Develop and create compliance requirements

Formats and tools

Unit Description
Reconstruct the unit from the xml and display it as an HTML page.
Assessment Tool
an assessor resource that builds a framework for writing an assessment tool
Assessment Template
generate a spreadsheet for marking this unit in a classroom environment. Put student names in the top row and check them off as they demonstrate competenece for each of the unit's elements and performance criteria.
Assessment Matrix
a slightly different format than the assessment template. A spreadsheet with unit names, elements and performance criteria in separate columns. Put assessment names in column headings to track which performance criteria each one covers. Good for ensuring that you've covered every one of the performance criteria with your assessment instrument (all assessement tools together).
Wiki Markup
mark up the unit in a wiki markup codes, ready to copy and paste into a wiki page. The output will work in most wikis but is designed to work particularly well as a Wikiversity learning project.
Evidence Guide
create an evidence guide for workplace assessment and RPL applicants
Competency Mapping Template
Unit of Competency Mapping – Information for Teachers/Assessors – Information for Learners. A template for developing assessments for a unit, which will help you to create valid, fair and reliable assessments for the unit, ready to give to trainers and students
Observation Checklist
create an observation checklist for workplace assessment and RPL applicants. This is similar to the evidence guide above, but a little shorter and friendlier on your printer. You will also need to create a seperate Assessor Marking Guide for guidelines on gathering evidence and a list of key points for each activity observed using the unit's range statement, required skills and evidence required (see the unit's html page for details)

Self Assessment Survey
A form for students to assess thier current skill levels against each of the unit's performance criteria. Cut and paste into a web document or print and distribute in hard copy.
Moodle Outcomes
Create a csv file of the unit's performance criteria to import into a moodle course as outcomes, ready to associate with each of your assignments. Here's a quick 'how to' for importing these into moodle 2.x
Registered Training Organisations
Trying to find someone to train or assess you? This link lists all the RTOs that are currently registered to deliver BSBCOM602B, 'Develop and create compliance requirements'.
Google Links
links to google searches, with filtering in place to maximise the usefulness of the returned results
Books
Reference books for 'Develop and create compliance requirements' on fishpond.com.au. This online store has a huge range of books, pretty reasonable prices, free delivery in Australia *and* they give a small commission to ntisthis.com for every purchase, so go nuts :)


Elements and Performance Criteria

ELEMENT

PERFORMANCE CRITERIA

1. Clarify the purpose and scope of the proposed compliance requirements

1.1. Determine the authority for the compliance requirements in conjunction with relevant personnel

1.2. Clarify the purpose of the compliance requirements with relevant authorised personnel

1.3. Determine the scope of the proposed compliance requirements in consultation with relevant internal and/or external personnel

1.4. Clarify the implications of non-compliance with the proposed compliance requirements and evaluate in consultation with relevant internal and/or external personnel

1.5. Identify and interpret relevant Australian and international standards pertaining to the proposed compliance requirements and related compliance program/management system

2. Prepare the development plan

2.1. Establish a suitable project methodology to identify and consult with relevant stakeholders who have an interest in the proposed compliance requirements

2.2. Prepare the plan for the proposed project to develop compliance requirements

2.3. Obtain approval of plan from relevant internal and/or external personnel

3. Consult with relevant stakeholders

3.1. Identify relevant internal and/or external stakeholders in the compliance requirements

3.2. Consult stakeholders on compliance requirements in accordance with the established methodology

3.3. Interpret, analyse and organise outcomes of consultations with stakeholders

3.4. Summarise findings and issues determined through the consultation process and draft appropriate recommendations on compliance requirements

4. Prepare the initial draft report on the proposed compliance requirements

4.1. Prepare the initial draft report on the proposed compliance requirements including information on the findings, issues and recommended requirements identified through the consultation processes

4.2. Submit draft report to the development team for consideration and make any changes required in preparation for validation consultations

5. Obtain feedback on draft compliance requirements

5.1. Determine an appropriate sample of stakeholders for the validation process in collaboration with the other members of the development team in accordance with the established methodology

5.2. Disseminate the draft compliance requirements to the identified sample of stakeholders using appropriate techniques and technology

5.3. Collate, interpret and analyse feedback received on the draft compliance requirements

5.4. Summarise and organise outcomes of the feedback process in preparation for editing of the draft compliance requirements

6. Edit and document recommended compliance requirements

6.1. Edit the draft compliance requirements appropriately based on the feedback obtained from stakeholders

6.2. Format and proofread the edited compliance requirements in accordance with the agreed methodology

6.3. Submit the recommended compliance requirements in the required format to authorised personnel for consideration and due process for approval and implementation


Qualifications and Skillsets

BSBCOM602B appears in the following qualifications:

  • FNS60310 - Advanced Diploma of Conveyancing
  • FNS51710 - Diploma of Applied Anti-Money Laundering and Counter Terrorism Financing Management
  • FNS60810 - Advanced Diploma of Financial Risk Management
  • FNS50810 - Diploma of Financial Risk Management
  • FNS60610 - Advanced Diploma of Banking Services Management
  • FNS60510 - Advanced Diploma of Superannuation
  • BSB50307 - Diploma of Customer Contact
  • BSB60307 - Advanced Diploma of Customer Contact