Supervise complaints procedures

Formats and tools

Unit Description
Reconstruct the unit from the xml and display it as an HTML page.
Assessment Tool
an assessor resource that builds a framework for writing an assessment tool
Assessment Template
generate a spreadsheet for marking this unit in a classroom environment. Put student names in the top row and check them off as they demonstrate competenece for each of the unit's elements and performance criteria.
Assessment Matrix
a slightly different format than the assessment template. A spreadsheet with unit names, elements and performance criteria in separate columns. Put assessment names in column headings to track which performance criteria each one covers. Good for ensuring that you've covered every one of the performance criteria with your assessment instrument (all assessement tools together).
Wiki Markup
mark up the unit in a wiki markup codes, ready to copy and paste into a wiki page. The output will work in most wikis but is designed to work particularly well as a Wikiversity learning project.
Evidence Guide
create an evidence guide for workplace assessment and RPL applicants
Competency Mapping Template
Unit of Competency Mapping – Information for Teachers/Assessors – Information for Learners. A template for developing assessments for a unit, which will help you to create valid, fair and reliable assessments for the unit, ready to give to trainers and students
Observation Checklist
create an observation checklist for workplace assessment and RPL applicants. This is similar to the evidence guide above, but a little shorter and friendlier on your printer. You will also need to create a seperate Assessor Marking Guide for guidelines on gathering evidence and a list of key points for each activity observed using the unit's range statement, required skills and evidence required (see the unit's html page for details)

Self Assessment Survey
A form for students to assess thier current skill levels against each of the unit's performance criteria. Cut and paste into a web document or print and distribute in hard copy.
Moodle Outcomes
Create a csv file of the unit's performance criteria to import into a moodle course as outcomes, ready to associate with each of your assignments. Here's a quick 'how to' for importing these into moodle 2.x
Registered Training Organisations
Trying to find someone to train or assess you? This link lists all the RTOs that are currently registered to deliver FNSSUP501, 'Supervise complaints procedures'.
Google Links
links to google searches, with filtering in place to maximise the usefulness of the returned results
Books
Reference books for 'Supervise complaints procedures' on fishpond.com.au. This online store has a huge range of books, pretty reasonable prices, free delivery in Australia *and* they give a small commission to ntisthis.com for every purchase, so go nuts :)


Elements and Performance Criteria

ELEMENT

PERFORMANCE CRITERIA

Elements describe the essential outcomes.

Performance criteria describe the performance needed to demonstrate achievement of the element.

1. Assess internal complaints procedures

1.1 Review workplace implementation of procedures for registering and handling complaints

1.2 Assess implementation of procedures for efficiency in attaining organisational goals

1.3 Identify areas for improvement in procedure and make recommendations to appropriate personnel

2. Ensure complaints procedures are communicated to staff, members and clients

2.1 Provide documentation of complaints procedures to relevant staff, members or clients

2.2 Inform staff, members or clients of internal complaints procedure

2.3 Inform staff, members or clients of external complaints procedure

2.4 Refer member or client complaints to internal complaints procedure

3. Monitor and support internal complaints procedure

3.1 Review documentation of complaints for accuracy, authenticity and completion

3.2 Initiate follow up when further information or documentation is required

3.3 Communicate with staff, members or clients as necessary to ensure procedure is correctly documented

3.4 Communicate with staff, members or clients as necessary to ensure procedure is understood

3.5 Use conflict resolution methods to resolve complex complaints and/or situations when possible or make referral to appropriate personnel

3.6 Support staff, members or clients through complaints process

3.7 Undertake training of staff as required to ensure complaints are handled in accordance with organisational objectives

4. Supervise management of unresolved disputes

4.1 Review outcomes from internal complaints procedure and investigate if required

4.2 Identify unresolved complaints or disputes and process according to organisational guidelines

4.3 Inform complainants of SCT or any other external dispute body procedure, and provide with information for pursuing formal procedures

4.4 Check complaints documentation for completion and prepare for submission to external dispute bodies as required

4.5 Provide documentation and representation for external proceedings as required

5. Ensure compliance with complaints procedures

5.1 Identify compliance requirements for complaints procedures

5.2 Monitor internal procedures for compliance

5.3 Rectify non-compliance practices according to organisational guidelines

5.4 Ensure documentation of complaints meets compliance requirements

6. Ensure compliance with SCT decision

6.1 Disseminate information received from SCT to trustee

6.2 Implement SCT decisions

6.3 Review supporting organisational procedures to incorporate required changes


Qualifications and Skillsets

FNSSUP501 appears in the following qualifications:

  • FNS50710 - Diploma of Superannuation
  • FNS60510 - Advanced Diploma of Superannuation
  • FNS50711 - Diploma of Superannuation
  • FNS60513 - Advanced Diploma of Superannuation
  • FNS60515 - Advanced Diploma of Superannuation
  • FNS50715 - Diploma of Superannuation