Conduct individual work within a compliance framework

Formats and tools

Unit Description
Reconstruct the unit from the xml and display it as an HTML page.
Assessment Tool
an assessor resource that builds a framework for writing an assessment tool
Assessment Template
generate a spreadsheet for marking this unit in a classroom environment. Put student names in the top row and check them off as they demonstrate competenece for each of the unit's elements and performance criteria.
Assessment Matrix
a slightly different format than the assessment template. A spreadsheet with unit names, elements and performance criteria in separate columns. Put assessment names in column headings to track which performance criteria each one covers. Good for ensuring that you've covered every one of the performance criteria with your assessment instrument (all assessement tools together).
Wiki Markup
mark up the unit in a wiki markup codes, ready to copy and paste into a wiki page. The output will work in most wikis but is designed to work particularly well as a Wikiversity learning project.
Evidence Guide
create an evidence guide for workplace assessment and RPL applicants
Competency Mapping Template
Unit of Competency Mapping – Information for Teachers/Assessors – Information for Learners. A template for developing assessments for a unit, which will help you to create valid, fair and reliable assessments for the unit, ready to give to trainers and students
Observation Checklist
create an observation checklist for workplace assessment and RPL applicants. This is similar to the evidence guide above, but a little shorter and friendlier on your printer. You will also need to create a seperate Assessor Marking Guide for guidelines on gathering evidence and a list of key points for each activity observed using the unit's range statement, required skills and evidence required (see the unit's html page for details)

Self Assessment Survey
A form for students to assess thier current skill levels against each of the unit's performance criteria. Cut and paste into a web document or print and distribute in hard copy.
Moodle Outcomes
Create a csv file of the unit's performance criteria to import into a moodle course as outcomes, ready to associate with each of your assignments. Here's a quick 'how to' for importing these into moodle 2.x
Registered Training Organisations
Trying to find someone to train or assess you? This link lists all the RTOs that are currently registered to deliver FNSORG401, 'Conduct individual work within a compliance framework'.
Google Links
links to google searches, with filtering in place to maximise the usefulness of the returned results
Books
Reference books for 'Conduct individual work within a compliance framework' on fishpond.com.au. This online store has a huge range of books, pretty reasonable prices, free delivery in Australia *and* they give a small commission to ntisthis.com for every purchase, so go nuts :)


Elements and Performance Criteria

ELEMENT

PERFORMANCE CRITERIA

Elements describe the essential outcomes.

Performance criteria describe the performance needed to demonstrate achievement of the element.

1. Identify individual compliance requirements

1.1 Research and document statutory, legislative and regulatory requirements relating to individual’s work

1.2 Research and document organisational and industry requirements relating to individual’s work

2. Interpret individual compliance requirements

2.1 Map compliance requirements against individual work practices

2.2 Discuss ethical considerations with relevant parties where appropriate

3. Develop or respond to procedures to ensure individual compliance

3.1 Consult appropriate persons to identify procedures to be followed to ensure compliance

3.2 Review and/or develop procedures to ensure compliance

3.3 Maintain appropriate records

4. Identify and adapt to changes in individual compliance requirements

4.1 Identify training programs (internal or external) that deliver against compliance requirements

4.2 Identify and discuss professional development opportunities related to individual situation with managers or supervisors

4.3 Read and understand documentation relating to compliance issues

4.4 Discuss documentation relating to compliance issues with appropriate persons to ensure ongoing compliance is maintained


Qualifications and Skillsets

FNSORG401 appears in the following qualifications:

  • FNS40111 - Certificate IV in Credit Management
  • FNS51511 - Diploma of Credit Management
  • FNS41811 - Certificate IV in Financial Services
  • FNS40115 - Certificate IV in Credit Management
  • FNS51515 - Diploma of Credit Management
  • FNS41815 - Certificate IV in Financial Services