.2 Reflect on personal actions in the context of compliance requirements

3.3 Record action taken if required

4. Identify and adapt to changes in compliance requirements

4.1 Access and analyse documentation relating to changes in compliance issues

4.2 Discuss documentation with appropriate persons to ensure ongoing compliance