Assessor Resource

WRRI5A
Maintain and order stock

Assessment tool

Version 1.0
Issue Date: April 2024


Not applicable.

This unit encompasses the competencies required to maintain and order stock in a retail environment. It involves monitoring receipt and dispatch of goods, maintaining stock records, coordinating stocktake, identifying stock losses, processing orders and following up on orders.

This unit encompasses the competencies required to maintain and order stock in a retail environment. It involves monitoring receipt and dispatch of goods, maintaining stock records, coordinating stocktake, identifying stock losses, processing orders and following up on orders

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)

Prerequisites

Not applicable.


Employability Skills

Not applicable.




Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

The following components of the evidence guide relate directly to the performance criteria and the range of variables for the unit of competency and provide guidance for assessment of the unit in the workplace and/or training program.

Critical Aspects of Evidence

Competency in this unit requires evidence that the candidate:

Consistently implements and monitors store policy/procedures regarding receipt, dispatch and secure storage of goods.

Regularly monitors staff implementation of store procedures and documentation in regard to receipt, dispatch and secure storage of goods.

Monitors stock levels, storage, movement and reorder cycles on a regular basis.

Organises and coordinates stock take, according to store policy and procedures.

Consistently raises/processes stock orders and maintains record system according to store policies and procedures.

Monitors delivery processes and distributes stock to ensure continuity of supply.

Underpinning Skills and Knowledge

Knowledge and skills are essential to apply this unit in the workplace, to transfer to other contexts and deal with unplanned events. The requirements for this unit of competency are listed below:

Knowledge of:

Store policies and procedures, in regard to:

stock control

store merchandising system

current and future stock levels

bar codes

labels

price tags

store stock recording system

stock replenishment/reorder procedures

inter and intra store/department transfers

reporting of stock discrepancies/damage

identifying and recording stock losses

identifying and recording discrepancies

existing suppliers

quality control procedures and requirements

receipt and dispatch of goods including inspection for quality and quantity

Relevant licensing requirements for moving stock mechanically

Relevant legislation and statutory requirements

Relevant industry codes of practice

Relevant occupational health and safety legislation/regulations/codes of practice

Principles and techniques for interpersonal communication skills

Skills in:

Store stocktaking systems

Use of electronic recording equipment

Interpersonal communication skills

Time management

Negotiation skills

Report preparation and presentation

Literacy and numeracy skills in regard to:

stock control reports and documentation

processing orders

maintaining delivery and supply records

stock distribution records

maintaining stock ordering and recording systems

Generic Process Skills

There are a number of processes that are learnt throughout work and life which are required in all jobs. They are fundamental processes and generally transferable to other work functions. Some of these are covered by the key competencies, although others may be added. The questions below highlight how these processes are applied in this unit of competency. Following each question a number indicates the level to which the key competency needs to be demonstrated where 0 = not required, 1 = perform the process, 2 = perform and administer the process, and 3 = perform, administer and design the process.

How can communication of ideas and information be applied?

By informing staff of relevant roles and responsibilities for monitoring and ordering stock. (2)

How can information be collected, analysed and organised?

Monitoring stock levels and processing orders will require information to be collected, analysed and organised. (2)

How are activities planned and organised?

By implementing procedures for receipting, dispatching and storing goods. (2)

How can team work be applied?

Directing and allocating team members in particular roles and responsibilities requires team work. (2)

How can the use of mathematical ideas and techniques be applied?

Processing orders and maintaining stock levels requires the use of mathematical ideas and techniques. (2)

How can problem solving skills be applied?

Assessing stock losses and developing solutions requires problem solving skills. (2)

Context of Assessment

Assessment Process

For valid and reliable assessment of this unit, evidence should be gathered through a range of methods to indicate consistent performance.

It can be gathered from assessment of the unit of competency alone, through an integrated assessment activity or through a combination of both.

Evidence should be gathered as part of the learning process.

Integrated Competency Assessment

Evidence is most relevant when provided through an integrated activity which combines the elements of competency for each unit, or a cluster of units of competency.

The candidate will be required to:

Apply knowledge and skills which underpin the process required to demonstrate competence, including appropriate key competencies.

Integrate knowledge and skills critical to demonstrating competence in this unit.

Unit WRRI5A can be assessed with other units which make up a specific job function.

Evidence Gathering Methods

Evidence should include products, processes and procedures from the workplace context. Evidence might include:

Observation of the person in the workplace

Third party reports from a supervisor

Customer feedback

Answers to questions about specific skills and knowledge

Resources Required

A retail work environment

Relevant documentation, such as:

store policy and procedures for receipt and dispatch of goods

store procedures for stocktake

occupational health and safety legislation/regulations/codes of practice

industry codes of practice

legislation and statutory requirements

store merchandising and marketing policy and procedures

inter and intra store/department transfer procedures

store quality control procedures and requirements

The following components of the evidence guide relate directly to the performance criteria and the range of variables for the unit of competency and provide guidance for assessment of the unit in the workplace and/or training program.

Critical Aspects of Evidence

Competency in this unit requires evidence that the candidate:

Consistently implements and monitors store policy/procedures regarding receipt, dispatch and secure storage of goods.

Regularly monitors staff implementation of store procedures and documentation in regard to receipt, dispatch and secure storage of goods.

Monitors stock levels, storage, movement and reorder cycles on a regular basis.

Organises and coordinates stock take, according to store policy and procedures.

Consistently raises/processes stock orders and maintains record system according to store policies and procedures.

Monitors delivery processes and distributes stock to ensure continuity of supply.

Underpinning Skills and Knowledge

Knowledge and skills are essential to apply this unit in the workplace, to transfer to other contexts and deal with unplanned events. The requirements for this unit of competency are listed below:

Knowledge of:

Store policies and procedures, in regard to:

stock control

store merchandising system

current and future stock levels

bar codes

labels

price tags

store stock recording system

stock replenishment/reorder procedures

inter and intra store/department transfers

reporting of stock discrepancies/damage

identifying and recording stock losses

identifying and recording discrepancies

existing suppliers

quality control procedures and requirements

receipt and dispatch of goods including inspection for quality and quantity

Relevant licensing requirements for moving stock mechanically

Relevant legislation and statutory requirements

Relevant industry codes of practice

Relevant occupational health and safety legislation/regulations/codes of practice

Principles and techniques for interpersonal communication skills

Skills in:

Store stocktaking systems

Use of electronic recording equipment

Interpersonal communication skills

Time management

Negotiation skills

Report preparation and presentation

Literacy and numeracy skills in regard to:

stock control reports and documentation

processing orders

maintaining delivery and supply records

stock distribution records

maintaining stock ordering and recording systems

Generic Process Skills

There are a number of processes that are learnt throughout work and life which are required in all jobs. They are fundamental processes and generally transferable to other work functions. Some of these are covered by the key competencies, although others may be added. The questions below highlight how these processes are applied in this unit of competency. Following each question a number indicates the level to which the key competency needs to be demonstrated where 0 = not required, 1 = perform the process, 2 = perform and administer the process, and 3 = perform, administer and design the process.

How can communication of ideas and information be applied?

By informing staff of relevant roles and responsibilities for monitoring and ordering stock. (2)

How can information be collected, analysed and organised?

Monitoring stock levels and processing orders will require information to be collected, analysed and organised. (2)

How are activities planned and organised?

By implementing procedures for receipting, dispatching and storing goods. (2)

How can team work be applied?

Directing and allocating team members in particular roles and responsibilities requires team work. (2)

How can the use of mathematical ideas and techniques be applied?

Processing orders and maintaining stock levels requires the use of mathematical ideas and techniques. (2)

How can problem solving skills be applied?

Assessing stock losses and developing solutions requires problem solving skills. (2)

Context of Assessment

Assessment Process

For valid and reliable assessment of this unit, evidence should be gathered through a range of methods to indicate consistent performance.

It can be gathered from assessment of the unit of competency alone, through an integrated assessment activity or through a combination of both.

Evidence should be gathered as part of the learning process.

Integrated Competency Assessment

Evidence is most relevant when provided through an integrated activity which combines the elements of competency for each unit, or a cluster of units of competency.

The candidate will be required to:

Apply knowledge and skills which underpin the process required to demonstrate competence, including appropriate key competencies.

Integrate knowledge and skills critical to demonstrating competence in this unit.

Unit WRRI5A can be assessed with other units which make up a specific job function.

Evidence Gathering Methods

Evidence should include products, processes and procedures from the workplace context. Evidence might include:

Observation of the person in the workplace

Third party reports from a supervisor

Customer feedback

Answers to questions about specific skills and knowledge

Resources Required

A retail work environment

Relevant documentation, such as:

store policy and procedures for receipt and dispatch of goods

store procedures for stocktake

occupational health and safety legislation/regulations/codes of practice

industry codes of practice

legislation and statutory requirements

store merchandising and marketing policy and procedures

inter and intra store/department transfer procedures

store quality control procedures and requirements


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

Not applicable.

The Range of Variables provide the range of applications of this unit of competency to allow for differences within enterprises and workplaces. It provides details of practices, knowledge and requirements referred to in the elements and performance criteria. The variables chosen in training and assessment will depend on the work contexts.

The following variables may include but are not limited to:

Store policy and procedures in regard to:

stock control

stock control system

recording procedures

procedures for investigating discrepancies

store merchandise and marketing

pricing, labelling and packaging requirements

quality control policies and procedures

Ordering and recording systems may be:

manual

electronic

Stock transfers may involve:

inter and intra store/department

Suppliers may include:

existing contacts

new contacts

local suppliers

overseas supplies

Reporting of faults may be achieved by:

fax

telephone

email

letter

verbally

Handling techniques may vary according to:

stock characteristics

industry codes of practice

Staff rostering requirements may include:

varying levels of staff training

staffing levels

routine or busy trading conditions

full time, part time or casual staff

range of staff responsibilities

Reports for management may include:

financial reports

business documents

informal reports

stocktake reports

The Range of Variables provide the range of applications of this unit of competency to allow for differences within enterprises and workplaces. It provides details of practices, knowledge and requirements referred to in the elements and performance criteria. The variables chosen in training and assessment will depend on the work contexts.

The following variables may include but are not limited to:

Store policy and procedures in regard to:

stock control

stock control system

recording procedures

procedures for investigating discrepancies

store merchandise and marketing

pricing, labelling and packaging requirements

quality control policies and procedures

Ordering and recording systems may be:

manual

electronic

Stock transfers may involve:

inter and intra store/department

Suppliers may include:

existing contacts

new contacts

local suppliers

overseas supplies

Reporting of faults may be achieved by:

fax

telephone

email

letter

verbally

Handling techniques may vary according to:

stock characteristics

industry codes of practice

Staff rostering requirements may include:

varying levels of staff training

staffing levels

routine or busy trading conditions

full time, part time or casual staff

range of staff responsibilities

Reports for management may include:

financial reports

business documents

informal reports

stocktake reports

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Responsibility for receipt and dispatch of goods delegated to appropriate staff. 
Store procedures implemented in regard to receipt, dispatch and secure storage of goods. 
Staff functions observed to ensure store procedures are followed and documentation is completed correctly. 
Store procedures implemented to ensure goods inspected for quantity and quality on receipt. 
Variations to quantity and quality of delivered goods acted upon according to store policy. 
Safe handling and storage of goods supervised in line with store policy. 
Stock levels monitored and maintained at required levels. 
Stock reorder cycles maintained, monitored and adjusted as required. 
Team members informed of their individual responsibilities in regard to recording of stock. 
Stock storage and movement records maintained in line with store policy. 
Stock discrepancies recorded and procedures followed according to store policy. 
Stock performance monitored and fast/slow selling items identified and reported according to store policy. 
Policies and procedures in regard to stocktaking and cyclical counts interpreted and explained to team members. 
Staff rostered according to allocated budget and time constraints. 
Stocktaking tasks allocated to individual team members. 
Team members provided with clear directions for the performance of each task. 
Team members allocated to ensure effective use of staff resources to complete task. 
Accurate reports on stocktake data, including discrepancies produced for management. 
Losses accurately identified, recorded and assessed against potential loss forecast on a regular basis. 
Avoidable losses identified and reasons established. 
Possible solutions recommended and implemented. 
Orders for stock processed/raised as requested according to store policies and procedures. 
Ordering and recording system accurately maintained. 
Availability of sample range ensured according to buying plan. 
Pricing materials ordered as required. 
Negotiated purchase and supply agreements recorded accurately and filed for retrieval. 
Delivery process monitored to meet agreed deadlines. 
Routine supply problems handled or referred to management as required by store policy. 
Continuous liaison with buyers, store/departments, warehouse and suppliers to ensure continuity of supply. 
Stock distributed according to store/department allocation. 

Forms

Assessment Cover Sheet

WRRI5A - Maintain and order stock
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:


Assessment Record Sheet

WRRI5A - Maintain and order stock

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: