Unit of Competency Mapping – Information for Teachers/Assessors – Information for Learners

SIRXSRM803 Mapping and Delivery Guide
Lead and develop staff

Version 1.0
Issue Date: April 2024


Qualification -
Unit of Competency SIRXSRM803 - Lead and develop staff
Description This unit describes the performance outcomes, skills and knowledge required to lead and develop staff within a diverse and dynamic industry, such as the retail industry.Building a strong team culture, setting clear goals for performance, and motivating and leading team members are essential for business success. It is also critical that the appropriate profile and number of staff are available to drive the business and that legal and regulatory requirements for the engagement of staff are fully reflected in organisational practice.The application of a clearly thought out leadership style and an understanding of the motivation and psychology of teams are required for effective performance.
Employability Skills This unit contains employability skills.
Learning Outcomes and Application This unit of competency supports the needs of senior managers and business owners with significant responsibility for managing and leading a team.
Duration and Setting X weeks, nominally xx hours, delivered in a classroom/online/blended learning setting.
Prerequisites/co-requisites Nil
Competency Field
Development and validation strategy and guide for assessors and learners Student Learning Resources Handouts
Activities 		Slides
PPT 		Assessment 1 Assessment 2 Assessment 3 Assessment 4
Elements of Competency Performance Criteria              
Element: Plan the staffing needs of the organisation.
  • Identify and analyse organisational vision, mission, and goals to inform understanding of staffing requirements.
  • Analyse current and projected volume and type of work to be undertaken.
  • Assess existing staff skills, knowledge and behaviours to ensure access to the required mix and level of skills.
  • Identify need for additional staff to meet organisational human resource requirements.
  • Ensure appropriate HR policies are in place to support the effective operation of staff and the organisation.
       
Element: Analyse and apply personal leadership skills.
  • Review and assess personal leadership style for impact on the successful management of the team and other work responsibilities.
  • Analyse and reflect upon personal characteristics and style of working and the impact on the operation of the organisation.
  • Assess current personal skills and knowledge and match to organisation’s immediate and longer-term needs.
  • Seek professional development opportunities to meet organisational needs and support longer-term personal career choices.
       
Element: Lead the team effectively.
  • Establish and foster effective and open communication channels with staff.
  • Provide clear guidance to staff regarding individual and team work roles and performance expectations in line with organisational policies.
  • Communicate updates of the organisation’s plans and business needs to staff to engender their active involvement.
  • Provide opportunities to staff to be involved in planning processes and the review and improvement of work processes.
  • Foster effective team collaboration and take a leadership role to resolve intra-team conflict.
  • Develop, trial and implement effective strategies to facilitate team growth and increase motivation.
       
Element: Monitor staff performance.
  • Establish and communicate the goals and objectives of roles in line with organisational policies.
  • Conduct performance appraisals according to the organisation’s standard procedures and using a structured performance appraisal system.
  • Analyse results of performance appraisals to identify resource requirements and professional development needs of staff.
  • Provide support to individuals and teams to enhance performance and achievement of organisational goals and the effective completion of work requirements.
  • Manage poor performance in line with organisational standards, policies and procedures, and legal requirements.
       
Element: Review and respond to the development needs of staff.
  • Identify current and future staff development needs using a range of methods and in line with organisational policies.
  • Provide ongoing personal advice, coaching and mentoring to staff to build skill and team performance.
  • Provide opportunities for staff to develop their skills and knowledge within the organisation in line with organisational policies.
  • Include cost of staff training and development needs in relevant budgets and operational plans.
  • Provide feedback and direction to staff on the professional development needs that will be provided.
       


Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

The evidence guide provides advice on assessment and must be read in conjunction with the performance criteria, required skills and knowledge, range statement and the Assessment Guidelines for the Training Package.

Critical aspects for assessment and evidence required to demonstrate competency in this unit

Evidence of the following is essential:

analyses organisational staffing needs and plans for future skill requirements

understands personal leadership style and delivers leadership that is appropriate to organisational needs

demonstrates effective team leadership, built on open communication, clear identification of performance requirements, and articulation of organisational goals and objectives

provides staff development and support to achieve organisational outcomes

manages staff performance according to organisational and legislative requirements.

Context of and specific resources for assessment

Assessment must ensure access to:

a retail work environment

current relevant range of text and online information sources

a structured performance appraisal system

organisational human resources policies and procedures

retail store or department staff.

Method of assessment

A range of assessment methods should be used to assess practical skills and knowledge. The following examples are appropriate for this unit:

observation of performance in the workplace

a role play

answers to questions about specific skills and knowledge

review of portfolios of evidence and third-party workplace reports of on-the-job performance.

Guidance information for assessment

Holistic assessment with other units relevant to the industry sector, workplace and job role is recommended.

Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assignment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)

Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

Required skills

communication and interpersonal skills to:

convey organisational values to a range of section, department or store managers and staff

interact with staff from diverse backgrounds

leadership and management skills to motivate staff to embrace and act on organisational values

problem-solving skills to:

analyse performance appraisals and manage poor performance

develop strategies to improve team performance

Required knowledge

adult learning and development processes

communications theories and methodologies

leadership styles and their application

legislative and regulatory requirements governing employment and contracting of staff

methodologies for performance management and review

organisational mission, vision, values and goals

organisational policies and procedures for employing and contracting staff

psychology of teams

theories of motivation

The range statement relates to the unit of competency as a whole. It allows for different work environments and situations that may affect performance. Bold italicised wording, if used in the performance criteria, is detailed below. Essential operating conditions that may be present with training and assessment (depending on the work situation, needs of the individual, accessibility of the item, and local industry and regional contexts) may also be included.

HR policies must conform to current legal requirements and may include:

application of industrial relations legislation and regulation (e.g. Fair Work Act)

enterprise bargaining agreements and awards

HR administration of records and databases

induction processes and programs

job description and performance appraisals

leave entitlements

work health and safety (WHS)

recruitment and selection

remuneration practices

rewards and recognition practices

termination procedures

workforce capacity planning.

Leadership style can be understood by reference to a range of theories that may include:

behavioural theories, such as:

role theory

the managerial grid

contingency theories, such as:

Fiedler's least preferred co-worker (LPC)

cognitive resource

strategic contingencies

great man theory

participative leadership styles, such as:

Lewin

Likert

situational leadership, such as:

Hersey and Blanchard's situational leadership

Vroom and Yetton's normative model

House's Path-Goal theory of leadership

trait theory

transactional leadership, such as leader-member exchange (LMX) theory

transformational leadership, such as:

Bass’ transformational leadership theory

Burns’ transformational leadership theory

Kouzes and Posner's leadership participation inventory.

Personal characteristics:

that impact on individual’s performance within the workplace and leadership may be understood by reference to theories and techniques, including:

emotional intelligence inventories

Morey’s Personality Assessment Inventory

Myers-Briggs Personality Indicator Test (MBTI)

16 Personality Factor (16 PF) questionnaire.

Motivation of staff may be understood by reference to theories, including:

David C. McClelland’s theories of achievement motivation

Herzberg’s motivation theory

Maslow’s hierarchy of needs

Theory X

Theory Y.

Performance appraisals may include:

360 degree feedback

counselling meetings

formal annual, half yearly or quarterly performance appraisals Note: performance appraisals may be linked to outcome targets negotiated annually with staff members

informal one-to-one review discussions

probationary reviews.

Support to individuals and teams to improve and enhance workplace performance may include:

additional capital resources, such as updated software or technology

additional human resources

buddy systems

coaching

counselling

mentoring

on or off-the-job training and development.

Staff development needs may be determined by many factors, including:

changes to work practices and processes

customer feedback

individual staff requests for training

introduction of new technologies or software applications

performance appraisals

staff surveys

supervisor reports on individual staff.

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Identify and analyse organisational vision, mission, and goals to inform understanding of staffing requirements. 
Analyse current and projected volume and type of work to be undertaken. 
Assess existing staff skills, knowledge and behaviours to ensure access to the required mix and level of skills. 
Identify need for additional staff to meet organisational human resource requirements. 
Ensure appropriate HR policies are in place to support the effective operation of staff and the organisation. 
Review and assess personal leadership style for impact on the successful management of the team and other work responsibilities. 
Analyse and reflect upon personal characteristics and style of working and the impact on the operation of the organisation. 
Assess current personal skills and knowledge and match to organisation’s immediate and longer-term needs. 
Seek professional development opportunities to meet organisational needs and support longer-term personal career choices. 
Establish and foster effective and open communication channels with staff. 
Provide clear guidance to staff regarding individual and team work roles and performance expectations in line with organisational policies. 
Communicate updates of the organisation’s plans and business needs to staff to engender their active involvement. 
Provide opportunities to staff to be involved in planning processes and the review and improvement of work processes. 
Foster effective team collaboration and take a leadership role to resolve intra-team conflict. 
Develop, trial and implement effective strategies to facilitate team growth and increase motivation. 
Establish and communicate the goals and objectives of roles in line with organisational policies. 
Conduct performance appraisals according to the organisation’s standard procedures and using a structured performance appraisal system. 
Analyse results of performance appraisals to identify resource requirements and professional development needs of staff. 
Provide support to individuals and teams to enhance performance and achievement of organisational goals and the effective completion of work requirements. 
Manage poor performance in line with organisational standards, policies and procedures, and legal requirements. 
Identify current and future staff development needs using a range of methods and in line with organisational policies. 
Provide ongoing personal advice, coaching and mentoring to staff to build skill and team performance. 
Provide opportunities for staff to develop their skills and knowledge within the organisation in line with organisational policies. 
Include cost of staff training and development needs in relevant budgets and operational plans. 
Provide feedback and direction to staff on the professional development needs that will be provided. 

Forms

Assessment Cover Sheet

SIRXSRM803 - Lead and develop staff
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:

Assessment Record Sheet

SIRXSRM803 - Lead and develop staff

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: