Investigate alleged breaches of legislation and prepare documentation

Formats and tools

Unit Description
Reconstruct the unit from the xml and display it as an HTML page.
Assessment Tool
an assessor resource that builds a framework for writing an assessment tool
Assessment Template
generate a spreadsheet for marking this unit in a classroom environment. Put student names in the top row and check them off as they demonstrate competenece for each of the unit's elements and performance criteria.
Assessment Matrix
a slightly different format than the assessment template. A spreadsheet with unit names, elements and performance criteria in separate columns. Put assessment names in column headings to track which performance criteria each one covers. Good for ensuring that you've covered every one of the performance criteria with your assessment instrument (all assessement tools together).
Wiki Markup
mark up the unit in a wiki markup codes, ready to copy and paste into a wiki page. The output will work in most wikis but is designed to work particularly well as a Wikiversity learning project.
Evidence Guide
create an evidence guide for workplace assessment and RPL applicants
Competency Mapping Template
Unit of Competency Mapping – Information for Teachers/Assessors – Information for Learners. A template for developing assessments for a unit, which will help you to create valid, fair and reliable assessments for the unit, ready to give to trainers and students
Observation Checklist
create an observation checklist for workplace assessment and RPL applicants. This is similar to the evidence guide above, but a little shorter and friendlier on your printer. You will also need to create a seperate Assessor Marking Guide for guidelines on gathering evidence and a list of key points for each activity observed using the unit's range statement, required skills and evidence required (see the unit's html page for details)

Self Assessment Survey
A form for students to assess thier current skill levels against each of the unit's performance criteria. Cut and paste into a web document or print and distribute in hard copy.
Moodle Outcomes
Create a csv file of the unit's performance criteria to import into a moodle course as outcomes, ready to associate with each of your assignments. Here's a quick 'how to' for importing these into moodle 2.x
Registered Training Organisations
Trying to find someone to train or assess you? This link lists all the RTOs that are currently registered to deliver LGACOM406A, 'Investigate alleged breaches of legislation and prepare documentation'.
Google Links
links to google searches, with filtering in place to maximise the usefulness of the returned results
Reference books for 'Investigate alleged breaches of legislation and prepare documentation' on This online store has a huge range of books, pretty reasonable prices, free delivery in Australia *and* they give a small commission to for every purchase, so go nuts :)

Elements and Performance Criteria



1. Identify possible breaches

1.1. Possible breaches are identified through complaint or other means, recorded in accordance with legislative and council requirements and notified to more senior staff.

2. Investigate alleged breaches

2.1. Further information is obtained on possible breaches.

2.2. If inspection is authorised, the alleged offending party is notified and a time scheduled for an inspection that is conducted according to council procedures.

2.3. Available information from the inspection is assessed against relevant legislation to determine if a breach has occurred and relevant details are accurately recorded.

2.4. The complainant is advised of investigation outcomes in accordance with council policies and procedures.

2.5. All parties are informed of their rights according to legislation and within appropriate time frames.

3. Propose appropriate action to achieve compliance

3.1. Consultation with the alleged offending party is undertaken to facilitate resolution.

3.2. Options for action are identified to achieve compliance at the earliest date with the least inconvenience to all parties.

3.3. A practical action to achieve compliance is selected as a result of consultation and relevant authorities are notified, where required.

4. Undertake action to achieve compliance

4.1. Notices are issued to relevant parties that clearly document breaches and recommend appropriate action to achieve compliance.

4.2. A clear report recommending appropriate action is prepared and submitted to council.

4.3. Proceedings are instigated within the required time frame in terms of required legal procedure.

Hidden text

Qualifications and Skillsets

LGACOM406A appears in the following qualifications:

  • LGA40504 - Certificate IV in Local Government (Regulatory Services)
  • LGA40404 - Certificate IV in Local Government (Operational Works)