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Evidence Guide: BSBCOM502 - Evaluate and review compliance

Student: __________________________________________________

Signature: _________________________________________________

Tips for gathering evidence to demonstrate your skills

The important thing to remember when gathering evidence is that the more evidence the better - that is, the more evidence you gather to demonstrate your skills, the more confident an assessor can be that you have learned the skills not just at one point in time, but are continuing to apply and develop those skills (as opposed to just learning for the test!). Furthermore, one piece of evidence that you collect will not usualy demonstrate all the required criteria for a unit of competency, whereas multiple overlapping pieces of evidence will usually do the trick!

From the Wiki University

 

BSBCOM502 - Evaluate and review compliance

What evidence can you provide to prove your understanding of each of the following citeria?

Develop the evaluation plan

  1. Obtain details of the organisation’s compliance policies, objectives and assessment criteria
  2. Obtain and interpret information on current compliance requirements applicable to the organisation
  3. Develop a suitable evaluation methodology to enable sufficiently valid and reliable outcomes for the required research and suitable arrangements for both internal and external monitoring processes
  4. Prepare the evaluation plan for the proposed project including the detailing of established evaluation criteria and the data to be collected
  5. Obtain approval of plan from relevant internal and/or external personnel
Obtain details of the organisation’s compliance policies, objectives and assessment criteria

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Obtain and interpret information on current compliance requirements applicable to the organisation

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Develop a suitable evaluation methodology to enable sufficiently valid and reliable outcomes for the required research and suitable arrangements for both internal and external monitoring processes

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Prepare the evaluation plan for the proposed project including the detailing of established evaluation criteria and the data to be collected

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Obtain approval of plan from relevant internal and/or external personnel

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Gather required evaluation data

  1. Collect relevant evaluation data on how the organisation is fulfilling its compliance requirements using appropriate techniques and sources in accordance with the agreed evaluation plan
  2. Organise, interpret and review collected data against established evaluation criteria including those specified in relevant Australian and international standards
  3. Discuss ambiguities, uncertainties and problems experienced while interpreting collected data and address appropriately in conjunction with relevant internal and/or external personnel
  4. Organise interpreted evaluation data for later analysis
Collect relevant evaluation data on how the organisation is fulfilling its compliance requirements using appropriate techniques and sources in accordance with the agreed evaluation plan

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Organise, interpret and review collected data against established evaluation criteria including those specified in relevant Australian and international standards

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Discuss ambiguities, uncertainties and problems experienced while interpreting collected data and address appropriately in conjunction with relevant internal and/or external personnel

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Organise interpreted evaluation data for later analysis

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Analyse the collected data

  1. Analyse evaluation data in accordance with planned methodology
  2. Review and discuss outcomes and findings of the analysis with relevant internal and/or external personnel
Analyse evaluation data in accordance with planned methodology

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Review and discuss outcomes and findings of the analysis with relevant internal and/or external personnel

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Determine evaluation findings and outcomes

  1. Develop and discuss preliminary findings and any identified issues with relevant internal and/or external personnel
  2. Undertake any additional data collection and analysis required to clarify aspects of findings, issues and related action options if necessary
  3. Prepare recommendations for any action to improve identified deficiencies in conjunction with relevant internal and/or external personnel
Develop and discuss preliminary findings and any identified issues with relevant internal and/or external personnel

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Undertake any additional data collection and analysis required to clarify aspects of findings, issues and related action options if necessary

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Prepare recommendations for any action to improve identified deficiencies in conjunction with relevant internal and/or external personnel

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Document and disseminate the outcomes and recommendations of the evaluation

  1. Prepare a draft report of the outcomes, findings and recommendations of the compliance evaluation in accordance with the agreed structure and format and distribute to relevant internal and/or external personnel for comment and feedback
  2. Edit the report based on the feedback obtained
  3. Proofread the report in preparation for publishing
  4. Ensure the report of outcomes, findings and recommendations of the evaluation is signed off by authorised personnel
  5. Produce and disseminate the report to nominated internal and external personnel in accordance with agreed arrangements
Prepare a draft report of the outcomes, findings and recommendations of the compliance evaluation in accordance with the agreed structure and format and distribute to relevant internal and/or external personnel for comment and feedback

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Edit the report based on the feedback obtained

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Proofread the report in preparation for publishing

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Ensure the report of outcomes, findings and recommendations of the evaluation is signed off by authorised personnel

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Produce and disseminate the report to nominated internal and external personnel in accordance with agreed arrangements

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Assessed

Teacher: ___________________________________ Date: _________

Signature: ________________________________________________

Comments:

 

 

 

 

 

 

 

 

Instructions to Assessors

Evidence Guide

ELEMENT

PERFORMANCE CRITERIA

Elements describe the essential outcomes.

Performance criteria describe the performance needed to demonstrate achievement of the element.

1 Develop the evaluation plan

1.1 Obtain details of the organisation’s compliance policies, objectives and assessment criteria

1.2 Obtain and interpret information on current compliance requirements applicable to the organisation

1.3 Develop a suitable evaluation methodology to enable sufficiently valid and reliable outcomes for the required research and suitable arrangements for both internal and external monitoring processes

1.4 Prepare the evaluation plan for the proposed project including the detailing of established evaluation criteria and the data to be collected

1.5 Obtain approval of plan from relevant internal and/or external personnel

2 Gather required evaluation data

2.1 Collect relevant evaluation data on how the organisation is fulfilling its compliance requirements using appropriate techniques and sources in accordance with the agreed evaluation plan

2.2 Organise, interpret and review collected data against established evaluation criteria including those specified in relevant Australian and international standards

2.3 Discuss ambiguities, uncertainties and problems experienced while interpreting collected data and address appropriately in conjunction with relevant internal and/or external personnel

2.4 Organise interpreted evaluation data for later analysis

3 Analyse the collected data

3.1 Analyse evaluation data in accordance with planned methodology

3.2 Review and discuss outcomes and findings of the analysis with relevant internal and/or external personnel

4 Determine evaluation findings and outcomes

4.1 Develop and discuss preliminary findings and any identified issues with relevant internal and/or external personnel

4.2 Undertake any additional data collection and analysis required to clarify aspects of findings, issues and related action options if necessary

4.3 Prepare recommendations for any action to improve identified deficiencies in conjunction with relevant internal and/or external personnel

5 Document and disseminate the outcomes and recommendations of the evaluation

5.1 Prepare a draft report of the outcomes, findings and recommendations of the compliance evaluation in accordance with the agreed structure and format and distribute to relevant internal and/or external personnel for comment and feedback

5.2 Edit the report based on the feedback obtained

5.3 Proofread the report in preparation for publishing

5.4 Ensure the report of outcomes, findings and recommendations of the evaluation is signed off by authorised personnel

5.5 Produce and disseminate the report to nominated internal and external personnel in accordance with agreed arrangements

Required Skills and Knowledge

ELEMENT

PERFORMANCE CRITERIA

Elements describe the essential outcomes.

Performance criteria describe the performance needed to demonstrate achievement of the element.

1 Develop the evaluation plan

1.1 Obtain details of the organisation’s compliance policies, objectives and assessment criteria

1.2 Obtain and interpret information on current compliance requirements applicable to the organisation

1.3 Develop a suitable evaluation methodology to enable sufficiently valid and reliable outcomes for the required research and suitable arrangements for both internal and external monitoring processes

1.4 Prepare the evaluation plan for the proposed project including the detailing of established evaluation criteria and the data to be collected

1.5 Obtain approval of plan from relevant internal and/or external personnel

2 Gather required evaluation data

2.1 Collect relevant evaluation data on how the organisation is fulfilling its compliance requirements using appropriate techniques and sources in accordance with the agreed evaluation plan

2.2 Organise, interpret and review collected data against established evaluation criteria including those specified in relevant Australian and international standards

2.3 Discuss ambiguities, uncertainties and problems experienced while interpreting collected data and address appropriately in conjunction with relevant internal and/or external personnel

2.4 Organise interpreted evaluation data for later analysis

3 Analyse the collected data

3.1 Analyse evaluation data in accordance with planned methodology

3.2 Review and discuss outcomes and findings of the analysis with relevant internal and/or external personnel

4 Determine evaluation findings and outcomes

4.1 Develop and discuss preliminary findings and any identified issues with relevant internal and/or external personnel

4.2 Undertake any additional data collection and analysis required to clarify aspects of findings, issues and related action options if necessary

4.3 Prepare recommendations for any action to improve identified deficiencies in conjunction with relevant internal and/or external personnel

5 Document and disseminate the outcomes and recommendations of the evaluation

5.1 Prepare a draft report of the outcomes, findings and recommendations of the compliance evaluation in accordance with the agreed structure and format and distribute to relevant internal and/or external personnel for comment and feedback

5.2 Edit the report based on the feedback obtained

5.3 Proofread the report in preparation for publishing

5.4 Ensure the report of outcomes, findings and recommendations of the evaluation is signed off by authorised personnel

5.5 Produce and disseminate the report to nominated internal and external personnel in accordance with agreed arrangements