Make decisions in a legal context

Formats and tools

Unit Description
Reconstruct the unit from the xml and display it as an HTML page.
Assessment Tool
an assessor resource that builds a framework for writing an assessment tool
Assessment Template
generate a spreadsheet for marking this unit in a classroom environment. Put student names in the top row and check them off as they demonstrate competenece for each of the unit's elements and performance criteria.
Assessment Matrix
a slightly different format than the assessment template. A spreadsheet with unit names, elements and performance criteria in separate columns. Put assessment names in column headings to track which performance criteria each one covers. Good for ensuring that you've covered every one of the performance criteria with your assessment instrument (all assessement tools together).
Wiki Markup
mark up the unit in a wiki markup codes, ready to copy and paste into a wiki page. The output will work in most wikis but is designed to work particularly well as a Wikiversity learning project.
Evidence Guide
create an evidence guide for workplace assessment and RPL applicants
Competency Mapping Template
Unit of Competency Mapping – Information for Teachers/Assessors – Information for Learners. A template for developing assessments for a unit, which will help you to create valid, fair and reliable assessments for the unit, ready to give to trainers and students
Observation Checklist
create an observation checklist for workplace assessment and RPL applicants. This is similar to the evidence guide above, but a little shorter and friendlier on your printer. You will also need to create a seperate Assessor Marking Guide for guidelines on gathering evidence and a list of key points for each activity observed using the unit's range statement, required skills and evidence required (see the unit's html page for details)

Self Assessment Survey
A form for students to assess thier current skill levels against each of the unit's performance criteria. Cut and paste into a web document or print and distribute in hard copy.
Moodle Outcomes
Create a csv file of the unit's performance criteria to import into a moodle course as outcomes, ready to associate with each of your assignments. Here's a quick 'how to' for importing these into moodle 2.x
Registered Training Organisations
Trying to find someone to train or assess you? This link lists all the RTOs that are currently registered to deliver FNSACC403A, 'Make decisions in a legal context'.
Google Links
links to google searches, with filtering in place to maximise the usefulness of the returned results
Books
Reference books for 'Make decisions in a legal context' on fishpond.com.au. This online store has a huge range of books, pretty reasonable prices, free delivery in Australia *and* they give a small commission to ntisthis.com for every purchase, so go nuts :)


Elements and Performance Criteria

ELEMENT

PERFORMANCE CRITERIA

1. Identify the main roles and responsibilities of the key bodies in the legal system

1.1. The functions of the courts and other regulatory bodies relevant to the financial services industry are identified

1.2. Implications of relevant legislation are identified and applied in operational activities

1.3. Implications of common law, including negligence and contract, employment law and business structures, are identified and applied in making operational decisions

2. Identify compliance requirements

2.1. Compliance requirements are interpreted accurately and applied within prescribed time limits

2.2. Requirements are reviewed regularly in a comprehensive manner

2.3. Legislative and regulatory sources of information are constantly reviewed to remain informed of changes and amendments to statutes and finance industry requirements

3. Develop procedures to ensure compliance

3.1. Procedures are developed in consultation with others to address all the requirements to be met for compliance

3.2. Compliance requirements are monitored to ensure that they are adhered to by the organisation

3.3. Timetables to meet compliance requirements are established to align with statutory deadlines


Qualifications and Skillsets

FNSACC403A appears in the following qualifications:

  • FNS60310 - Advanced Diploma of Conveyancing
  • FNS40610 - Certificate IV in Accounting
  • FNS51610 - Diploma of Securitisation
  • FNS40611 - Certificate IV in Accounting
  • FNS41311 - Certificate IV in Personal Trust Administration
  • FNS41811 - Certificate IV in Financial Services
  • FNS50411 - Diploma of Conveyancing
  • FNS51611 - Diploma of Securitisation