Identify and interpret compliance requirements

Formats and tools

Unit Description
Reconstruct the unit from the xml and display it as an HTML page.
Assessment Tool
an assessor resource that builds a framework for writing an assessment tool
Assessment Template
generate a spreadsheet for marking this unit in a classroom environment. Put student names in the top row and check them off as they demonstrate competenece for each of the unit's elements and performance criteria.
Assessment Matrix
a slightly different format than the assessment template. A spreadsheet with unit names, elements and performance criteria in separate columns. Put assessment names in column headings to track which performance criteria each one covers. Good for ensuring that you've covered every one of the performance criteria with your assessment instrument (all assessement tools together).
Wiki Markup
mark up the unit in a wiki markup codes, ready to copy and paste into a wiki page. The output will work in most wikis but is designed to work particularly well as a Wikiversity learning project.
Evidence Guide
create an evidence guide for workplace assessment and RPL applicants
Competency Mapping Template
Unit of Competency Mapping – Information for Teachers/Assessors – Information for Learners. A template for developing assessments for a unit, which will help you to create valid, fair and reliable assessments for the unit, ready to give to trainers and students
Observation Checklist
create an observation checklist for workplace assessment and RPL applicants. This is similar to the evidence guide above, but a little shorter and friendlier on your printer. You will also need to create a seperate Assessor Marking Guide for guidelines on gathering evidence and a list of key points for each activity observed using the unit's range statement, required skills and evidence required (see the unit's html page for details)

Self Assessment Survey
A form for students to assess thier current skill levels against each of the unit's performance criteria. Cut and paste into a web document or print and distribute in hard copy.
Moodle Outcomes
Create a csv file of the unit's performance criteria to import into a moodle course as outcomes, ready to associate with each of your assignments. Here's a quick 'how to' for importing these into moodle 2.x
Registered Training Organisations
Trying to find someone to train or assess you? This link lists all the RTOs that are currently registered to deliver BSBCOM501B, 'Identify and interpret compliance requirements'.
Google Links
links to google searches, with filtering in place to maximise the usefulness of the returned results
Reference books for 'Identify and interpret compliance requirements' on This online store has a huge range of books, pretty reasonable prices, free delivery in Australia *and* they give a small commission to for every purchase, so go nuts :)

Elements and Performance Criteria



1. Clarify the scope of operations

1.1. Identify and review the relevant range of operations and the sphere of business arrangements of the organisation

1.2. Conduct an analysis of the operations and business arrangements of the organisation and identify the functions, products and services that may be subject to compliance requirements

1.3. Develop and document work activity plans for determining relevant compliance requirements

1.4. Obtain approval of plans from relevant organisational personnel

2. Identify compliance requirements

2.1. Conduct a search of information on internal and external compliance requirements using appropriate search resources, including relevant Australian and international standards

2.2. Ensure the search of compliance requirements scans across all relevant jurisdictions of laws, regulations, and industry and organisational codes and standards and identify pertinent compliance requirements

2.3. Progressively review information collected in terms of its relevance to the organisation's operations, services and products

2.4. Organise and store gathered information on relevant compliance requirements in an appropriate format for further analysis

3. Interpret, analyse and prioritise identified compliance requirements

3.1. Review and interpret collected information in terms of its relevance to the organisation's functions, services and products

3.2. Discuss and clarify with relevant internal or external personnel ambiguities, uncertainties and problems experienced in interpreting identified compliance information

3.3. Identify, analyse and prioritise relevant compliance requirements in terms of critical implications for the organisation and risks and consequence of possible breaches

3.4. Group pertinent compliance requirements into those that are critical and central to the organisation's operations, those that are important in some circumstances but are not central to the organisation's operations, and those that are pertinent but are incidental to the organisation's operations

4. Document compliance requirements

4.1. Organise and document outcomes of the identification and interpretation activities

4.2. Prepare and communicate reports of relevant compliance requirements and assessment of implications to relevant personnel performing specific compliance management functions

Qualifications and Skillsets

BSBCOM501B appears in the following qualifications:

  • PUA52210 - Diploma of Public Safety (Compliance)
  • FNS41110 - Certificate IV in Financial Markets Operations
  • FNS60810 - Advanced Diploma of Financial Risk Management
  • FNS50810 - Diploma of Financial Risk Management
  • FNS40810 - Certificate IV in Finance and Mortgage Broking
  • FNS50310 - Diploma of Finance and Mortgage Broking Management
  • BSB50307 - Diploma of Customer Contact
  • BSB50110 - Diploma of Legal Services
  • TAE50310 - Diploma of International Education Services
  • CUV50407 - Diploma of Photoimaging
  • MTM50211 - Diploma of Meat Processing (Meat Retailing)
  • MTM60111 - Advanced Diploma of Meat Processing
  • TLI50410 - Diploma of Logistics
  • TLI41510 - Certificate IV in Materiel Logistics
  • TLI50210 - Diploma of Materiel Logistics
  • TLI50510 - Diploma of Deployment Logistics
  • TLI50410 - Diploma of Logistics
  • TLI41510 - Certificate IV in Materiel Logistics
  • TLI50210 - Diploma of Materiel Logistics
  • TLI50510 - Diploma of Deployment Logistics
  • CUF50307 - Diploma of Broadcast Technology
  • CUF50107 - Diploma of Screen and Media
  • CUF60107 - Advanced Diploma of Screen and Media
  • CUV50411 - Diploma of Photo Imaging
  • BSB50311 - Diploma of Customer Contact
  • FNS50811 - Diploma of Integrated Risk Management
  • FNS60811 - Advanced Diploma of Integrated Risk Management
  • FNS51811 - Diploma of Financial Services
  • DEF52212 - Diploma of Compliance
  • DEF50712 - Diploma of Range Management
  • CUA50413 - Diploma of Live Production and Technical Services

And the skillsets: