Record and implement client instructions

Formats and tools

Unit Description
Reconstruct the unit from the xml and display it as an HTML page.
Assessment Tool
an assessor resource that builds a framework for writing an assessment tool
Assessment Template
generate a spreadsheet for marking this unit in a classroom environment. Put student names in the top row and check them off as they demonstrate competenece for each of the unit's elements and performance criteria.
Assessment Matrix
a slightly different format than the assessment template. A spreadsheet with unit names, elements and performance criteria in separate columns. Put assessment names in column headings to track which performance criteria each one covers. Good for ensuring that you've covered every one of the performance criteria with your assessment instrument (all assessement tools together).
Wiki Markup
mark up the unit in a wiki markup codes, ready to copy and paste into a wiki page. The output will work in most wikis but is designed to work particularly well as a Wikiversity learning project.
Evidence Guide
create an evidence guide for workplace assessment and RPL applicants
Competency Mapping Template
Unit of Competency Mapping – Information for Teachers/Assessors – Information for Learners. A template for developing assessments for a unit, which will help you to create valid, fair and reliable assessments for the unit, ready to give to trainers and students
Observation Checklist
create an observation checklist for workplace assessment and RPL applicants. This is similar to the evidence guide above, but a little shorter and friendlier on your printer. You will also need to create a seperate Assessor Marking Guide for guidelines on gathering evidence and a list of key points for each activity observed using the unit's range statement, required skills and evidence required (see the unit's html page for details)

Self Assessment Survey
A form for students to assess thier current skill levels against each of the unit's performance criteria. Cut and paste into a web document or print and distribute in hard copy.
Moodle Outcomes
Create a csv file of the unit's performance criteria to import into a moodle course as outcomes, ready to associate with each of your assignments. Here's a quick 'how to' for importing these into moodle 2.x
Registered Training Organisations
Trying to find someone to train or assess you? This link lists all the RTOs that are currently registered to deliver FNSCUS506A, 'Record and implement client instructions'.
Google Links
links to google searches, with filtering in place to maximise the usefulness of the returned results
Reference books for 'Record and implement client instructions' on This online store has a huge range of books, pretty reasonable prices, free delivery in Australia *and* they give a small commission to for every purchase, so go nuts :)

Elements and Performance Criteria



1. Execute instructions to satisfy client requirements

1.1. The client is adequately identified and instructions given in good faith are confirmed and requirements sought

1.2. Relevant client instructions are recorded and documented promptly and accurately in accordance with organisation policy and guidelines, confidentiality requirements, and with relevant legislation or industry codes of practice

1.3. Client instructions are actioned with relevant personnel or section in accordance with client requirements, organisation policy and guidelines, confidentiality requirements, and with relevant legislation or industry codes of practice

2. Review and monitor implementation of client instructions

2.1. Terms and conditions of agreed options and investment strategies are reviewed and monitored for consistency with client instructions

2.2. Implementation strategies and actions are regularly monitored and reviewed to ensure compliance with client instructions

2.3. Clients are regularly updated on the implementation and administration of their agreed investment strategies and instructions to ensure no breaches of agreement or anomalies occur

2.4. Clients are advised of changes to markets, legislative or organisation requirements or guidelines where appropriate

3. Provide additional/after sales service

3.1. Client documentation, information and histories are periodically reviewed to determine areas and extent of additional after sales service that can be provided

3.2. Potential areas of additional after sales service are communicated to clients utilising identified marketing strategies

3.3. Defined additional after sales service is agreed with clients and provided as required

3.4. Areas of client dissatisfaction are identified and acted upon in a prompt, professional and ethical manner, and in accordance with organisation policy and guidelines, confidentiality requirements, and with relevant legislation or industry codes of practice

Qualifications and Skillsets

FNSCUS506A appears in the following qualifications:

  • FNS41410 - Certificate IV in General Insurance
  • FNS60710 - Advanced Diploma of Financial Licensing Management
  • FNS60410 - Advanced Diploma of Financial Planning
  • FNS51210 - Diploma of Insurance Broking
  • FNS51310 - Diploma of Life Insurance
  • FNS51410 - Diploma of Loss Adjusting
  • FNS50710 - Diploma of Superannuation
  • FNS51110 - Diploma of General Insurance
  • FNS51010 - Diploma of Financial Markets
  • FNS40710 - Certificate IV in Financial Practice Support
  • FNS50910 - Diploma of Banking Services Management
  • FNS60510 - Advanced Diploma of Superannuation
  • FNS41411 - Certificate IV in General Insurance
  • FNS50711 - Diploma of Superannuation
  • FNS50611 - Diploma of Financial Planning
  • FNS60711 - Advanced Diploma of Financial Licensing Management
  • FNS51011 - Diploma of Financial Markets
  • FNS51811 - Diploma of Financial Services
  • FNS51312 - Diploma of Life Insurance
  • FNS60513 - Advanced Diploma of Superannuation