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Evidence Guide: BSBRSK401 - Identify risk and apply risk management processes

Student: __________________________________________________

Signature: _________________________________________________

Tips for gathering evidence to demonstrate your skills

The important thing to remember when gathering evidence is that the more evidence the better - that is, the more evidence you gather to demonstrate your skills, the more confident an assessor can be that you have learned the skills not just at one point in time, but are continuing to apply and develop those skills (as opposed to just learning for the test!). Furthermore, one piece of evidence that you collect will not usualy demonstrate all the required criteria for a unit of competency, whereas multiple overlapping pieces of evidence will usually do the trick!

From the Wiki University

 

BSBRSK401 - Identify risk and apply risk management processes

What evidence can you provide to prove your understanding of each of the following citeria?

Identify risks

  1. Identify the context for risk management
  2. Identify risks using tools, ensuring all reasonable steps have been taken to identify all risks
  3. Document identified risks in accordance with relevant policies, procedures, legislation and standards
Identify the context for risk management

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Identify risks using tools, ensuring all reasonable steps have been taken to identify all risks

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Document identified risks in accordance with relevant policies, procedures, legislation and standards

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Analyse and evaluate risks

  1. Analyse and document risks in consultation with relevant stakeholders
  2. Undertake risk categorisation and determine level of risk
  3. Document analysis processes and outcomes
Analyse and document risks in consultation with relevant stakeholders

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Undertake risk categorisation and determine level of risk

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Document analysis processes and outcomes

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Treat risks

  1. Determine appropriate control measures for risks and assess for strengths and weaknesses
  2. Identify control measures for all risks
  3. Refer risks relevant to whole of organisation or having an impact beyond own work responsibilities and area of operation to others as per established policies and procedures
  4. Choose and implement control measures for own area of operation and/or responsibilities
  5. Prepare and implement treatment plans
Determine appropriate control measures for risks and assess for strengths and weaknesses

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Identify control measures for all risks

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Refer risks relevant to whole of organisation or having an impact beyond own work responsibilities and area of operation to others as per established policies and procedures

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Choose and implement control measures for own area of operation and/or responsibilities

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Prepare and implement treatment plans

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Monitor and review effectiveness of risk treatment/s

  1. Regularly review implemented treatment/s against measures of success
  2. Use review results to improve the treatment of risks
  3. Provide assistance to auditing risk in own area of operation
  4. Monitor and review management of risk in own area of operation
Regularly review implemented treatment/s against measures of success

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Use review results to improve the treatment of risks

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Provide assistance to auditing risk in own area of operation

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Monitor and review management of risk in own area of operation

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Assessed

Teacher: ___________________________________ Date: _________

Signature: ________________________________________________

Comments:

 

 

 

 

 

 

 

 

Instructions to Assessors

Evidence Guide

ELEMENT

PERFORMANCE CRITERIA

Elements describe the essential outcomes.

Performance criteria describe the performance needed to demonstrate achievement of the element.

1. Identify risks

1.1 Identify the context for risk management

1.2 Identify risks using tools, ensuring all reasonable steps have been taken to identify all risks

1.3 Document identified risks in accordance with relevant policies, procedures, legislation and standards

2. Analyse and evaluate risks

2.1 Analyse and document risks in consultation with relevant stakeholders

2.2 Undertake risk categorisation and determine level of risk

2.3 Document analysis processes and outcomes

3. Treat risks

3.1 Determine appropriate control measures for risks and assess for strengths and weaknesses

3.2 Identify control measures for all risks

3.3 Refer risks relevant to whole of organisation or having an impact beyond own work responsibilities and area of operation to others as per established policies and procedures

3.4 Choose and implement control measures for own area of operation and/or responsibilities

3.5 Prepare and implement treatment plans

4. Monitor and review effectiveness of risk treatment/s

4.1 Regularly review implemented treatment/s against measures of success

4.2 Use review results to improve the treatment of risks

4.3 Provide assistance to auditing risk in own area of operation

4.4 Monitor and review management of risk in own area of operation

Required Skills and Knowledge

ELEMENT

PERFORMANCE CRITERIA

Elements describe the essential outcomes.

Performance criteria describe the performance needed to demonstrate achievement of the element.

1. Identify risks

1.1 Identify the context for risk management

1.2 Identify risks using tools, ensuring all reasonable steps have been taken to identify all risks

1.3 Document identified risks in accordance with relevant policies, procedures, legislation and standards

2. Analyse and evaluate risks

2.1 Analyse and document risks in consultation with relevant stakeholders

2.2 Undertake risk categorisation and determine level of risk

2.3 Document analysis processes and outcomes

3. Treat risks

3.1 Determine appropriate control measures for risks and assess for strengths and weaknesses

3.2 Identify control measures for all risks

3.3 Refer risks relevant to whole of organisation or having an impact beyond own work responsibilities and area of operation to others as per established policies and procedures

3.4 Choose and implement control measures for own area of operation and/or responsibilities

3.5 Prepare and implement treatment plans

4. Monitor and review effectiveness of risk treatment/s

4.1 Regularly review implemented treatment/s against measures of success

4.2 Use review results to improve the treatment of risks

4.3 Provide assistance to auditing risk in own area of operation

4.4 Monitor and review management of risk in own area of operation