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Evidence Guide: PSPETHC601B - Maintain and enhance confidence in public service

Student: __________________________________________________

Signature: _________________________________________________

Tips for gathering evidence to demonstrate your skills

The important thing to remember when gathering evidence is that the more evidence the better - that is, the more evidence you gather to demonstrate your skills, the more confident an assessor can be that you have learned the skills not just at one point in time, but are continuing to apply and develop those skills (as opposed to just learning for the test!). Furthermore, one piece of evidence that you collect will not usualy demonstrate all the required criteria for a unit of competency, whereas multiple overlapping pieces of evidence will usually do the trick!

From the Wiki University

 

PSPETHC601B - Maintain and enhance confidence in public service

What evidence can you provide to prove your understanding of each of the following citeria?

Provide ethical leadership

  1. Ethical conduct is modelled, and reinforced in others
  2. The professionalism required of public servants is communicated and encouraged in ways suited to the diversity of the workforce
  3. Staff are encouraged to raise ethical dilemmas, are provided with frameworks for ethical decision making and policy setting, and coached in their application
  4. Staff are provided with opportunities to develop skills in identifying and resolving situations requiring ethical judgment
  5. Clarification of the ethical aspects of decisions/actions and advice and guidance on more complex ethical problems are provided promptly and documented in accordance with organisational policy and procedures
  6. The reporting of suspected unethical conduct is encouraged, dealt with in a confidential manner and acted on promptly, and in accordance with policy and procedures
  7. The work environment is monitored and policies/organisational procedures are evaluated for consistency with public sector standards, and changes are recommended where necessary
Ethical conduct is modelled, and reinforced in others

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

The professionalism required of public servants is communicated and encouraged in ways suited to the diversity of the workforce

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Staff are encouraged to raise ethical dilemmas, are provided with frameworks for ethical decision making and policy setting, and coached in their application

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Staff are provided with opportunities to develop skills in identifying and resolving situations requiring ethical judgment

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Clarification of the ethical aspects of decisions/actions and advice and guidance on more complex ethical problems are provided promptly and documented in accordance with organisational policy and procedures

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

The reporting of suspected unethical conduct is encouraged, dealt with in a confidential manner and acted on promptly, and in accordance with policy and procedures

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

The work environment is monitored and policies/organisational procedures are evaluated for consistency with public sector standards, and changes are recommended where necessary

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Balance competing public interests

  1. Consideration of relevant facts is undertaken comprehensively, and weightings given to competing interests are unbiased, transparent and defensible
  2. Decision making processes are used transparently, and accountably and reasoning/grounds for decisions are documented in accordance with policy and procedures
  3. Objective and impartial advice is provided to government regarding policy decisions relating to the public interest
  4. Where staff indicate conflicts of interest, action is taken immediately to resolve the situation in accordance with policy and procedures
Consideration of relevant facts is undertaken comprehensively, and weightings given to competing interests are unbiased, transparent and defensible

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Decision making processes are used transparently, and accountably and reasoning/grounds for decisions are documented in accordance with policy and procedures

Completed
Date:

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Evidence:

 

 

 

 

 

 

 

Objective and impartial advice is provided to government regarding policy decisions relating to the public interest

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Where staff indicate conflicts of interest, action is taken immediately to resolve the situation in accordance with policy and procedures

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Establish and monitor processes and practices that encourage integrity

  1. Organisational processes and practices are developed or reviewed to ensure they meet the requirements of procedural fairness and accountability
  2. Processes are developed containing mechanisms to ensure that public resources are used in accordance with public sector ethics standards, legislation, policy and/or guidelines
  3. Risk management strategies are included in processes and meet client, staff and organisational needs for transparency and accountability
  4. Processes and practices are monitored to ensure they encourage and support those reporting unethical conduct and protect them from reprisals
  5. Action is taken to ensure that the ethical standard of conduct of contractors is consistent with the requirements of the contracting organisation
Organisational processes and practices are developed or reviewed to ensure they meet the requirements of procedural fairness and accountability

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Processes are developed containing mechanisms to ensure that public resources are used in accordance with public sector ethics standards, legislation, policy and/or guidelines

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Risk management strategies are included in processes and meet client, staff and organisational needs for transparency and accountability

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Processes and practices are monitored to ensure they encourage and support those reporting unethical conduct and protect them from reprisals

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Action is taken to ensure that the ethical standard of conduct of contractors is consistent with the requirements of the contracting organisation

Completed
Date:

Teacher:
Evidence:

 

 

 

 

 

 

 

Assessed

Teacher: ___________________________________ Date: _________

Signature: ________________________________________________

Comments:

 

 

 

 

 

 

 

 

Instructions to Assessors

Evidence Guide

The Evidence Guide specifies the evidence required to demonstrate achievement in the unit of competency as a whole. It must be read in conjunction with the Unit descriptor, Performance Criteria, the Range Statement and the Assessment Guidelines for the Public Sector Training Package.

Units to be assessed together

Pre-requisite unitsthat must be achieved prior to this unit:Nil

Co-requisite unitsthat must be assessed with this unit:Nil

Co-assessed units that may be assessed with this unit to increase the efficiency and realism of the assessment process include, but are not limited to, a range of (2 or more) generalist or specialist units of competency at Advanced Diploma level or above. Choice from the following units is recommended:

PSPGOV601B Apply government systems

PSPGOV603B Develop a tender submission response

PSPGOV604A Foster leadership and innovation

PSPGOV605A Persuade and influence opinion

PSPLEGN601B Manage compliance with legislation in the public sector

PSPMNGT602B Manage resources

PSPMNGT606B Manage quality client service

PSPPROC602B Direct the management of contracts

PSPPM601B Direct complex project activities

Overview of evidence requirements

In addition to integrated demonstration of the elements and their related performance criteria, look for evidence that confirms:

the knowledge requirements of this unit

the skill requirements of this unit

application of Employability Skills as they relate to this unit

ethical leadership modelled and promoted in a range of (3 or more) contexts (or occasions, over time) where contexts may include generalist or specialist work activities such as managing client services, managing financial resources, managing regulatory compliance, managing procurement etc

Resources required to carry out assessment

These resources include:

ethics-related legislation and guidelines

codes of conduct and codes of ethics

public sector standards, procedures and protocols

ethical decision making/problem solving models

Where and how to assess evidence

Valid assessment of this unit requires:

a workplace environment or one that closely resembles normal work practice and replicates the range of conditions likely to be encountered when working ethically, and ensuring ethical processes and behaviour in others in a public sector environment, including coping with ambiguity, difficulties, irregularities and breakdowns in routine

ethical leadership modelled and promoted in a range of (3 or more) contexts (or occasions, over time) where contexts may include generalist or specialist work activities such as managing client services, managing financial resources, managing regulatory compliance, managing procurement etc

Assessment methods should reflect workplace demands, such as literacy, and the needs of particular groups, such as:

people with disabilities

people from culturally and linguistically diverse backgrounds

Aboriginal and Torres Strait Islander people

women

young people

older people

people in rural and remote locations.

Assessment methods suitable for valid and reliable assessment of this competency may include, but are not limited to, a combination of 2 or more of:

case studies

questioning

scenarios

simulation or role plays

authenticated evidence from the workplace and/or training courses.

For consistency of assessment

Evidence must be gathered over time in a range of contexts to ensure the person can achieve the unit outcome and apply the competency in different situations or environments

Required Skills and Knowledge

This section describes the essential skills and knowledge and their level, required for this unit.

Skill requirements

Look for evidence that confirms skills in:

using frameworks for ethical decision making

analysing policies/organisational procedures for consistency with public sector standards

using a variety of words and language structures to explain complex ideas to different audiences

interpreting and explaining complex, formal documents and assisting others to apply them in the workplace

using strategies to clarify understanding

preparing written advice and reports requiring precision of expression

accessing legislation and codes of ethics electronically or in hard copy

responding to diversity, including gender and disability

ensuring staff apply occupational health and safety procedures relating to ethical work practices

Knowledge requirements

Look for evidence that confirms knowledge and understanding of:

public sector ethics

organisational code of ethics/conduct

legislation related to privacy, freedom of information, human rights, whistleblower protection

procedural fairness

equal employment opportunity, equity and diversity principles

procedures for declaring conflicts of interest

procedures or protocols for reporting unethical conduct

occupational health and safety procedures relating to ethical work practices

Range Statement

The Range Statement provides information about the context in which the unit of competency is carried out. The variables cater for differences between States and Territories and the Commonwealth, and between organisations and workplaces. They allow for different work requirements, work practices and knowledge. The Range Statement also provides a focus for assessment. It relates to the unit as a whole. Text in italics in the Performance Criteria is explained here.

Ethical conduct includes

respect for the law

integrity

objectivity

accountability

honesty

openness

responsibility

impartiality

reliability

diligence

trustworthiness

respect for persons

responsible care

Professionalism may include

ethical conduct

commitment

diligence

courtesy

respect for others

conduct free of cultural and gender bias

able to withstand external scrutiny

Complex ethical problems may include

conflict between public sector standards and personal values

conflict between public sector standards and other standards such as professional standards

conflict between public sector standards and directions of a senior officer or Minister

tension between two 'rights' such as the right to privacy versus the right to freedom of information

Actions relating to the reporting of unethical conduct may include

protection and support of those reporting unethical conduct

confidential review and evidence gathering to confirm allegations prior to subsequent reporting

referral to authority identified in guidelines

use of confidant programs (whistleblower protection programs, organisational professional reporting procedures)

Unethical conduct may include

fraud, corruption, maladministration and waste

unauthorised access to and use of information, money/finances, vehicles, equipment, resources

improper public comment on matters relating to the government and/or the organisation

falsifying records

giving false testimonials

dishonesty

improper use of equipment, telephones, credit cards, frequent flyer points, email and Internet

extravagant or wasteful practices

personal favours, preferential treatment

putting barriers in place, hindering, blocking action

compromising behaviour including sexual harassment

directing others to act unethically

oppressive/coercive management decisions

resorting to illegality to obtain evidence

Conflicts of interest may include

both potential and actual conflicts

bribery

improper use of official information

gifts

entertainment

previous and outside employment, including voluntary work

favours for friends, relatives and others

memberships of organisations

political activity

pecuniary and non-pecuniary conflicts

Organisational processes may include

strategic planning

policy development

recruitment

selection

induction

performance management

learning and development

promotion

redundancy

re-deployment

ceasing of temporary contracts

disciplinary and grievance procedures

establishment of an ethics committee within the organisation

investigations

procurement and contracting.

Procedural fairness may include

the right to be heard/put your case

the right to be informed of a complaint or case against you

the right to know reasons for decisions affecting you

the right to know the outcome/recommendations of an investigation involving you

the right to privacy

the right to representation

the right to remain silent

the decision maker should not be a judge in his/her own cause

in accordance with the law.

Legislation policy and guidelines may include

legislation for public sector management

freedom of information legislation

privacy legislation

equal employment opportunity and anti-discrimination law

public sector standards

Ministerial directions

government policy

legal precedents

State/Territory/Commonwealth codes of ethics

equity guidelines/workplace diversity guidelines

organisational codes of conduct

organisational mission and values statements

organisational procedures/guidelines

organisational performance management policy.