Implement and manage technical regulatory framework compliance

Formats and tools

Unit Description
Reconstruct the unit from the xml and display it as an HTML page.
Assessment Tool
an assessor resource that builds a framework for writing an assessment tool
Assessment Template
generate a spreadsheet for marking this unit in a classroom environment. Put student names in the top row and check them off as they demonstrate competenece for each of the unit's elements and performance criteria.
Assessment Matrix
a slightly different format than the assessment template. A spreadsheet with unit names, elements and performance criteria in separate columns. Put assessment names in column headings to track which performance criteria each one covers. Good for ensuring that you've covered every one of the performance criteria with your assessment instrument (all assessement tools together).
Wiki Markup
mark up the unit in a wiki markup codes, ready to copy and paste into a wiki page. The output will work in most wikis but is designed to work particularly well as a Wikiversity learning project.
Evidence Guide
create an evidence guide for workplace assessment and RPL applicants
Competency Mapping Template
Unit of Competency Mapping – Information for Teachers/Assessors – Information for Learners. A template for developing assessments for a unit, which will help you to create valid, fair and reliable assessments for the unit, ready to give to trainers and students
Observation Checklist
create an observation checklist for workplace assessment and RPL applicants. This is similar to the evidence guide above, but a little shorter and friendlier on your printer. You will also need to create a seperate Assessor Marking Guide for guidelines on gathering evidence and a list of key points for each activity observed using the unit's range statement, required skills and evidence required (see the unit's html page for details)

Self Assessment Survey
A form for students to assess thier current skill levels against each of the unit's performance criteria. Cut and paste into a web document or print and distribute in hard copy.
Moodle Outcomes
Create a csv file of the unit's performance criteria to import into a moodle course as outcomes, ready to associate with each of your assignments. Here's a quick 'how to' for importing these into moodle 2.x
Registered Training Organisations
Trying to find someone to train or assess you? This link lists all the RTOs that are currently registered to deliver DEFCPL007, 'Implement and manage technical regulatory framework compliance'.
Google Links
links to google searches, with filtering in place to maximise the usefulness of the returned results
Reference books for 'Implement and manage technical regulatory framework compliance' on This online store has a huge range of books, pretty reasonable prices, free delivery in Australia *and* they give a small commission to for every purchase, so go nuts :)

Elements and Performance Criteria



Elements describe the essential outcomes.

Performance criteria describe the performance needed to demonstrate achievement of the element.


Clarify scope and level of technical regulatory framework activities


Identify and review a range of technical regulatory framework operational components and relevant business arrangements of the organisation


Analyse technical regulatory framework operations and relevant business arrangements of the organisation and identify functions, products and services that may be subject to compliance requirements


Develop and document a plan for determining relevant compliance requirements


Obtain plan approval from relevant internal authority


Identify compliance requirements


Carry out source search of information on internal and external compliance requirements using appropriate search resources


Search compliant requirements across relevant jurisdictional laws and regulations, and industry and organisational codes and standards and identify related compliance requirements


Gather and progressively review information about relevant compliance requirements in terms of relevance to identified organisational operations, services and products


Discuss and clarify ambiguities, uncertainties and problems experienced with relevant internal or external stakeholders


Identify, analyse and prioritise relevant compliance requirements in terms of critical implications for the organisation, and risks and consequences of possible breaches


Document and communicate compliance requirements


Organise and document outcomes of identification and interpretation activities in specified information management systems


Obtain approval for specified information management systems documentation from appropriate internal authority


Prepare reports of relevant compliance requirements and assessed implications and communicate to relevant personnel performing specific compliance management functions


Implement technical compliance management system


Confirm components of planned technical compliance management system, and clarify proposed implementation structures and procedures


Clarify budgetary arrangements for implementing planned technical compliance management system


Develop implementation plan and schedule for compliance management systems in collaboration with managers and operational requirements


Acquire and assign resources for approved technical regulatory framework compliance management system


Ensure all relevant stakeholders are informed of their roles and responsibilities within planned technical regulatory framework compliance management system


Implement compliance management system in accordance with organisational plan


Monitor implementation of technical compliance management system


Determine agreed criteria for operation of technical compliance management system


Review feedback and performance indicators on operation of technical compliance management system in terms of agreed criteria


Identify problems in operation of technical compliance management system, in particular any breach of compliance requirements, and take appropriate action to address


Report identified breaches in compliance through established reporting systems